Q3 2017 Holdings
Filed 2017-11-14 | 71 holdings | $49.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| NII Hldgs Inc | COM PAR | 62913F508 | $920 | 2,000,000 | 0.0% |
| Tintri Inc | COM | 88770Q105 | $927 | 295,212 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $995 | $1,000,000 | 0.0% |
| Secoo Hldg LTD | ADR | 81367P101 | $1.3K | 150,000 | 0.0% |
| Goldcorp Inc New | COM | 380956409 | $1.9K | 150,000 | 0.0% |
| Ranger Energy Svcs Inc(RNGR) | COM CL A | 75282U104 | $2.0K | 139,239 | 0.0% |
| Shiloh Inds Inc | COM | 824543102 | $2.5K | 239,382 | 0.0% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $3.3K | $2,493,000 | 0.0% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $3.4K | $3,000,000 | 0.0% |
| Western Asset MTG Cap Corp | NOTE 6.750%10/0 | 95790DAA3 | $4.0K | $4,000,000 | 0.0% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AK8 | $4.0K | $3,629,000 | 0.0% |
| Carrizo Oil & Gas Inc(CRZOEUR) | COM | 144577103 | $4.3K | 250,000 | 0.0% |
| Rockwell Automation Inc(ROK)Put | COM | 773903109 | $4.5K | 25,000 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $4.8K | 1,284,316 | 0.0% |
| Spdr Series Trust(XRT) | S&P RETAIL ETF | 78464A714 | $5.4K | 130,000 | 0.0% |
| Kosmos Energy LTD(KOS) | SHS | G5315B107 | $6.0K | 750,000 | 0.0% |
| Ichor Holdings(ICHR) | SHS | G4740B105 | $6.0K | 224,412 | 0.0% |
| Infinera Corporation(INFNEUR) | COM | 45667G103 | $6.8K | 761,949 | 0.0% |
| Warrior MET Coal Inc(HCC) | COM | 93627C101 | $7.2K | 304,996 | 0.0% |
| Smart & Final Stores Inc | COM | 83190B101 | $7.2K | 920,283 | 0.0% |
| Playa Hotels & Resorts NV | SHS | N70544106 | $7.3K | 700,000 | 0.0% |
| PQ Group Hldgs Inc | COM | 73943T103 | $7.5K | 436,000 | 0.0% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $8.7K | $9,114,000 | 0.0% |
| Spdr S&P Midcap 400 ETF TR(MDY) | UTSER1 S&PDCRP | 78467Y107 | $9.4K | 28,900 | 0.0% |
| Solarcity Corp | NOTE 2.750%11/0 | 83416TAA8 | $9.9K | $10,000,000 | 0.0% |
| Novagold RES Inc(NG) | COM NEW | 66987E206 | $10.2K | 2,469,547 | 0.0% |
| Ensco PLC | SHS CLASS A | G3157S106 | $10.5K | 1,760,000 | 0.0% |
| Impax Laboratories Inc | COM | 45256B101 | $10.5K | 518,821 | 0.0% |
| Broadsoft Inc | COM | 11133B409 | $10.6K | 210,971 | 0.0% |
| United Contl Hldgs Inc(UAL)Call | COM | 910047109 | $10.7K | 175,000 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $12.4K | $12,500,000 | 0.0% |
| Vistra Energy Corp(VST) | COM | 92840M102 | $12.5K | 670,000 | 0.0% |
| Tutor Perini Corp | NOTE 2.875% 6/1 | 901109AD0 | $12.7K | $10,868,000 | 0.0% |
| Dynegy Inc New del | COM | 26817R108 | $12.8K | 1,310,392 | 0.0% |
| Ishares TR(TLT)Call | 20 YR TR BD ETF | 464287432 | $12.9K | 103,000 | 0.0% |
| Innoviva Inc(INVA) | COM | 45781M101 | $13.8K | 975,005 | 0.0% |
| Blackstone MTG TR Inc | NOTE 4.375% 5/0 | 09257WAB6 | $14.2K | $14,075,000 | 0.0% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $14.4K | $10,600,000 | 0.0% |
| Elevate Credit Inc(ELVTUSD) | COM | 28621V101 | $15.7K | 2,565,947 | 0.0% |
| Paratek Pharmaceuticals Inc | COM | 699374302 | $16.8K | 669,000 | 0.0% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $17.7K | $15,750,000 | 0.0% |
| VWR Corp | COM | 91843L103 | $19.9K | 600,000 | 0.0% |
| Alon USA Energy Inc | NOTE 3.000% 9/1 | 020520AB8 | $21.9K | $19,500,000 | 0.0% |
| Liberty Media Corp Delaware(LM03) | COM A SIRIUSXM | 531229409 | $24.2K | 578,000 | 0.0% |
| Caesars Acquisition Co | CL A | 12768T103 | $26.7K | 1,244,083 | 0.1% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $26.7K | $21,000,000 | 0.1% |
| Athene Hldg LTD | CL A | G0684D107 | $28.1K | 522,600 | 0.1% |
| TFS Finl Corp(TFSL) | COM | 87240R107 | $28.9K | 1,788,868 | 0.1% |
| Enova Intl Inc(ENVA) | COM | 29357K103 | $29.4K | 2,187,007 | 0.1% |
| Hewlett Packard Enterprise C(HPE) | COM | 42824C109 | $29.4K | 2,000,914 | 0.1% |