Q3 2013 Holdings
Filed 2013-11-14 | 161 holdings | $12.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alpine Global Dynamic Divd F | COM | 02082E106 | $65 | 13,600 | 0.0% |
| Advent Clay Conv SEC Inc FD | COM | 007639107 | $100 | 14,408 | 0.0% |
| Bioamber Inc | *W EXP 05/09/201 | 09072Q114 | $103 | 128,450 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $130 | 24,410 | 0.0% |
| Calamos Conv & High Income F(XCHYX) | COM SHS | 12811P108 | $130 | 10,361 | 0.0% |
| CYS Invts Inc | COM | 12673A108 | $134 | 16,500 | 0.0% |
| MFS Intermarket Income Trust | SH BEN INT | 59318R103 | $163 | 20,322 | 0.0% |
| Clough Global Allocation FD(GLV) | COM | 18913Y103 | $188 | 12,367 | 0.0% |
| Nexpoint CR Strategies FD | COM | 65340G106 | $194 | 25,300 | 0.0% |
| Nuveen Flexible Invt Income | COM | 67075B104 | $211 | 12,715 | 0.0% |
| Morgan Stanley Emer Mkts DEB(MSD) | COM | 61744H105 | $218 | 21,826 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $223 | 30,989 | 0.0% |
| Stone HBR Emerg Mkts TL Inc | COM | 86164W100 | $234 | 11,740 | 0.0% |
| Eaton Vance Fltg Rate Incom | COM SHS BEN INT | 278284104 | $254 | 14,202 | 0.0% |
| Apollo SR Floating Rate FD I | COM | 037636107 | $266 | 14,900 | 0.0% |
| Nuveen Floating Rate Income(JFR) | COM | 67072T108 | $274 | 22,925 | 0.0% |
| Strategic Global Income FD | COM | 862719101 | $316 | 33,969 | 0.0% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $344 | 36,796 | 0.0% |
| Ares Dynamic CR Allocation F(ARDC) | COM | 04014F102 | $355 | 19,585 | 0.0% |
| First TR Aberdeen Glbl OPP F | COM SHS | 337319107 | $387 | 26,600 | 0.0% |
| Time Warner Cable Inc | COM | 88732J207 | $396 | 3,548 | 0.0% |
| Vanguard BD Index FD Inc(BLV) | LONG TERM BOND | 921937793 | $430 | 5,175 | 0.0% |
| Apollo Residential MTG Inc | COM | 03763V102 | $438 | 30,000 | 0.0% |
| Vanguard Scottsdale FDS(VCLT) | LG-TERM COR BD | 92206C813 | $482 | 5,875 | 0.0% |
| Avenue Income CR Strategies | COM | 05358E106 | $500 | 29,581 | 0.0% |
| Invesco Mortgage Capital Inc(IVREUR) | COM | 46131B100 | $508 | 33,000 | 0.0% |
| First TR Strategic High Inc | COM SHS NEW | 337353304 | $528 | 33,171 | 0.0% |
| MFS Charter Income TR(MCR) | SH BEN INT | 552727109 | $532 | 59,399 | 0.0% |
| Nuveen Diversified DIV Incm | COM | 6706EP105 | $534 | 47,729 | 0.0% |
| Delaware Enhanced GBL DIV & | COM | 246060107 | $545 | 45,813 | 0.0% |
| Polypore Intl Inc | COM | 73179V103 | $598 | 14,603 | 0.0% |
| MFS Multimarket Income TR(MMT) | SH BEN INT | 552737108 | $609 | 92,072 | 0.0% |
| Bioamber Inc(BIOAQ) | COM | 09072Q106 | $625 | 127,450 | 0.0% |
| LMP Cap & Income FD Inc(XSCDX) | COM | 50208A102 | $639 | 43,000 | 0.0% |
| Calamos GBL DYN Income Fund(CHW) | COM | 12811L107 | $691 | 81,142 | 0.0% |
| Dynegy Inc New del | *W EXP 99/99/999 | 26817R116 | $705 | 510,952 | 0.0% |
| Western Asset MTG DEF Oppty(DMO) | COM | 95790B109 | $763 | 33,898 | 0.0% |
| Nuveen PFD & Income Term FD(XJPIX) | COM | 67075A106 | $767 | 33,822 | 0.0% |
| Herbalife LTD(HLF)Put | COM USD SHS | G4412G101 | $788 | 11,300 | 0.0% |
| Alpha Natural Resources Inc(ANRZQEUR) | COM | 02076X102 | $828 | 138,880 | 0.0% |
| Thermon Group Hldgs Inc(THR) | COM | 88362T103 | $857 | 37,102 | 0.0% |
| AG MTG Invt TR Inc(MITTEUR) | COM | 001228105 | $928 | 55,829 | 0.0% |
| Clough Global Opportunities(GLO) | SH BEN INT | 18914E106 | $1.1K | 82,763 | 0.0% |
| BlackRock High Yield TR | SHS | 09248N102 | $1.1K | 156,404 | 0.0% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $1.1K | 93,231 | 0.0% |
| MFS Govt Mkts Income TR(MGF) | SH BEN INT | 552939100 | $1.1K | 190,836 | 0.0% |
| Stone HBR Emerg Mrkts Inc FD(EDF) | COM | 86164T107 | $1.1K | 56,240 | 0.0% |
| Legg Mason BW GLB Inc OPP FD | COM | 52469B100 | $1.1K | 68,680 | 0.0% |
| International Game Technolog | COM | 459902102 | $1.2K | 63,330 | 0.0% |
| Claymore Exchange TRD FD TR | GUGG CRP BD 2015 | 18383M563 | $1.2K | 55,625 | 0.0% |