Q4 2017 Holdings
Filed 2018-02-14 | 43 holdings | $659.1K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2018-05-15) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $69.6K | $19,910,000 | 10.6% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $50.4K | $20,000,000 | 7.6% |
| Monsanto Co NewCall | COM | 61166W101 | $46.7K | 400,000 | 7.1% |
| Arris Intl Inc | SHS | G0551A103 | $42.2K | 1,640,943 | 6.4% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $41.6K | $24,340,000 | 6.3% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 8/1 | 53220KAD0 | $36.7K | $20,000,000 | 5.6% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $36.1K | $19,256,000 | 5.5% |
| Micron Technology Inc | NOTE 3.000% 11/1 | 595112AY9 | $25.4K | $17,500,000 | 3.8% |
| Shire PLC | SPONSORED ADR | 82481R106 | $25.3K | 163,414 | 3.8% |
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $24.9K | $17,500,000 | 3.8% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $21.6K | $16,500,000 | 3.3% |
| B2gold Corp | NOTE 3.250% 10/0 | 11777QAB6 | $19.2K | $18,000,000 | 2.9% |
| Unisys Corp | NOTE 5.500% 3/0 | 909214BS6 | $18.9K | $16,500,000 | 2.9% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $18.7K | $14,500,000 | 2.8% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $17.6K | 952,645 | 2.7% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $17.6K | $14,000,000 | 2.7% |
| Wright MED Group N V | NOTE 2.250% 11/1 | 98236JAB4 | $17.1K | $14,000,000 | 2.6% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $16.6K | $13,125,000 | 2.5% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $15.1K | $8,000,000 | 2.3% |
| General Cable Corp del New | FRNT 4.500% 11/1 | 369300AL2 | $12.8K | $12,000,000 | 1.9% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $11.7K | $10,000,000 | 1.8% |
| Monsanto Co New | COM | 61166W101 | $11.7K | 100,000 | 1.8% |
| Trinity Inds Inc | NOTE 3.875% 6/0 | 896522AF6 | $9.5K | $6,000,000 | 1.4% |
| Golden Star RES LTD CDA | NOTE 7.000% 8/1 | 38119TAG9 | $7.4K | $6,224,000 | 1.1% |
| DHT Holdings Inc(DHT) | SHS NEW | Y2065G121 | $6.2K | 1,724,450 | 0.9% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $6.0K | 258,009 | 0.9% |
| Inotek Pharmaceuticals Corp | NOTE 5.750% 8/0 | 45780VAB8 | $6.0K | $7,700,000 | 0.9% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $5.3K | $5,000,000 | 0.8% |
| Trulia Inc | NOTE 2.750%12/1 | 897888AB9 | $5.1K | $2,806,000 | 0.8% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $4.8K | $5,000,000 | 0.7% |
| Corenergy Infrastructure TR | NOTE 7.000% 6/1 | 21870UAA4 | $4.0K | $3,360,000 | 0.6% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $3.1K | $3,000,000 | 0.5% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $1.5K | 625,000 | 0.2% |
| Wright MED Group N V | RIGHT 03/01/2019 | N96617126 | $1.1K | 738,994 | 0.2% |
| Nevro Corp(NVROEUR) | COM | 64157F103 | $787 | 11,400 | 0.1% |
| Mcewen MNG IncA | COM | 58039P107 | $652 | 286,112 | 0.1% |
| Cision LTD | *W EXP 06/22/202 | G1992S117 | $139 | 50,973 | 0.0% |
| Associated Banc Corp | *W EXP 11/21/201 | 045487113 | $89 | 14,525 | 0.0% |