Q1 2019 Holdings
Filed 2019-05-15 | 77 holdings | $56.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Trident Acquisitions Corp | *W EXP 05/09/202 | 89615T114 | $17 | 106,500 | 0.0% |
| Graf Indl Corp | *W EXP 12/31/202 | 384278115 | $39 | 118,361 | 0.0% |
| Monocle Acquisition Corp | *W EXP 12/06/202 | 609754114 | $72 | 200,000 | 0.0% |
| Trinity Merger Corp | *W EXP 05/11/202 | 89653L114 | $72 | 200,000 | 0.0% |
| Forum Merger II Corp | *W EXP 09/30/202 | 34986F111 | $88 | 200,000 | 0.0% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $152 | $106,164 | 0.0% |
| GS Acquisition Hldgs Corp | *W EXP 06/12/202 | 36255F110 | $246 | 166,666 | 0.0% |
| UR Energy Inc(URG) | COM | 91688R108 | $824 | 1,000,000 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $1.1K | 800,000 | 0.0% |
| LF Cap Acquisition Corp | CL A | 50200K108 | $1.4K | 143,800 | 0.0% |
| Barrick Gold Corporation(ABX) | COM | 067901108 | $1.6K | 114,000 | 0.0% |
| Gordon Pointe Acquisition Co | COM CLASS A | 382788107 | $1.7K | 163,000 | 0.0% |
| Nomad Foods LTD(NOMD) | USD ORD SHS | G6564A105 | $2.0K | 100,000 | 0.0% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $2.2K | $2,500,000 | 0.0% |
| Pluralsight Inc | COM CL A | 72941B106 | $2.4K | 77,000 | 0.0% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $3.6K | 23,300 | 0.0% |
| Intelsat S A | COM | L5140P101 | $3.7K | 236,400 | 0.0% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $3.9K | $4,500,000 | 0.0% |
| Goldcorp Inc New | COM | 380956409 | $4.5K | 395,000 | 0.0% |
| Frontdoor Inc(FTDR) | COM | 35905A109 | $4.9K | 143,300 | 0.0% |
| GS Acquisition Hldgs Corp | COM CL A | 36255F102 | $5.0K | 500,000 | 0.0% |
| Weight Watchers Intl Inc New | COM | 948626106 | $5.0K | 250,000 | 0.0% |
| Colfax Corp | UNIT 01/15/2022T | 194014205 | $5.3K | 40,000 | 0.0% |
| Ishares TR(SOXX) | PHLX SEMICND ETF | 464287523 | $5.7K | 30,000 | 0.0% |
| Enova Intl Inc(ENVA) | COM | 29357K103 | $6.4K | 280,000 | 0.0% |
| Opko Health Inc | NOTE 4.500% 2/1 | 68375NAD5 | $6.7K | $7,000,000 | 0.0% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $7.1K | $6,500,000 | 0.0% |
| Granite PT MTG TR Inc | NOTE 6.375%10/0 | 38741LAC1 | $7.1K | $7,000,000 | 0.0% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $7.6K | $7,968,000 | 0.0% |
| Eagle Materials Inc(EXP) | COM | 26969P108 | $8.5K | 100,480 | 0.0% |
| Gain Cap Hldgs Inc | NOTE 5.000% 8/1 | 36268WAF7 | $8.5K | $8,500,000 | 0.0% |
| Energy Fuels Inc(UUUU) | COM NEW | 292671708 | $8.9K | 2,674,227 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.375%10/1 | 03762UAC9 | $9.8K | $10,000,000 | 0.0% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $10.0K | $7,400,000 | 0.0% |
| Amci Acquisition Corp | UNIT 01/07/2019 | 00165R200 | $10.1K | 1,000,000 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $10.3K | $10,500,000 | 0.0% |
| Horizon Pharma Invt LTD | NOTE 2.500% 3/1 | 44052TAB7 | $11.3K | $10,000,000 | 0.0% |
| Nexgen Energy LTD(NXE) | COM | 65340P106 | $13.0K | 8,038,000 | 0.0% |
| Kearny Finl Corp MD(KRNY) | COM | 48716P108 | $13.5K | 1,045,629 | 0.0% |
| Spdr S&P Midcap 400 ETF TR(MDY) | UTSER1 S&PDCRP | 78467Y107 | $14.4K | 41,713 | 0.0% |
| Loral Space & Communicatns I | COM | 543881106 | $16.2K | 450,000 | 0.0% |
| Select Sector Spdr TR(XLP) | SBI CONS STPLS | 81369Y308 | $16.3K | 290,000 | 0.0% |
| Liberty Media Corp Delaware(LM03) | COM A SIRIUSXM | 531229409 | $16.7K | 438,000 | 0.0% |
| PG&E Corp(PCG) | COM | 69331C108 | $17.8K | 1,000,000 | 0.0% |
| Disney Walt Co(DIS) | COM DISNEY | 254687106 | $19.0K | 171,286 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $19.2K | $20,000,000 | 0.0% |
| Newpark RES Inc | NOTE 4.000%12/0 | 651718AE8 | $20.9K | $17,000,000 | 0.0% |
| Curo Group Hldgs Corp(CUROEUR) | COM | 23131L107 | $20.9K | 2,085,467 | 0.0% |
| PRA Group Inc | NOTE 3.500% 6/0 | 69354NAB2 | $21.5K | $24,000,000 | 0.0% |
| Novagold RES Inc(NG) | COM NEW | 66987E206 | $21.7K | 5,200,000 | 0.0% |