Q2 2018 Holdings
Filed 2018-08-14 | 55 holdings | $1.4M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2018-08-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autolus Therapeutics PLC(AUTL) | SPON ADS | 05280R100 | $670.0K | 25,000 | 47.8% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 8/1 | 53220KAD0 | $81.2K | $29,500,000 | 5.8% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $51.8K | $29,340,000 | 3.7% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $47.6K | $20,000,000 | 3.4% |
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $44.9K | $16,710,000 | 3.2% |
| Arris Intl Inc | SHS | G0551A103 | $42.8K | 1,750,000 | 3.1% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $41.8K | $21,756,000 | 3.0% |
| Shire PLC | SPONSORED ADR | 82481R106 | $33.6K | 198,897 | 2.4% |
| Micron Technology Inc | NOTE 3.000% 11/1 | 595112AY9 | $31.5K | $17,500,000 | 2.2% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $31.1K | $20,000,000 | 2.2% |
| B2gold Corp | NOTE 3.250% 10/0 | 11777QAB6 | $27.1K | $26,874,000 | 1.9% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $26.0K | $14,500,000 | 1.9% |
| Unisys Corp | NOTE 5.500% 3/0 | 909214BS6 | $25.0K | $16,500,000 | 1.8% |
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $23.4K | $14,500,000 | 1.7% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $18.8K | 927,762 | 1.3% |
| Palo Alto Networks Inc | NOTE 7/0 | 697435AB1 | $18.6K | $10,000,000 | 1.3% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $18.5K | $14,000,000 | 1.3% |
| Wright MED Group N V | NOTE 2.250% 11/1 | 98236JAB4 | $17.4K | $13,000,000 | 1.2% |
| Carbonite Inc | NOTE 2.500% 4/0 | 141337AB1 | $14.9K | $10,000,000 | 1.1% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $13.0K | $20,000,000 | 0.9% |
| Invacare Corp | NOTE 4.500% 6/0 | 461203AH4 | $12.8K | $9,564,000 | 0.9% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $12.2K | $10,000,000 | 0.9% |
| Corenergy Infrastructure TR | NOTE 7.000% 6/1 | 21870UAA4 | $9.8K | $8,447,000 | 0.7% |
| National Cinemedia Inc | COM | 635309107 | $8.7K | 1,030,973 | 0.6% |
| Inotek Pharmaceuticals Corp | NOTE 5.750% 8/0 | 45780VAB8 | $7.9K | $7,700,000 | 0.6% |
| Trulia Inc | NOTE 2.750%12/1 | 897888AB9 | $7.0K | $2,806,000 | 0.5% |
| DHT Holdings Inc(DHT) | SHS NEW | Y2065G121 | $6.9K | 1,474,600 | 0.5% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $6.1K | $5,000,000 | 0.4% |
| Gopro IncA | NOTE 3.500% 4/1 | 38268TAB9 | $6.1K | $6,500,000 | 0.4% |
| Gopro Inc(GPRO) | CL A | 38268T103 | $5.3K | 818,900 | 0.4% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $4.7K | $3,900,000 | 0.3% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $4.3K | 192,357 | 0.3% |
| Marathon Pete Corp(MPC) | COM | 56585A102 | $3.6K | 51,500 | 0.3% |
| Magnachip Semiconductor SA | NOTE 5.00% 3/0 | 55932XAB0 | $3.2K | $2,230,000 | 0.2% |
| Nextera Energy Inc(NEE) | COM | 65339F101 | $3.2K | 19,000 | 0.2% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $3.1K | $3,000,000 | 0.2% |
| Newfield Expl Co | COM | 651290108 | $2.7K | 89,000 | 0.2% |
| Canadian NAT RES LTD(CNQ) | COM | 136385101 | $2.5K | 68,000 | 0.2% |
| Helmerich & Payne Inc(HP) | COM | 423452101 | $1.8K | 29,000 | 0.1% |
| Maxar Technologies LTD | COM | 57778L103 | $1.8K | 35,737 | 0.1% |
| Vermilion Energy Inc(VET) | COM | 923725105 | $1.6K | 44,760 | 0.1% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $1.5K | 882,467 | 0.1% |
| Simply Good Foods Co | COM | 82900L110 | $1.1K | 255,696 | 0.1% |
| Nevro Corp(NVROEUR) | COM | 64157F103 | $910 | 11,400 | 0.1% |
| Algonquin PWR Utils Corp(AQN) | COM | 015857105 | $677 | 70,000 | 0.0% |
| Halcon RES Corp | COM PAR NEW | 40537Q605 | $439 | 100,000 | 0.0% |
| Canopy Growth Corp | COM | 138035100 | $334 | 11,400 | 0.0% |
| Wright MED Group N V | RIGHT 03/01/2019 | N96617126 | $329 | 238,994 | 0.0% |
| Trilogy Metals Inc New(TMQ) | COM | 89621C105 | $282 | 158,174 | 0.0% |
| Cenovus Energy Inc(CVE)Put | COM | 15135U109 | $260 | 25,000 | 0.0% |