Q3 2013 Holdings
Filed 2013-11-14 | 59 holdings | $50.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Merrimack Pharmaceuticals in | COM | 590328100 | $152 | 40,000 | 0.0% |
| Boston Private Finl Hldgs in | *W EXP 11/21/201 | 101119113 | $1.2K | 267,039 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $1.4K | 73,355 | 0.0% |
| Mgic Invt Corp WIS | NOTE 5.000% 5/0 | 552848AD5 | $2.7K | $2,500,000 | 0.0% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $2.9K | 250,000 | 0.0% |
| Sunpower Corp | DBCV 4.750% 4/1 | 867652AC3 | $4.9K | $4,325,000 | 0.0% |
| Quicksilver Resources Inc | COM | 74837R104 | $5.9K | 3,000,000 | 0.0% |
| General Electric Co | COM | 369604103 | $6.0K | 250,000 | 0.0% |
| Silver Eagle Acquisition COR | UNIT 99/99/9999 | 827694209 | $9.1K | 896,609 | 0.0% |
| Sunedison Inc | COM | 86732Y109 | $10.4K | 1,300,000 | 0.0% |
| Ishares Silver Trust(SLV)Call | ISHARES | 46428Q109 | $10.5K | 500,000 | 0.0% |
| Tower Group Intl LTD | COM | G8988C105 | $15.4K | 2,195,900 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $16.9K | $16,000,000 | 0.0% |
| Applied Matls Inc(AMAT) | COM | 038222105 | $17.5K | 1,000,000 | 0.0% |
| Barnes Group Inc | NOTE 3.375% 3/1 | 067806AD1 | $20.3K | $16,244,000 | 0.0% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $20.6K | $14,832,000 | 0.0% |
| Forest City Enterprises Inc | NOTE 4.250% 8/1 | 345550AP2 | $21.5K | $19,283,000 | 0.0% |
| Mosaic Co(MOS)Call | COM | 61945C103 | $21.5K | 500,000 | 0.0% |
| Brookfield Office Pptys Inc | COM | 112900105 | $22.9K | 1,200,000 | 0.0% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $25.4K | $15,000,000 | 0.1% |
| Commonwealth REIT | COM SH BEN INT | 203233101 | $26.3K | 1,200,000 | 0.1% |
| Sunpower Corp | DBCV 4.500% 3/1 | 867652AE9 | $26.6K | $20,215,000 | 0.1% |
| Enersys | NOTE 3.375% 6/0 | 29275YAA0 | $28.1K | $18,206,000 | 0.1% |
| Discovery Communicatns New(DISCKUSD) | COM SER C | 25470F302 | $28.5K | 364,598 | 0.1% |
| Gencorp Inc | SDCV 4.062%12/3 | 368682AN0 | $29.6K | $16,400,000 | 0.1% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $30.4K | $28,931,000 | 0.1% |
| American Capital Agency Corp | COM | 02503X105 | $36.1K | 1,600,000 | 0.1% |
| Wellpoint IncPut | COM | 94973V107 | $41.8K | 500,000 | 0.1% |
| Barrick Gold Corp(ABX)Put | COM | 067901108 | $41.9K | 2,250,000 | 0.1% |
| Lamar Advertising Co | CL A | 512815101 | $42.3K | 900,000 | 0.1% |
| Select Sector Spdr TR(XLI)Put | SBI INT-INDS | 81369Y704 | $46.4K | 1,000,000 | 0.1% |
| Barrick Gold Corp(ABX) | COM | 067901108 | $51.2K | 2,750,000 | 0.1% |
| Penn Natl Gaming Inc(PENN) | COM | 707569109 | $54.0K | 975,000 | 0.1% |
| Jarden Corp | COM | 471109108 | $58.1K | 1,200,000 | 0.1% |
| Yahoo Inc | COM | 984332106 | $69.7K | 2,100,000 | 0.1% |
| TFS Finl Corp(TFSL) | COM | 87240R107 | $71.8K | 6,000,000 | 0.1% |
| Liberty Media Corp Delaware | CL A | 531229102 | $73.6K | 500,000 | 0.1% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $78.4K | $41,000,000 | 0.2% |
| Powershares QQQPut | TRUST UNIT SER 1 | 73935A104 | $78.9K | 1,000,000 | 0.2% |
| Spdr Series TrustPut | S&P OILGAS EXP | 78464A730 | $79.0K | 1,200,000 | 0.2% |
| General Mtrs Co(GM)Put | COM | 37045V100 | $83.0K | 2,307,300 | 0.2% |
| Spdr Gold Trust(GLD)Call | GOLD SHS | 78463V107 | $83.3K | 650,000 | 0.2% |
| 3M Co(MMM)Put | COM | 88579Y101 | $83.6K | 700,000 | 0.2% |
| HCA Holdings Inc(HCA)Put | COM | 40412C101 | $85.5K | 2,000,000 | 0.2% |
| Cognizant Technology Solutio(CTSH)Put | CL A | 192446102 | $86.2K | 1,050,000 | 0.2% |
| Cognizant Technology Solutio(CTSH)Call | CL A | 192446102 | $86.2K | 1,050,000 | 0.2% |
| United Technologies Corp(UTXZ)Put | COM | 913017109 | $86.3K | 800,000 | 0.2% |
| Exelon Corp(EXC)Call | COM | 30161N101 | $118.6K | 4,000,000 | 0.2% |
| Cognizant Technology Solutio(CTSH) | CL A | 192446102 | $139.6K | 1,700,000 | 0.3% |
| Tyco International LTD | SHS | H89128104 | $139.9K | 4,000,000 | 0.3% |