Q3 2019 Holdings
Filed 2019-11-13 | 7561 holdings | $24.5B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| S&W Seed Co | COM | 785135104 | $39 | 16,428 | 0.0% |
| Clearside Biomedical Inc(CLSDUSD) | COM | 185063104 | $40 | 63,856 | 0.0% |
| Chaparral Energy Inc(CHAPQ) | COM CL A | 15942R208 | $42 | 31,367 | 0.0% |
| Veritone Inc(VERI) | COM | 92347M100 | $54 | 15,057 | 0.0% |
| Israel Chemicals LTD(ICL) | SHS | M5920A109 | $59 | 11,768 | 0.0% |
| Gulfport Energy Corp | COM NEW | 402635304 | $126 | 46,600 | 0.0% |
| United Security Bancshares C(UBFO) | COM | 911460103 | $133 | 12,681 | 0.0% |
| Viewray Inc(VRAYQ) | COM | 92672L107 | $138 | 47,552 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $153 | 10,084 | 0.0% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $154 | $200,000 | 0.0% |
| Amcor PLC(AMCR) | ORD | G0250X107 | $158 | 16,185 | 0.0% |
| Roan RES Inc(ROAN) | CL A COM | 769755109 | $159 | 129,321 | 0.0% |
| Nesco Hldgs Inc | *W EXP 01/01/202 | 64083J112 | $161 | 187,382 | 0.0% |
| Carolina TR Bancshares Inc | COM | 14422P105 | $170 | 16,227 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $171 | 364,669 | 0.0% |
| Clovis Oncology Inc(CLVSEUR) | COM | 189464100 | $190 | 48,482 | 0.0% |
| Constellium SE(CSTM) | CL A | N22035104 | $196 | 15,425 | 0.0% |
| Bank Amer Corp(BAC) | 7.25%CNV PFD L | 060505682 | $202 | 135 | 0.0% |
| Grupo Supervielle S A(SUPV) | SPONSORED ADR | 40054A108 | $202 | 62,796 | 0.0% |
| Sabre Corp(SABR) | COM | 78573M104 | $202 | 9,035 | 0.0% |
| Intrepid Potash Inc | COM | 46121Y102 | $205 | 62,739 | 0.0% |
| Neurocrine Biosciences Inc | NOTE 2.250% 5/1 | 64125CAD1 | $205 | $150,000 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $206 | 166,837 | 0.0% |
| China Lodging Group LTD | NOTE 0.375%11/0 | 16949NAC3 | $208 | $200,000 | 0.0% |
| Allegion PUB LTD Co(ALLE) | ORD SHS | G0176J109 | $208 | 2,009 | 0.0% |
| Sempra Energy | 6.75% CNV PFD B | 816851505 | $213 | 1,811 | 0.0% |
| Pennymac Finl Svcs Inc(PFSI) | COM | 70932M107 | $213 | 7,011 | 0.0% |
| Vanguard Scottsdale FDS(VCIT) | INT-TERM CORP | 92206C870 | $219 | 2,400 | 0.0% |
| Weibo Corp | NOTE 1.250%11/1 | 948596AC5 | $220 | $235,000 | 0.0% |
| Horizon Therapeutics PUB LTD | SHS | G46188101 | $221 | 8,114 | 0.0% |
| Carnival Corp(CCL) | UNIT 99/99/9999 | 143658300 | $229 | 5,237 | 0.0% |
| Allakos Inc(ALLKGUSD) | COM | 01671P100 | $233 | 2,959 | 0.0% |
| Ishares TR(IWR) | RUS MID CAP ETF | 464287499 | $235 | 4,200 | 0.0% |
| International Flavors&fragra | UNIT 09/15/2021 | 459506309 | $235 | 5,000 | 0.0% |
| Atmos Energy Corp(ATO) | COM | 049560105 | $235 | 2,070 | 0.0% |
| Amkor Technology Inc(AMKR) | COM | 031652100 | $237 | 26,032 | 0.0% |
| Anaptysbio Inc(ANAB) | COM | 032724106 | $239 | 6,830 | 0.0% |
| Borgwarner Inc(BWA) | COM | 099724106 | $244 | 6,634 | 0.0% |
| Virtus Invt Partners Inc(VRTS) | COM | 92828Q109 | $251 | 2,266 | 0.0% |
| Apogee Enterprises Inc(APOG) | COM | 037598109 | $251 | 6,427 | 0.0% |
| Cheniere Energy Inc(LNG) | COM NEW | 16411R208 | $252 | 3,983 | 0.0% |
| United Therapeutics Corp del(UTHR) | COM | 91307C102 | $253 | 3,181 | 0.0% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $258 | $290,000 | 0.0% |
| Credit Suisse Group | SPONSORED ADR | 225401108 | $269 | 22,000 | 0.0% |
| Progress Software Corp(PRGS) | COM | 743312100 | $271 | 7,137 | 0.0% |
| Pattern Energy Group Inc | NOTE 4.000% 7/1 | 70338PAB6 | $274 | $260,000 | 0.0% |
| Canadian PAC RY LTD | COM | 13645T100 | $275 | 1,237 | 0.0% |
| Dermira Inc | NOTE 3.000% 5/1 | 24983LAB0 | $277 | $330,000 | 0.0% |
| SEA LTD | NOTE 2.250% 7/0 | 81141RAB6 | $279 | $160,000 | 0.0% |
| J2 Global Inc(ZD) | COM | 48123V102 | $281 | 3,095 | 0.0% |