Q3 2014 Holdings
Filed 2014-11-14 | 54 holdings | $8.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ambac Finl Group Inc(OSG) | COM NEW | 023139884 | $4.7M | 213,259 | 57.8% |
| Biomarin Pharmaceutical Inc(BMRN) | COM | 09061G101 | $2.0M | 27,200 | 24.1% |
| Akamai Technologies Inc(AKAM) | COM | 00971T101 | $1.4M | 23,200 | 17.0% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $16.8K | $17,633,000 | 0.2% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $5.9K | 496,749 | 0.1% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $5.9K | 655,057 | 0.1% |
| Sandridge Energy Inc | COM | 80007P307 | $5.6K | 1,296,683 | 0.1% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $4.8K | $3,997,000 | 0.1% |
| American Airls Group Inc(AAL) | COM | 02376R102 | $4.2K | 119,672 | 0.1% |
| Central European Media Entrp | CL A NEW | G20045202 | $3.4K | 1,526,280 | 0.0% |
| Ocwen Finl Corp | COM NEW | 675746309 | $3.1K | 117,027 | 0.0% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $2.4K | $2,500,000 | 0.0% |
| Western Asset HGH YLD Dfndfd(HYI) | COM | 95768B107 | $2.3K | 140,095 | 0.0% |
| Citrix SYS Inc(CTXSEUR) | COM | 177376100 | $2.2K | 30,500 | 0.0% |
| Prudential SHT Duration HG Y | COM | 74442F107 | $2.1K | 127,732 | 0.0% |
| Herbalife LTD(HLF) | COM USD SHS | G4412G101 | $2.1K | 47,100 | 0.0% |
| Alliancebernstein GBL HGH in(XAWFX) | COM | 01879R106 | $2.0K | 146,862 | 0.0% |
| MFS Multimarket Income TR(MMT) | SH BEN INT | 552737108 | $2.0K | 308,023 | 0.0% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $1.8K | 193,650 | 0.0% |
| Wells Fargo Advantage Income(XEADX) | COM SHS | 94987B105 | $1.6K | 180,318 | 0.0% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $1.6K | 27,600 | 0.0% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $1.6K | 117,447 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $1.5K | 248,219 | 0.0% |
| BlackRock Debt Strat FD Inc | COM | 09255R103 | $1.5K | 381,876 | 0.0% |
| Western Asset MGD HI Incm FD | COM | 95766L107 | $1.5K | 263,184 | 0.0% |
| Mbia Inc(MBI) | COM | 55262C100 | $1.4K | 156,577 | 0.0% |
| Blackstone GSO Strategic CR(BGB) | COM SHS BEN IN | 09257R101 | $1.4K | 85,019 | 0.0% |
| MFS Charter Income TR(MCR) | SH BEN INT | 552727109 | $1.3K | 149,728 | 0.0% |
| Cornerstone Ondemand Inc(CSOD) | COM | 21925Y103 | $1.2K | 35,100 | 0.0% |
| Wells Fargo Advantage Multi(ERC) | COM SHS | 94987D101 | $1.2K | 85,401 | 0.0% |
| Neuberger Berman HGH YLD FD(NHS) | COM | 64128C106 | $1.1K | 84,776 | 0.0% |
| Invesco Dynamic CR OPP FD | COM | 46132R104 | $1.1K | 88,289 | 0.0% |
| Pimco Dynamic CR Income FD | COM SHS | 72202D106 | $1.1K | 47,135 | 0.0% |
| Western Asset High Incm OPP(HIO) | COM | 95766K109 | $998 | 172,429 | 0.0% |
| Western Asset Global CP Defi(GDO) | COM | 95790C107 | $861 | 47,320 | 0.0% |
| Prudential GLB SHT DUR HG YL | COM | 74433A109 | $709 | 42,998 | 0.0% |
| Pioneer Floating Rate TR(XPHDX) | COM | 72369J102 | $707 | 60,168 | 0.0% |
| Doubleline Income Solutions(DSL) | COM | 258622109 | $700 | 32,337 | 0.0% |
| Illumina Inc(ILMN) | COM | 452327109 | $688 | 4,200 | 0.0% |
| Morgan Stanley EM Mkts DM de(EDD) | COM | 617477104 | $673 | 57,004 | 0.0% |
| Ares Dynamic CR Allocation F(ARDC) | COM | 04014F102 | $613 | 35,960 | 0.0% |
| Health Care REIT Inc | PFD PER CON I | 42217K601 | $572 | 10,000 | 0.0% |
| Deutsche High Income Opport | COM | 25158Y102 | $554 | 37,819 | 0.0% |
| Molycorp Inc del | NOTE 5.500% 2/0 | 608753AH2 | $529 | $1,500,000 | 0.0% |
| Western Asset Emrg MKT Incm | COM | 95766E103 | $465 | 38,640 | 0.0% |
| Western Asset Emrg MKT Debt(XEMDX) | COM | 95766A101 | $444 | 25,927 | 0.0% |
| Managed High Yield Plus FD I | COM | 561911108 | $422 | 211,848 | 0.0% |
| Legg Mason BW GLB Inc OPP FD | COM | 52469B100 | $397 | 23,490 | 0.0% |
| Aberdeen Global Income FD in(FCO) | COM | 003013109 | $394 | 36,835 | 0.0% |
| First TR High Income L/S FD | COM | 33738E109 | $366 | 21,425 | 0.0% |