Q1 2016 Holdings
Filed 2016-05-16 | 84 holdings | $2.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Garnero Group Acquisition Co | *W EXP 06/24/201 | G5866L116 | $18 | 212,124 | 0.0% |
| Garnero Group Acquisition Co | RIGHT 06/25/2016 | G5866L132 | $68 | 398,710 | 0.0% |
| Terraform PWR IncPut | CL A COM | 88104R100 | $891 | 103,000 | 0.0% |
| Invensense Inc | NOTE 1.750%11/0 | 46123DAB2 | $922 | $1,000,000 | 0.0% |
| Boston Private Finl Hldgs in | *W EXP 11/21/201 | 101119113 | $1.1K | 223,853 | 0.0% |
| Ezcorp Inc | NOTE 2.625% 6/1 | 302301AB2 | $1.1K | $1,800,000 | 0.0% |
| Anacor Pharmaceuticals Inc | COM | 032420101 | $1.3K | 24,000 | 0.1% |
| Enova Intl Inc(ENVA) | COM | 29357K103 | $1.3K | 205,916 | 0.1% |
| Alamos Gold Inc New(AGI) | COM CL A | 011532108 | $1.3K | 247,700 | 0.1% |
| Nuvasive Inc(NUVAGBP) | COM | 670704105 | $1.3K | 27,000 | 0.1% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $1.7K | 468,253 | 0.1% |
| Gaming & Leisure Pptys Inc(GLPI) | COM | 36467J108 | $2.2K | 70,000 | 0.1% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $2.2K | $2,500,000 | 0.1% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $2.3K | $2,095,000 | 0.1% |
| Columbia Pipeline Group Inc | COM | 198280109 | $2.5K | 100,000 | 0.1% |
| Servicesource Intl Inc | NOTE 1.500% 8/0 | 81763UAB6 | $2.6K | $3,250,000 | 0.1% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $2.9K | $3,500,000 | 0.1% |
| Fresh MKT Inc | COM | 35804H106 | $3.1K | 109,800 | 0.1% |
| Garnero Group Acquisition Co | SHS | G5866L108 | $3.3K | 328,388 | 0.1% |
| Staples Inc | COM | 855030102 | $3.5K | 314,020 | 0.1% |
| Starwood Ppty TR Inc | NOTE 3.750%10/1 | 85571BAC9 | $4.0K | $4,000,000 | 0.2% |
| VWR Corp | COM | 91843L103 | $4.1K | 150,000 | 0.2% |
| Overseas Shipholding Group I | COM CL A | 69036R301 | $4.1K | 2,200,000 | 0.2% |
| Goldcorp Inc New | COM | 380956409 | $4.4K | 269,200 | 0.2% |
| Autodesk Inc(ADSK)Put | COM | 052769106 | $4.5K | 76,400 | 0.2% |
| Manitowoc Inc | COM | 563571108 | $4.8K | 1,100,000 | 0.2% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $4.9K | $4,268,000 | 0.2% |
| Tivo Inc | COM | 888706108 | $5.1K | 536,539 | 0.2% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $5.2K | $5,135,000 | 0.2% |
| Blackberry LTD | DBCV 6.000%11/1 | C10268AA5 | $5.3K | $5,000,000 | 0.2% |
| Office Depot Inc | COM | 676220106 | $5.7K | 800,000 | 0.2% |
| Global Eagle Entmt Inc | NOTE 2.750% 2/1 | 37951DAB8 | $5.9K | $7,450,000 | 0.2% |
| Ishares TR(IYR)Put | U.S. REAL ES ETF | 464287739 | $7.1K | 91,700 | 0.3% |
| Blucora Inc | NOTE 4.250% 4/0 | 095229AB6 | $7.8K | $10,410,000 | 0.3% |
| Nvidia Corp(NVDA)Put | COM | 67066G104 | $7.9K | 220,400 | 0.3% |
| Mentor Graphics Corp | SDCV 4.000% 4/0 | 587200AK2 | $8.4K | $8,000,000 | 0.4% |
| Amazon COM Inc(AMZN)Put | COM | 023135106 | $8.4K | 14,200 | 0.4% |
| Salesforce COM Inc(CRM)Put | COM | 79466L302 | $8.8K | 118,600 | 0.4% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $9.1K | $11,250,000 | 0.4% |
| CIT Group Inc(CITUSD) | COM NEW | 125581801 | $9.3K | 300,030 | 0.4% |
| Priceline GRP IncPut | COM NEW | 741503403 | $9.9K | 7,700 | 0.4% |
| Novagold RES Inc(NG) | COM NEW | 66987E206 | $10.0K | 1,980,000 | 0.4% |
| Facebook Inc(META)Put | CL A | 30303M102 | $11.1K | 97,000 | 0.5% |
| Select Sector Spdr TR(XLV)Put | SBI HEALTHCARE | 81369Y209 | $13.6K | 200,000 | 0.6% |
| Hyatt Hotels Corp(H) | COM CL A | 448579102 | $13.6K | 274,254 | 0.6% |
| Intel Corp(INTC)Put | COM | 458140100 | $13.9K | 431,000 | 0.6% |
| Smart & Final Stores Inc | COM | 83190B101 | $14.8K | 914,619 | 0.6% |
| Asml Holding N V(ASML)Put | N Y REGISTRY SHS | N07059210 | $16.0K | 159,700 | 0.7% |
| Integrated Device Technology | NOTE 0.875%11/1 | 458118AB2 | $16.4K | $17,500,000 | 0.7% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $17.1K | $19,676,000 | 0.7% |