Q3 2017 Holdings
Filed 2017-11-14 | 36 holdings | $158.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Comcast Holdings Corp | ZONES CV2% PCS | 200300507 | $47.1K | $855,884 | 29.7% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $22.1K | 23,000 | 14.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $21.8K | $12,500,000 | 13.8% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $10.4K | $5,000,000 | 6.6% |
| United Contl Hldgs Inc(UAL) | COM | 910047109 | $6.1K | 100,000 | 3.8% |
| Vistra Energy Corp(VST) | COM | 92840M102 | $6.0K | 320,281 | 3.8% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $4.6K | $4,763,000 | 2.9% |
| Apple Inc(AAPL) | COM | 037833100 | $4.6K | 30,000 | 2.9% |
| OCH Ziff Cap Mgmt Group | CL A | 67551U105 | $3.0K | 943,307 | 1.9% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $2.9K | 3,000 | 1.8% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $2.4K | $2,500,000 | 1.5% |
| Endo Intl PLC | SHS | G30401106 | $2.2K | 261,740 | 1.4% |
| Merck & Co Inc(MRK) | COM | 58933Y105 | $2.2K | 35,000 | 1.4% |
| Macerich Co(MAC) | COM | 554382101 | $2.2K | 40,000 | 1.4% |
| Verizon Communications Inc(VZ) | COM | 92343V104 | $2.1K | 43,000 | 1.3% |
| Immunogen Inc | NOTE 4.500% 7/0 | 45253HAB7 | $2.0K | $1,000,000 | 1.2% |
| Ishares TR(PFF) | S&P US PFD STK | 464288687 | $1.6K | 42,000 | 1.0% |
| Platform Specialty Prods COR | COM | 72766Q105 | $1.6K | 143,291 | 1.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $1.4K | 40,000 | 0.9% |
| Wells Fargo Co New(WFC) | COM | 949746101 | $1.4K | 25,000 | 0.9% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $1.2K | $1,000,000 | 0.8% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $1.2K | 5,000 | 0.7% |
| Macys Inc(M) | COM | 55616P104 | $1.1K | 50,000 | 0.7% |
| Teva Pharmaceutical Inds LTD(TEVA) | SPONSORED ADR | 881624209 | $1.1K | 60,000 | 0.7% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $1.0K | $1,000,000 | 0.6% |
| Hi-Crush Partners LP | COM UNIT LTD | 428337109 | $789 | 83,000 | 0.5% |
| Intelsat S A | COM | L5140P101 | $668 | 142,028 | 0.4% |
| Spirit Airls Inc(SAVEEUR) | COM | 848577102 | $668 | 20,000 | 0.4% |
| Peabody Energy Corp New(BTU) | COM | 704551100 | $580 | 20,000 | 0.4% |
| Central European Media Entrp | CL A NEW | G20045202 | $573 | 141,387 | 0.4% |
| Tivo Corp | COM | 88870P106 | $397 | 20,000 | 0.3% |
| Amyris Inc | NOTE 9.500% 4/1 | 03236MAF8 | $351 | $500,000 | 0.2% |
| Amag Pharmaceuticals Inc(AMAG) | COM | 00163U106 | $227 | 12,300 | 0.1% |
| Cohen & Steers LTD DUR PFD I(LDP) | COM | 19248C105 | $214 | 8,000 | 0.1% |
| Quotient LTD | SHS | G73268107 | $123 | 25,000 | 0.1% |
| VBI Vaccines Inc(VAC2USD) | COM | 91822J103 | $116 | 30,000 | 0.1% |