Q1 2019 Holdings
Filed 2019-05-15 | 52 holdings | $29.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autolus Therapeutics PLC(AUTL) | SPON ADS | 05280R100 | $26.8M | 851,631 | 90.2% |
| Adaptimmune Therapeutics PLC(ADAPY) | SPONDS ADR | 00653A107 | $2.2M | 500,000 | 7.2% |
| World Wrestling Entmt Inc | NOTE 3.375% 12/1 | 98156QAB4 | $74.5K | $21,000,000 | 0.3% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $61.6K | $29,000,000 | 0.2% |
| Wright MED Group N V | NOTE 2.250% 11/1 | 98236JAB4 | $54.5K | $35,000,000 | 0.2% |
| Euronet Worldwide Inc | NOTE 1.500% 10/0 | 298736AH2 | $51.4K | $25,981,000 | 0.2% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $46.5K | $28,340,000 | 0.2% |
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $44.3K | $15,710,000 | 0.1% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $41.7K | $21,756,000 | 0.1% |
| Nightstar Therapeutics PLC | ADR | 65413A101 | $40.6K | 1,600,000 | 0.1% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $38.0K | $20,000,000 | 0.1% |
| Corenergy Infrastructure TR | NOTE 7.000% 6/1 | 21870UAA4 | $31.0K | $27,127,000 | 0.1% |
| Unisys Corp | NOTE 5.500% 3/0 | 909214BS6 | $30.2K | $21,500,000 | 0.1% |
| Teladoc Health Inc | NOTE 3.000% 12/1 | 87918AAB1 | $28.4K | $19,000,000 | 0.1% |
| Royal Gold Inc | NOTE 2.875% 6/1 | 780287AA6 | $27.7K | $27,500,000 | 0.1% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $26.1K | $34,363,000 | 0.1% |
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $15.0K | $14,500,000 | 0.1% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $14.4K | $14,501,000 | 0.0% |
| Insulet Corp | NOTE 1.250% 9/1 | 45784PAF8 | $12.4K | $7,500,000 | 0.0% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $11.6K | $12,595,000 | 0.0% |
| National Cinemedia Inc | COM | 635309107 | $11.3K | 1,596,970 | 0.0% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $11.0K | $10,000,000 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $9.8K | 506,197 | 0.0% |
| Carbonite Inc | NOTE 2.500% 4/0 | 141337AB1 | $8.8K | $7,500,000 | 0.0% |
| Isis Pharmaceuticals Inc | NOTE 1.000% 11/1 | 464337AJ3 | $8.8K | $6,500,000 | 0.0% |
| First Majestic Silver Corp | NOTE 1.875% 3/0 | 32076VAB9 | $7.8K | $8,000,000 | 0.0% |
| Colfax Corp | UNIT 01/15/2022T | 194014205 | $6.7K | $50,000 | 0.0% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $6.2K | $10,375,000 | 0.0% |
| Zions Bancorporation N A | *W EXP 05/21/202 | 989701115 | $5.8K | 449,793 | 0.0% |
| Gopro Inc(GPRO) | CL A | 38268T103 | $5.7K | 872,200 | 0.0% |
| DHT Holdings Inc(DHT) | SHS NEW | Y2065G121 | $5.6K | 1,256,000 | 0.0% |
| Invacare Corp | NOTE 4.500% 6/0 | 461203AH4 | $5.4K | $6,064,000 | 0.0% |
| Trulia Inc | NOTE 2.750%12/1 | 897888AB9 | $4.1K | $2,806,000 | 0.0% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $3.5K | $3,000,000 | 0.0% |
| Enbridge Inc(ENB) | COM | 29250N105 | $3.0K | 82,000 | 0.0% |
| Nextera Energy Inc(NEE) | COM | 65339F101 | $2.9K | 15,200 | 0.0% |
| Inotek Pharmaceuticals Corp | NOTE 5.750% 8/0 | 45780VAB8 | $2.8K | $2,800,000 | 0.0% |
| Canadian PAC RY LTD | COM | 13645T100 | $2.8K | 13,500 | 0.0% |
| Magnachip Semiconductor SA | NOTE 5.00% 3/0 | 55932XAB0 | $2.5K | $2,230,000 | 0.0% |
| Diamondback Energy Inc(FANG) | COM | 25278X109 | $2.1K | 20,500 | 0.0% |
| Warrior MET Coal Inc(HCC) | COM | 93627C101 | $1.9K | 63,800 | 0.0% |
| Innovative Indl Pptys Inc(IIPR) | COM | 45781V101 | $1.6K | 19,141 | 0.0% |
| Takeda Pharmaceutical Co LTD(TAK) | SPONSORED ADR | 874060205 | $1.5K | 73,661 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $1.1K | 882,467 | 0.0% |
| Marathon Pete Corp(MPC) | COM | 56585A102 | $1.0K | 17,000 | 0.0% |
| Valero Energy Corp New(VLO) | COM | 91913Y100 | $848 | 10,000 | 0.0% |
| Trilogy Metals Inc New(TMQ) | COM | 89621C105 | $736 | 299,276 | 0.0% |
| Veon LTDPut | SPONSORED ADR | 91822M106 | $25 | 22,900 | 0.0% |