Q3 2023 Holdings
Filed 2023-11-07 | 55 holdings | $84.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Hennessy Capital Invst Corp | CLASS A COM | 42600H108 | $33.8M | 3,274,291 | 39.9% |
| Diebold Nixdorf Inc(DBD) | COM SHS | 253651202 | $33.8M | 1,783,765 | 39.9% |
| Wesco Interl 1000 DS RP 1 SRS A PRF (NYS) | ORD SHS | 95082P303 | $5.9M | 223,574 | 7.0% |
| Concord Acquisition Corp II(CNDA) | COM CL A | 20607U108 | $2.9M | 279,996 | 3.4% |
| Power & Digital Infrastructu | CLASS A COM | 73919C100 | $2.4M | 227,200 | 2.9% |
| Ferroglobe PLC(GSM) | SHS | G33856108 | $1.2M | 225,000 | 1.4% |
| Dell Technologies Inc(DELL) | CL C | 24703L202 | $689.0K | 10,000 | 0.8% |
| Brunswick Corp(BC) | COM | 117043109 | $553.0K | 7,000 | 0.7% |
| Li-Cycle Holdings Corp(LICYUSD) | COMMON SHARES | 50202P105 | $532.5K | 150,000 | 0.6% |
| Avation PLC Warrants | *W EXP 10/31/2026 | G0713X132 | $406.9K | 667,014 | 0.5% |
| Planet Labs PBC(PL) | COM CL A | 72703X106 | $401.5K | 154,431 | 0.5% |
| Docgo Inc(DCGO) | COM | 256086109 | $348.9K | 65,462 | 0.4% |
| Herbalife LTD(HLF) | COM SHS | G4412G101 | $307.8K | 22,000 | 0.4% |
| Mcdermott International ORD (PNK) | ORD SHS | G5924V106 | $265.5K | 1,061,907 | 0.3% |
| Spirit Aerosystems Hldgs Inc(S9Q) | COM CL A | 848574109 | $209.8K | 13,000 | 0.2% |
| Taboola.com LTD(TBLA) | ORD SHS | M8744T106 | $197.0K | 51,973 | 0.2% |
| Cellebrite DI LTD(CLBT) | *W EXP 08/30/202 | M2197Q115 | $140.5K | 110,601 | 0.2% |
| Alvotech | *W EXP 06/15/202 | L01800116 | $138.6K | 82,967 | 0.2% |
| Payoneer Global Inc | *W EXP 06/25/202 | 70451X112 | $107.7K | 133,000 | 0.1% |
| Planet Labs PBC(PL/WS) | *W EXP 12/06/202 | 72703X114 | $66.2K | 209,305 | 0.1% |
| Niocorp Devs LTD(NIOBW) | *W EXP 03/17/202 | 654484153 | $60.8K | 100,000 | 0.1% |
| Aeye Inc | CL A COM | 008183105 | $52.5K | 250,000 | 0.1% |
| GTT Communications Inc ORD (OTC) | ORD SHS | 362393308 | $48.7K | 3,360 | 0.1% |
| Landcadia Holdings IV Inc | *W EXP 03/29/202 | 51477A112 | $44.4K | 317,468 | 0.1% |
| Osiris Acquisition Corp | *W EXP 05/01/202 | 68829A111 | $34.4K | 1,137,500 | 0.0% |
| Oculis Holding AG | *W EXP 03/06/202 | H5870P110 | $28.7K | 16,998 | 0.0% |
| Aurora Innovation Inc(AUROW) | *W EXP 11/03/202 | 051774115 | $16.0K | 50,035 | 0.0% |
| Kernel Group Holdings Inc | *W EXP 02/02/202 | G5259L129 | $14.2K | 205,092 | 0.0% |
| Prosomnus Inc | *W EXP 04/20/202 | 50535E116 | $13.1K | 187,500 | 0.0% |
| Chavant Capital Acquisitn Co | *W EXP 99/99/999 | G2058L111 | $11.0K | 375,000 | 0.0% |
| Stryve Foods Inc(SNAX) | CL A NEW | 863685202 | $10.4K | 3,333 | 0.0% |
| Semantix EQY Warrant (NMS) | *W EXP 8/4/2027 | G6332A114 | $5.7K | 136,061 | 0.0% |
| Bridger Aerospace GRP Hldgs(BAERW) | *W EXP 01/24/202 | 96812F110 | $5.6K | 19,437 | 0.0% |
| Sunlight Financial Hold CL A ORD (PNK) | ORD SHS | 86738J304 | $4.5K | 9,936 | 0.0% |
| Kore Group Hldgs Inc | *W EXP 09/30/202 | 50066V115 | $4.0K | 38,801 | 0.0% |
| Northern Star Invstmnt Corp | *W EXP 01/31/202 | 66573W115 | $3.4K | 99,998 | 0.0% |
| 7GC & Co Holdings Inc | *W EXP 12/28/202 | 81786A115 | $3.3K | 39,028 | 0.0% |
| Sunlight Financial Hold EQY Warrant (PNK) | *W EXP 11/28/2025 | 86738J114 | $3.3K | 295,381 | 0.0% |
| Electriq PWR Hldgs Inc | *W EXP 07/31/202 | 285046116 | $2.9K | 100,000 | 0.0% |
| Ecarx Holdings Inc | *W EXP 12/20/202 | G29201111 | $2.4K | 48,842 | 0.0% |
| Sharecare Inc | *W EXP 07/01/202 | 81948W112 | $1.9K | 63,498 | 0.0% |
| Allurion Technologies Inc(ALUR/WS) | *W EXP 07/31/202 | 02008G110 | $1.7K | 1,838 | 0.0% |
| Iris Acquisition Corp | *W EXP 02/28/202 | 89601Y119 | $1.4K | 29,166 | 0.0% |
| Innovid Corp | *W EXP 11/30/202 | 457679116 | $1.1K | 17,439 | 0.0% |
| Grove Colaborative Hold EQY Warrant (PNK) | *W EXP 6/16/2027 | 39957D110 | $1.0K | 99,616 | 0.0% |
| Jaws Mustang Acquisition COR | *W EXP 01/30/202 | G50737124 | $1.0K | 25,000 | 0.0% |
| Benson Hill Inc(BHLWQ) | *W EXP 09/29/202 | 082490111 | $825 | 25,000 | 0.0% |
| Movella Holdings Inc | *W EXP 02/10/202 | 62459N113 | $425 | 10,787 | 0.0% |
| Cazoo Group EQY Warrant (PNK) | *W EXP 8/26/2026 | G2007L113 | $344 | 312,832 | 0.0% |
| CF Acquisition Corp IV | *W EXP 12/31/202 | 12520T110 | $182 | 3,645 | 0.0% |