Q3 2014 Holdings
Filed 2014-11-14 | 51 holdings | $80.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Abbvie Inc(ABBV) | COM | 00287Y109 | $77.3M | 1,337,600 | 96.6% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $874.9K | 4,440,500 | 1.1% |
| Spdr Gold Trust(GLD)Call | GOLD SHS | 78463V107 | $174.3K | 1,500,000 | 0.2% |
| Williams COS Inc del(WMB) | COM | 969457100 | $133.3K | 2,408,000 | 0.2% |
| Unitedhealth Group Inc(UNH) | COM | 91324P102 | $117.6K | 1,364,000 | 0.1% |
| CBS Corp New | CL B | 124857202 | $107.2K | 2,003,616 | 0.1% |
| Broadcom Corp | CL A | 111320107 | $105.1K | 2,600,255 | 0.1% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $86.4K | $125,108,000 | 0.1% |
| Ishares(IWM)Put | RUSSELL 2000 ETF | 464287655 | $82.0K | 750,000 | 0.1% |
| Ishares(IWM)Call | RUSSELL 2000 ETF | 464287655 | $82.0K | 750,000 | 0.1% |
| TFS Finl Corp(TFSL) | COM | 87240R107 | $71.6K | 5,000,000 | 0.1% |
| Covidien PLC | SHS | G2554F113 | $69.6K | 804,300 | 0.1% |
| Intel Corp(INTC)Put | COM | 458140100 | $48.7K | 1,400,000 | 0.1% |
| Northstar Asset Mgmt Group I | COM | 66705Y104 | $47.4K | 2,574,999 | 0.1% |
| CF Inds Hldgs Inc(CF) | COM | 125269100 | $46.1K | 165,000 | 0.1% |
| Huntsman Corp(HUN) | COM | 447011107 | $44.2K | 1,700,000 | 0.1% |
| Applied Matls Inc(AMAT) | COM | 038222105 | $43.2K | 2,000,000 | 0.1% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $40.9K | $32,000,000 | 0.1% |
| Liberty Media Corp Delaware | COM SER C | 531229300 | $39.5K | 840,000 | 0.0% |
| Dollar GEN Corp New(DG) | COM | 256677105 | $38.2K | 625,000 | 0.0% |
| Qualcomm Inc(QCOM)Put | COM | 747525103 | $37.4K | 500,000 | 0.0% |
| Monster Beverage Corp | COM | 611740101 | $36.0K | 392,400 | 0.0% |
| Aecom Technology Corp Delawa(ACM) | COM | 00766T100 | $33.8K | 1,000,000 | 0.0% |
| Insys Therapeutics Inc New | COM NEW | 45824V209 | $33.7K | 868,000 | 0.0% |
| T-Mobile US Inc(TMUS) | COM | 872590104 | $28.9K | 1,000,000 | 0.0% |
| Tibco Software Inc | COM | 88632Q103 | $28.4K | 1,200,000 | 0.0% |
| Cheniere Energy Inc(LNG) | COM NEW | 16411R208 | $28.0K | 350,000 | 0.0% |
| Fidelity National Financial(FNF) | FNF GROUP COM | 31620R303 | $27.7K | 1,000,000 | 0.0% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $24.4K | $18,332,000 | 0.0% |
| Molson Coors Brewing Co(TAP) | CL B | 60871R209 | $22.3K | 300,000 | 0.0% |
| Liberty Media Corp Delaware | CL A | 531229102 | $19.8K | 420,000 | 0.0% |
| Sunpower Corp | DBCV 4.500% 3/1 | 867652AE9 | $19.7K | $12,989,000 | 0.0% |
| Investors Bancorp Inc New | COM | 46146L101 | $19.7K | 1,945,499 | 0.0% |
| Nuance Communications Inc | COM | 67020Y100 | $19.7K | 1,275,000 | 0.0% |
| Forest City Enterprises Inc | NOTE 4.250% 8/1 | 345550AP2 | $17.5K | $15,896,000 | 0.0% |
| RCS Cap Corp | COM CL A | 74937W102 | $14.8K | 655,000 | 0.0% |
| Forest City Enterprises Inc | NOTE 3.625% 8/1 | 345550AR8 | $14.5K | $14,000,000 | 0.0% |
| Smart & Final Stores Inc | COM | 83190B101 | $13.0K | 900,000 | 0.0% |
| Ixia | NOTE 3.000%12/1 | 45071RAB5 | $9.8K | $10,000,000 | 0.0% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $9.2K | $10,000,000 | 0.0% |
| Garnero Group Acquisition Co | UNIT 99/99/9999 | G5866L124 | $6.1K | 608,250 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $6.0K | $6,000,000 | 0.0% |
| Silver Eagle Acquisition COR | COM | 827694100 | $5.6K | 562,047 | 0.0% |
| Sunedison Semiconductor LTD | SHS | Y8213L102 | $4.6K | 237,604 | 0.0% |
| Corsicanto LTD | NOTE 3.500% 1/1 | 220480AB3 | $4.1K | $5,950,000 | 0.0% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $3.6K | $3,500,000 | 0.0% |
| United Contl Hldgs Inc(UAL) | COM | 910047109 | $3.6K | 75,950 | 0.0% |
| Mgic Invt Corp WIS(MTG) | COM | 552848103 | $2.8K | 353,700 | 0.0% |
| Aegean Marine Pete Network | I NOTE 4.000%11/0 | Y0020QAA9 | $2.4K | $2,500,000 | 0.0% |
| Boston Private Finl Hldgs in | *W EXP 11/21/201 | 101119113 | $1.4K | 245,400 | 0.0% |