Q4 2018 Holdings
Filed 2019-02-14 | 51 holdings | $29.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autolus Therapeutics PLC(AUTL) | SPON ADS | 05280R100 | $26.3M | 800,000 | 88.3% |
| Adaptimmune Therapeutics PLC(ADAPY) | SPONDS ADR | 00653A107 | $2.9M | 500,000 | 9.7% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $71.2K | $29,000,000 | 0.2% |
| Wright MED Group N V | NOTE 2.250% 11/1 | 98236JAB4 | $41.4K | $30,000,000 | 0.1% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $40.1K | $28,340,000 | 0.1% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $37.1K | $21,756,000 | 0.1% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $34.0K | $20,000,000 | 0.1% |
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $33.3K | $15,710,000 | 0.1% |
| Euronet Worldwide Inc | NOTE 1.500% 10/0 | 298736AH2 | $32.3K | $22,669,000 | 0.1% |
| Unisys Corp | NOTE 5.500% 3/0 | 909214BS6 | $30.4K | $21,500,000 | 0.1% |
| Teladoc Health Inc | NOTE 3.000% 12/1 | 87918AAB1 | $26.2K | $19,000,000 | 0.1% |
| Shire PLC | SPONSORED ADR | 82481R106 | $25.9K | 148,598 | 0.1% |
| Corenergy Infrastructure TR | NOTE 7.000% 6/1 | 21870UAA4 | $23.9K | $22,727,000 | 0.1% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $22.1K | $34,363,000 | 0.1% |
| Micron Technology Inc | NOTE 3.000% 11/1 | 595112AY9 | $19.5K | $17,500,000 | 0.1% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $16.2K | 65,000 | 0.1% |
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $16.2K | $14,500,000 | 0.1% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $14.0K | $14,501,000 | 0.0% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $12.2K | $10,000,000 | 0.0% |
| National Cinemedia Inc | COM | 635309107 | $9.9K | 1,533,456 | 0.0% |
| Nightstar Therapeutics PLC | ADR | 65413A101 | $9.8K | 850,000 | 0.0% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $9.3K | $12,595,000 | 0.0% |
| Carbonite Inc | NOTE 2.500% 4/0 | 141337AB1 | $9.0K | $7,500,000 | 0.0% |
| Inotek Pharmaceuticals Corp | NOTE 5.750% 8/0 | 45780VAB8 | $7.5K | $7,700,000 | 0.0% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $7.4K | $10,500,000 | 0.0% |
| Vaneck Vectors ETF TR(GDXJ) | JR GOLD MINERS E | 92189F791 | $5.2K | 170,550 | 0.0% |
| DHT Holdings Inc(DHT) | SHS NEW | Y2065G121 | $4.5K | 1,150,000 | 0.0% |
| Zions Bancorporation N A | *W EXP 05/21/202 | 989701115 | $4.2K | 449,793 | 0.0% |
| Vaneck Vectors ETF TR(GDX) | GOLD MINERS ETF | 92189F106 | $4.0K | 190,500 | 0.0% |
| Invacare Corp | NOTE 4.500% 6/0 | 461203AH4 | $4.0K | $6,064,000 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $4.0K | 249,389 | 0.0% |
| Warrior MET Coal Inc(HCC) | COM | 93627C101 | $4.0K | 164,000 | 0.0% |
| Trulia Inc | NOTE 2.750%12/1 | 897888AB9 | $3.8K | $2,806,000 | 0.0% |
| Gopro Inc(GPRO) | CL A | 38268T103 | $3.7K | 872,200 | 0.0% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $3.2K | $3,000,000 | 0.0% |
| Pinnacle West Cap Corp(PNW) | COM | 723484101 | $2.4K | 28,500 | 0.0% |
| Magnachip Semiconductor SA | NOTE 5.00% 3/0 | 55932XAB0 | $2.4K | $2,230,000 | 0.0% |
| EOG RES Inc(EOG) | COM | 26875P101 | $1.8K | 21,000 | 0.0% |
| Canadian Natl RY Co(CNI) | COM | 136375102 | $1.5K | 20,700 | 0.0% |
| Pioneer NAT RES Co(PXDEUR) | COM | 723787107 | $1.4K | 11,000 | 0.0% |
| Canadian PAC RY LTD | COM | 13645T100 | $1.4K | 7,600 | 0.0% |
| Pembina Pipeline Corp(PBA) | COM | 706327103 | $1.2K | 41,500 | 0.0% |
| Fortis Inc(FTS) | COM | 349553107 | $1.1K | 32,500 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $820 | 882,467 | 0.0% |
| Ishares Inc(PICK) | MSCI GBL ETF NEW | 46434G848 | $685 | 25,400 | 0.0% |
| Sibanye Stillwater | SPONSORED ADR | 825724206 | $280 | 99,000 | 0.0% |
| Trilogy Metals Inc New(TMQ) | COM | 89621C105 | $274 | 158,174 | 0.0% |
| Wright MED Group N V | RIGHT 03/01/2019 | N96617126 | $3 | 238,694 | 0.0% |