Q3 2017 Holdings
Filed 2017-11-14 | 47 holdings | $2.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2018-05-15) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ambac Finl Group Inc(OSG) | COM NEW | 023139884 | $1.6M | 94,000 | 72.5% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $53.3K | 2,377,815 | 2.4% |
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $45.5K | $19,910,000 | 2.0% |
| Arris Intl Inc | SHS | G0551A103 | $44.4K | 1,557,468 | 2.0% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $41.9K | $20,000,000 | 1.9% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $38.3K | $21,840,000 | 1.7% |
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $29.4K | $17,500,000 | 1.3% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 8/1 | 53220KAD0 | $29.2K | $16,000,000 | 1.3% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $24.5K | $18,000,000 | 1.1% |
| Shire PLC | SPONSORED ADR | 82481R106 | $23.7K | 154,624 | 1.1% |
| Intel Corp | SDCV 2.950% 12/1 | 458140AD2 | $22.9K | $16,000,000 | 1.0% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $20.4K | $17,000,000 | 0.9% |
| Starwood Ppty TR Inc | NOTE 3.750% 10/1 | 85571BAC9 | $20.4K | $20,000,000 | 0.9% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $19.2K | $14,500,000 | 0.9% |
| Unisys Corp | NOTE 5.500% 3/0 | 909214BS6 | $19.1K | $16,500,000 | 0.9% |
| Wright MED Group N V | NOTE 2.250% 11/1 | 98236JAB4 | $19.0K | $14,000,000 | 0.8% |
| B2gold Corp | NOTE 3.250% 10/0 | 11777QAB6 | $18.9K | $18,000,000 | 0.8% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $18.5K | $10,000,000 | 0.8% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $16.4K | $13,125,000 | 0.7% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $15.8K | $7,500,000 | 0.7% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $14.5K | 952,645 | 0.6% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $12.3K | $10,000,000 | 0.6% |
| Monsanto Co New | COM | 61166W101 | $12.0K | 100,000 | 0.5% |
| Inotek Pharmaceuticals Corp | NOTE 5.750% 8/0 | 45780VAB8 | $8.2K | $10,200,000 | 0.4% |
| DHT Holdings Inc(DHT) | SHS NEW | Y2065G121 | $6.9K | 1,724,450 | 0.3% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $6.4K | $5,000,000 | 0.3% |
| Trulia Inc | NOTE 2.750%12/1 | 897888AB9 | $5.0K | $2,806,000 | 0.2% |
| Corenergy Infrastructure TR | NOTE 7.000% 6/1 | 21870UAA4 | $4.0K | $3,360,000 | 0.2% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $3.5K | $3,500,000 | 0.2% |
| Cobalt Intl Energy Inc | NOTE 3.125% 5/1 | 19075FAB2 | $3.1K | $14,649,000 | 0.1% |
| Micron Technology Inc | NOTE 3.000% 11/1 | 595112AY9 | $2.8K | $2,000,000 | 0.1% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $2.7K | $3,000,000 | 0.1% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $2.0K | $1,500,000 | 0.1% |
| IAC Interactivecorp(IACIEUR) | COM | 44919P508 | $1.7K | 14,800 | 0.1% |
| Marriott Vacations Wrldwide C | NOTE 1.500% 9/1 | 57164YAA5 | $1.6K | $1,500,000 | 0.1% |
| Quidel Corp | NOTE 3.250% 12/1 | 74838JAA9 | $1.3K | $885,000 | 0.1% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $1.3K | 50,000 | 0.1% |
| Wright MED Group N V | RIGHT 03/01/2019 | N96617126 | $1.2K | 738,994 | 0.1% |
| Nevro Corp(NVROEUR) | COM | 64157F103 | $1.0K | 11,400 | 0.0% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAA9 | $967 | $1,000,000 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $961 | 2,670,316 | 0.0% |
| Mcewen MNG IncA | COM | 58039P107 | $558 | 286,112 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $510 | 250,000 | 0.0% |