Q2 2014 Holdings
Filed 2014-08-14 | 66 holdings | $189.9K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2014-08-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Apollo Coml Real EST FIN Inc(ARI) | COM | 03762U105 | $167 | 10,100 | 0.1% |
| Banc Calif Inc(BANC) | COM | 05990K106 | $178 | 16,300 | 0.1% |
| Townebank Portsmouth VA(TOWN) | COM | 89214P109 | $196 | 12,500 | 0.1% |
| Hudson Valley Holding Corp | COM | 444172100 | $204 | 11,300 | 0.1% |
| PNC Finl Svcs Group Inc(PNC) | COM | 693475105 | $205 | 2,300 | 0.1% |
| Susquehanna Bancshares Inc P | COM | 869099101 | $206 | 19,500 | 0.1% |
| First Niagara Finl GP Inc | COM | 33582V108 | $206 | 23,600 | 0.1% |
| Regions Finl Corp New(RF) | COM | 7591EP100 | $212 | 20,000 | 0.1% |
| Preferred BK LOS Angeles CA(PFBC) | COM NEW | 740367404 | $213 | 9,000 | 0.1% |
| Spirit Rlty Cap Inc New | COM | 84860W102 | $216 | 19,000 | 0.1% |
| American Eqty Invt Life HLD(AELUSD) | COM | 025676206 | $221 | 9,000 | 0.1% |
| American Cap LTD | COM | 02503Y103 | $237 | 15,500 | 0.1% |
| Ameris Bancorp(ABCB) | COM | 03076K108 | $280 | 13,000 | 0.1% |
| Eaton Vance Corp(EVEUR) | COM NON VTG | 278265103 | $283 | 7,500 | 0.1% |
| International Bancshares COR(IBOC) | COM | 459044103 | $284 | 10,500 | 0.1% |
| First Midwest Bancorp del(FMBIUSD) | COM | 320867104 | $290 | 17,000 | 0.2% |
| Metro Bancorp Inc PA | COM | 59161R101 | $312 | 13,500 | 0.2% |
| Market Vectors ETF TR | GOLD MINER ETF | 57060U100 | $436 | 16,500 | 0.2% |
| Royal BK Scotland Group PLC | ADR PREF SHS R | 780097747 | $590 | 25,000 | 0.3% |
| Fifth Third Bancorp(FITB) | COM | 316773100 | $726 | 34,000 | 0.4% |
| State STR Corp(STT) | COM | 857477103 | $761 | 11,320 | 0.4% |
| Lazard LTD(LAZ) | SHS A | G54050102 | $804 | 15,600 | 0.4% |
| Intercontinental Exchange in(ICE) | COM | 45866F104 | $812 | 4,300 | 0.4% |
| XL Group PLC | SHS | G98290102 | $818 | 25,000 | 0.4% |
| Zions Bancorporation(ZION) | COM | 989701107 | $825 | 28,000 | 0.4% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $990 | 1,000,000 | 0.5% |
| FS Invt Corp(FSICUSD) | COM | 302635107 | $1.1K | 100,000 | 0.6% |
| Triangle Cap Corp | COM | 895848109 | $1.1K | 38,800 | 0.6% |
| Two Hbrs Invt Corp | COM | 90187B101 | $1.1K | 107,500 | 0.6% |
| American Intl Group Inc(AIG) | COM NEW | 026874784 | $1.2K | 21,943 | 0.6% |
| Royal BK Scotland Group PLC | SP ADR PREF T | 780097713 | $1.3K | 50,000 | 0.7% |
| Hercules Tech Growth Cap Inc(HTGC) | COM | 427096508 | $1.3K | 78,700 | 0.7% |
| Apollo Invt Corp | COM | 03761U106 | $1.3K | 153,400 | 0.7% |
| Market Vectors ETF TRCall | GOLD MINER ETF | 57060U100 | $1.3K | 50,000 | 0.7% |
| Colony Finl Inc | COM | 19624R106 | $1.5K | 63,300 | 0.8% |
| Capital One Finl Corp(COF) | COM | 14040H105 | $1.7K | 20,678 | 0.9% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $1.9K | 105,200 | 1.0% |
| Schwab Charles Corp New(SCHW)Call | COM | 808513105 | $2.0K | 75,000 | 1.1% |
| Blackstone Group L P(BXUSD) | COM UNIT LTD | 09253U108 | $2.1K | 64,100 | 1.1% |
| Schwab Charles Corp New(SCHW) | COM | 808513105 | $2.2K | 82,700 | 1.2% |
| NCR Corp New(VYX) | COM | 62886E108 | $2.4K | 69,300 | 1.3% |
| Home LN Servicing Solutions | ORD SHS | G6648D109 | $2.5K | 108,500 | 1.3% |
| CIT Group Inc(CITUSD) | COM NEW | 125581801 | $2.5K | 54,600 | 1.3% |
| Nuveen Prem Income MUN FD 4 | COM | 6706K4105 | $2.5K | 260,000 | 1.3% |
| Nuveen PFD Income Opprtny FD(JPC)A | COM | 67073B106 | $2.5K | 260,000 | 1.3% |
| Citigroup Inc(C)Call | COM NEW | 172967424 | $2.8K | 60,000 | 1.5% |
| Carlyle Group L P | COM UTS LTD PTN | 14309L102 | $3.5K | 103,159 | 1.8% |
| US Bancorp del(USB) | COM NEW | 902973304 | $3.5K | 81,245 | 1.9% |
| Starwood Ppty TR Inc(STWD) | COM | 85571B105 | $3.6K | 149,600 | 1.9% |
| Blackstone MTG TR Inc(BXMT) | COM CL A | 09257W100 | $3.6K | 124,495 | 1.9% |