Q3 2016 Holdings
Filed 2016-11-14 | 69 holdings | $7.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Invensense IncCall | COM | 46123D205 | $203 | 27,300 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM New | 66510M204 | $684 | 963,149 | 0.0% |
| Liberty Media Corp Delaware(BATRAUSD) | COM A BRAVES GRP | 531229706 | $921 | 52,795 | 0.0% |
| Boston Private Finl Hldgs in | *W EXP 11/21/201 | 101119113 | $1.4K | 223,953 | 0.0% |
| Gridsum Hldg Inc | ADR REPSG CL B | 398132100 | $2.1K | 126,382 | 0.0% |
| Atkore Intl Group Inc(ATKR) | COM | 047649108 | $2.5K | 132,770 | 0.0% |
| Liberty Media Corp Delaware(BATRKUSD) | COM C BRAVES GRP | 531229888 | $3.0K | 172,822 | 0.0% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $3.3K | $2,777,000 | 0.0% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $3.5K | $3,000,000 | 0.0% |
| Liberty Media Corp Delaware(LM05) | COM A MEDIA GRP | 531229870 | $3.8K | 131,997 | 0.0% |
| Overseas Shipholding Group I(OSG1EUR) | CL A NEW | 69036R863 | $3.9K | 366,665 | 0.1% |
| Coca Cola European Partners(KO) | SHS | G25839104 | $4.0K | 100,000 | 0.1% |
| Platform Specialty Prods COR | COM | 72766Q105 | $4.1K | 500,000 | 0.1% |
| Deutsche Bank AGPut | NAMEN AKT | D18190898 | $4.7K | 356,600 | 0.1% |
| Caesars Acquisition Co | CL A | 12768T103 | $4.8K | 390,000 | 0.1% |
| Spdr S&P Midcap 400 ETF TR(MDY) | UTSER1 S&PDCRP | 78467Y107 | $4.8K | 17,163 | 0.1% |
| Goldcorp Inc New | COM | 380956409 | $5.2K | 315,000 | 0.1% |
| Infinera Corporation(INFNEUR) | COM | 45667G103 | $5.8K | 638,904 | 0.1% |
| Global Eagle Entmt Inc | NOTE 2.750% 2/1 | 37951DAB8 | $6.6K | $8,000,000 | 0.1% |
| Cavium Inc | COM | 14964U108 | $6.9K | 119,100 | 0.1% |
| Liberty Media Corp Delaware(FWONKUSD) | COM C MEDIA GRP | 531229854 | $7.1K | 251,704 | 0.1% |
| Hanesbrands Inc(HN9)Put | COM | 410345102 | $7.4K | 294,100 | 0.1% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AK8 | $8.3K | $6,894,000 | 0.1% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $8.7K | 69,923 | 0.1% |
| Northstar Asset Mgmt Group I | COM | 66705Y104 | $9.1K | 700,000 | 0.1% |
| Teradata Corp del(TDC) | COM | 88076W103 | $10.5K | 340,027 | 0.1% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $10.7K | $10,650,000 | 0.1% |
| Alere Inc | COM | 01449J105 | $10.8K | 250,000 | 0.1% |
| Sunopta Inc(STKL) | COM | 8676EP108 | $10.9K | 1,548,000 | 0.1% |
| Novagold RES Inc(NG) | COM New | 66987E206 | $13.0K | 2,317,623 | 0.2% |
| Mentor Graphics Corp | SDCV 4.000% 4/0 | 587200AK2 | $13.4K | $10,000,000 | 0.2% |
| NII Hldgs Inc | COM PAR $0.001 | 62913F508 | $13.4K | 4,032,912 | 0.2% |
| Enova Intl Inc(ENVA) | COM | 29357K103 | $13.5K | 1,392,033 | 0.2% |
| Hyatt Hotels Corp(H) | COM CL A | 448579102 | $13.5K | 274,254 | 0.2% |
| Terraform PWR Inc | CL A COM | 88104R100 | $13.6K | 974,483 | 0.2% |
| Spdr Gold Trust(GLD)Call | GOLD SHS | 78463V107 | $14.2K | 113,100 | 0.2% |
| Pandora Media Inc | COM | 698354107 | $14.3K | 1,000,000 | 0.2% |
| Smart & Final Stores Inc | COM | 83190B101 | $14.4K | 1,125,000 | 0.2% |
| Calamp Corp | NOTE 1.625% 5/1 | 128126AB5 | $14.9K | $15,952,000 | 0.2% |
| Dynegy Inc New del | COM | 26817R108 | $16.1K | 1,300,000 | 0.2% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $16.3K | $16,426,000 | 0.2% |
| Alon USA Energy Inc | NOTE 3.000% 9/1 | 020520AB8 | $21.1K | $22,000,000 | 0.3% |
| Liberty Media Corp Delaware(LM03) | COM A SIRIUSXM | 531229409 | $21.3K | 628,000 | 0.3% |
| Independence Rlty TR Inc(IRT) | COM | 45378A106 | $23.6K | 2,625,000 | 0.3% |
| Williams COS Inc del(WMB) | COM | 969457100 | $24.6K | 800,000 | 0.3% |
| Innoviva Inc(INVA) | COM | 45781M101 | $24.6K | 2,239,315 | 0.3% |
| Altra Indl Motion Corp | NOTE 2.750% 3/0 | 02208RAE6 | $26.4K | $22,150,000 | 0.3% |
| Kearny Finl Corp MD(KRNY) | COM | 48716P108 | $26.5K | 1,948,562 | 0.3% |
| Texas Instrs Inc(TXN)Put | COM | 882508104 | $30.4K | 432,500 | 0.4% |
| Currencyshares Euro TRPut | EURO SHS | 23130C108 | $30.9K | 282,400 | 0.4% |