Q3 2018 Holdings
Filed 2018-11-14 | 59 holdings | $29.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autolus Therapeutics PLC(AUTL) | SPON ADS | 05280R100 | $24.2M | 790,150 | 83.3% |
| Adaptimmune Therapeutics PLC(ADAPY) | SPONDS ADR | 00653A107 | $4.1M | 300,000 | 14.0% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 8/1 | 53220KAD0 | $101.0K | $29,500,000 | 0.3% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $66.4K | $24,250,000 | 0.2% |
| Teladoc Health Inc | NOTE 3.000% 12/1 | 87918AAB1 | $48.8K | $23,500,000 | 0.2% |
| Unisys Corp | NOTE 5.500% 3/0 | 909214BS6 | $47.7K | $21,500,000 | 0.2% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $47.5K | $21,756,000 | 0.2% |
| Arris Intl Inc | SHS | G0551A103 | $45.5K | 1,750,000 | 0.2% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $44.4K | $29,340,000 | 0.2% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $35.7K | $20,000,000 | 0.1% |
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $34.9K | $15,710,000 | 0.1% |
| Micron Technology Inc | NOTE 3.000% 11/1 | 595112AY9 | $27.3K | $17,500,000 | 0.1% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $27.0K | $10,000,000 | 0.1% |
| Shire PLC | SPONSORED ADR | 82481R106 | $26.9K | 148,598 | 0.1% |
| Wright MED Group N V | NOTE 2.250% 11/1 | 98236JAB4 | $22.5K | $15,500,000 | 0.1% |
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $21.8K | $14,500,000 | 0.1% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $16.6K | 927,762 | 0.1% |
| Corenergy Infrastructure TR | NOTE 7.000% 6/1 | 21870UAA4 | $16.6K | $14,050,000 | 0.1% |
| Carbonite Inc | NOTE 2.500% 4/0 | 141337AB1 | $15.1K | $10,000,000 | 0.1% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $14.9K | $13,595,000 | 0.1% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $14.0K | $20,000,000 | 0.0% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $12.8K | $10,750,000 | 0.0% |
| National Cinemedia Inc | COM | 635309107 | $11.3K | 1,065,041 | 0.0% |
| Invacare Corp | NOTE 4.500% 6/0 | 461203AH4 | $10.8K | $9,564,000 | 0.0% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $10.2K | $10,000,000 | 0.0% |
| Inotek Pharmaceuticals Corp | NOTE 5.750% 8/0 | 45780VAB8 | $8.6K | $7,700,000 | 0.0% |
| DHT Holdings Inc(DHT) | SHS NEW | Y2065G121 | $6.9K | 1,470,000 | 0.0% |
| Trulia Inc | NOTE 2.750%12/1 | 897888AB9 | $5.4K | $2,806,000 | 0.0% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $5.4K | $5,000,000 | 0.0% |
| Gopro Inc(GPRO) | CL A | 38268T103 | $5.0K | 697,600 | 0.0% |
| Gopro Inc | NOTE 3.500% 4/1 | 38268TAB9 | $4.9K | $5,000,000 | 0.0% |
| Nightstar Therapeutics PLC | ADR | 65413A101 | $4.6K | 225,000 | 0.0% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $4.3K | $3,900,000 | 0.0% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $4.1K | $4,000,000 | 0.0% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $3.5K | $3,000,000 | 0.0% |
| Pembina Pipeline Corp(PBA) | COM | 706327103 | $3.5K | 103,000 | 0.0% |
| Wheaton Precious Metals Corp(WPM) | COM | 962879102 | $3.2K | 180,000 | 0.0% |
| Magnachip Semiconductor SA | NOTE 5.00% 3/0 | 55932XAB0 | $3.0K | $2,230,000 | 0.0% |
| Encana Corp | COM | 292505104 | $3.0K | 225,000 | 0.0% |
| Crescent PT Energy Corp | COM | 22576C101 | $2.7K | 425,000 | 0.0% |
| Suncor Energy Inc New(SU) | COM | 867224107 | $2.5K | 65,000 | 0.0% |
| Parsley Energy Inc | CL A | 701877102 | $2.4K | 83,079 | 0.0% |
| Fortis Inc(FTS) | COM | 349553107 | $2.3K | 72,000 | 0.0% |
| Vermilion Energy Inc(VET) | COM | 923725105 | $2.1K | 63,400 | 0.0% |
| CAE Inc(CAE) | COM | 124765108 | $1.9K | 94,800 | 0.0% |
| Enerplus Corp(ERFGBP) | COM | 292766102 | $1.7K | 135,000 | 0.0% |
| Marathon Oil Corp(MRO*) | COM | 565849106 | $1.5K | 65,000 | 0.0% |
| Euronet Worldwide Inc | NOTE 1.500% 10/0 | 298736AH2 | $1.0K | $721,000 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $935 | 882,467 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $820 | 49,722 | 0.0% |