Q2 2015 Holdings
Filed 2015-08-14 | 59 holdings | $2.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Garnero Group Acquisition Co | *W EXP 06/24/201 | G5866L116 | $44 | 364,032 | 0.0% |
| Garnero Group Acquisition Co | RIGHT 06/25/2016 | G5866L132 | $89 | 490,200 | 0.0% |
| Pernix Therapeutics Hldgs in | COM | 71426V108 | $89 | 15,000 | 0.0% |
| Capitol Acquisition Corp II | COM | 14056V105 | $257 | 24,336 | 0.0% |
| Xactly Corp | COM | 98386L101 | $473 | 55,061 | 0.0% |
| Invensense Inc | NOTE 1.750%11/0 | 46123DAB2 | $976 | $1,000,000 | 0.0% |
| Transunion(TRU) | COM | 89400J107 | $1.3K | 50,000 | 0.1% |
| 8Point3 Energy Partners LP | CL A RPT LTDPT | 282539105 | $1.3K | 71,790 | 0.1% |
| Boston Private Finl Hldgs in | *W EXP 11/21/201 | 101119113 | $1.5K | 232,806 | 0.1% |
| Mindbody Inc | COM CL A | 60255W105 | $2.1K | 150,000 | 0.1% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $3.7K | $3,500,000 | 0.2% |
| Garnero Group Acquisition Co | SHS | G5866L108 | $3.8K | 387,993 | 0.2% |
| Frontier Communications Corp | COM | 35906A108 | $4.0K | 800,000 | 0.2% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $4.0K | 40,000 | 0.2% |
| Vivus Inc | COM | 928551100 | $4.7K | 2,000,000 | 0.2% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $5.0K | $5,000,000 | 0.2% |
| United Contl Hldgs Inc(UAL) | COM | 910047109 | $5.0K | 95,000 | 0.2% |
| Nisource Inc | EX DISTRIB WI | 65473P113 | $5.3K | 320,100 | 0.2% |
| Mgic Invt Corp WIS(MTG) | COM | 552848103 | $5.4K | 472,000 | 0.3% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $5.7K | $5,345,000 | 0.3% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $5.7K | $5,000,000 | 0.3% |
| Gener8 Maritime Inc | COM | Y26889108 | $8.2K | 600,000 | 0.4% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $9.4K | $9,672,000 | 0.4% |
| Photronics Inc Note | 3.250% 4/0 | 719405AK8 | $9.6K | $8,500,000 | 0.4% |
| SPX Corp | COM | 784635104 | $10.9K | 150,000 | 0.5% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $13.2K | $12,000,000 | 0.6% |
| Visteon Corp(VC) | COM NEW | 92839U206 | $15.2K | 144,583 | 0.7% |
| Blucora Inc | NOTE 4.250% 4/0 | 095229AB6 | $17.2K | $17,310,000 | 0.8% |
| Liberty Media Corp Delaware | CL A | 531229102 | $17.6K | 488,000 | 0.8% |
| Sunedison Semiconductor LTD | SHS | Y8213L102 | $17.6K | 1,018,480 | 0.8% |
| Unitedhealth Group Inc(UNH) | COM | 91324P102 | $24.4K | 200,000 | 1.1% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $24.6K | $25,000,000 | 1.1% |
| Altra Indl Motion Corp | NOTE 2.750% 3/0 | 02208RAE6 | $24.9K | $21,700,000 | 1.2% |
| Northstar Asset Mgmt Group I | COM | 66705Y104 | $26.3K | 1,425,000 | 1.2% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $27.2K | $25,829,000 | 1.3% |
| Liberty Media Corp Delaware | COM SER C | 531229300 | $34.7K | 966,831 | 1.6% |
| Theravance Inc | COM | 88338T104 | $38.2K | 2,112,892 | 1.8% |
| Smart & Final Stores Inc | COM | 83190B101 | $40.9K | 2,290,111 | 1.9% |
| Aercap Holdings NV(AER) | SHS | N00985106 | $41.2K | 900,000 | 1.9% |
| Molson Coors Brewing Co(TAP) | CL B | 60871R209 | $41.9K | 600,000 | 2.0% |
| CF Inds Hldgs Inc(CF) | COM | 125269100 | $48.0K | 746,325 | 2.2% |
| T Mobile US Inc(TMUS) | COM | 872590104 | $48.9K | 1,260,000 | 2.3% |
| Block H & R Inc(HRB) | COM | 093671105 | $48.9K | 1,650,000 | 2.3% |
| General Electric Co | COM | 369604103 | $49.2K | 1,850,000 | 2.3% |
| Pfizer Inc(PFE) | COM | 717081103 | $53.6K | 1,600,000 | 2.5% |
| Alon USA Energy Inc | NOTE 3.000% 9/1 | 020520AB8 | $54.8K | $39,000,000 | 2.6% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $62.4K | $58,445,000 | 2.9% |
| Yahoo Inc | COM | 984332106 | $66.8K | 1,699,498 | 3.1% |
| Aramark(ARMK) | COM | 03852U106 | $71.4K | 2,306,100 | 3.3% |
| TFS Finl Corp(TFSL) | COM | 87240R107 | $84.1K | 5,000,000 | 3.9% |