Q4 2016 Holdings
Filed 2017-02-13 | 38 holdings | $841.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Almaden Minerals LTD(AAUAF) | COM CL B | 020283305 | $338.0K | 346,400 | 40.2% |
| Jazz US Hldgs Inc | NOTE 8.000%12/3 | 47216EAA8 | $59.1K | $29,779,000 | 7.0% |
| Monsanto Co New | COM | 61166W101 | $57.9K | 550,000 | 6.9% |
| Globalstar Inc | NOTE 8.000% 4/0 | 378973AD3 | $40.0K | $15,807,929 | 4.8% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $39.8K | $29,400,000 | 4.7% |
| Arris Intl Inc | SHS | G0551A103 | $39.2K | 1,300,000 | 4.7% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $32.9K | 1,918,422 | 3.9% |
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $31.5K | $17,500,000 | 3.7% |
| Sucampo Pharmaceuticals Inc | DBCV 3.250%12/1 | 864909AA4 | $21.0K | $19,750,000 | 2.5% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $17.3K | $17,500,000 | 2.1% |
| Starwood Ppty TR Inc | NOTE 3.750%10/1 | 85571BAC9 | $15.0K | $14,500,000 | 1.8% |
| Shire PLC | SPONSORED ADR | 82481R106 | $14.9K | 87,234 | 1.8% |
| B2gold Corp | NOTE 3.250%10/0 | 11777QAB6 | $14.7K | $14,500,000 | 1.7% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AD7 | $14.6K | $13,750,000 | 1.7% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $13.7K | $10,000,000 | 1.6% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 8/1 | 53220KAD0 | $11.7K | $8,100,000 | 1.4% |
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $10.8K | $7,500,000 | 1.3% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $10.8K | 50,000 | 1.3% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $10.5K | $7,500,000 | 1.2% |
| Inotek Pharmaceuticals Corp | NOTE 5.750% 8/0 | 45780VAB8 | $10.2K | $9,700,000 | 1.2% |
| Medicines Co | DBCV 1.375% 6/0 | 584688AC9 | $9.7K | $7,210,000 | 1.1% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $5.1K | $3,723,000 | 0.6% |
| Trulia Inc | NOTE 2.750%12/1 | 897888AB9 | $4.1K | $2,500,000 | 0.5% |
| Accuray Inc | DEBT 3.500% 2/0 | 004397AF2 | $4.1K | $3,750,000 | 0.5% |
| Sunpower Corp | DBCV 4.000% 1/1 | 867652AL3 | $3.6K | $5,000,000 | 0.4% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $2.9K | $2,500,000 | 0.3% |
| Scorpio Bulkers Inc | COM | Y7546A122 | $2.6K | 510,186 | 0.3% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $1.0K | 2,670,316 | 0.1% |
| Wright MED Group N V | RIGHT 03/01/2019 | N96617126 | $976 | 739,304 | 0.1% |
| Goldcorp Inc New | COM | 380956409 | $884 | 65,000 | 0.1% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $847 | $2,000,000 | 0.1% |
| Nevro Corp(NVROEUR) | COM | 64157F103 | $828 | 11,400 | 0.1% |
| Asanko Gold Inc(AKG1EUR) | COM | 04341Y105 | $449 | 146,500 | 0.1% |
| Healthsouth Corp | *W EXP 01/17/201 | 421924127 | $419 | 625,875 | 0.0% |