Q2 2019 Holdings
Filed 2019-08-14 | 58 holdings | $18.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autolus Therapeutics PLC(AUTL) | SPON ADS | 05280R100 | $16.1M | 1,000,000 | 85.7% |
| Adaptimmune Therapeutics PLC(ADAPY) | SPONDS ADR | 00653A107 | $2.0M | 500,000 | 10.7% |
| World Wrestling Entmt Inc | NOTE 3.375% 12/1 | 98156QAB4 | $62.8K | $21,000,000 | 0.3% |
| Wright MED Group N V | NOTE 2.250% 11/1 | 98236JAB4 | $59.4K | $40,000,000 | 0.3% |
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $52.3K | $15,710,000 | 0.3% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $49.9K | $28,340,000 | 0.3% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $46.1K | $29,000,000 | 0.2% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $41.3K | $21,756,000 | 0.2% |
| Corenergy Infrastructure TR | NOTE 7.000% 6/1 | 21870UAA4 | $35.1K | $28,962,000 | 0.2% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $31.3K | $34,363,000 | 0.2% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $29.6K | $30,000,000 | 0.2% |
| Unisys Corp | NOTE 5.500% 3/0 | 909214BS6 | $26.7K | $21,500,000 | 0.1% |
| Nice SYS Inc | NOTE 1.250% 1/1 | 65366HAB9 | $25.8K | $15,081,000 | 0.1% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $16.3K | $6,000,000 | 0.1% |
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $15.9K | $14,500,000 | 0.1% |
| Realpage Inc | NOTE 1.500%11/1 | 75606NAB5 | $15.0K | $10,000,000 | 0.1% |
| Teladoc Health Inc | NOTE 3.000% 12/1 | 87918AAB1 | $12.1K | $7,108,000 | 0.1% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $11.6K | 573,906 | 0.1% |
| National Cinemedia Inc | COM | 635309107 | $11.3K | 1,718,511 | 0.1% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $10.3K | $12,595,000 | 0.1% |
| Isis Pharmaceuticals Inc del | NOTE 1.000% 11/1 | 464337AJ3 | $10.1K | $8,500,000 | 0.1% |
| Carbonite Inc | NOTE 2.500% 4/0 | 141337AB1 | $9.1K | $7,500,000 | 0.0% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $8.1K | $5,000,000 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $7.0K | $7,001,000 | 0.0% |
| Magnachip Semiconductor SA | NOTE 5.00% 3/0 | 55932XAB0 | $6.8K | $4,856,000 | 0.0% |
| DHT Holdings Inc(DHT) | SHS NEW | Y2065G121 | $6.5K | 1,100,000 | 0.0% |
| Colfax Corp | UNIT 01/15/2022T | 194014205 | $6.3K | $50,000 | 0.0% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $6.3K | $8,550,000 | 0.0% |
| Warrior MET Coal Inc(HCC) | COM | 93627C101 | $6.3K | 239,300 | 0.0% |
| Zions Bancorporation N A | *W EXP 05/21/202 | 989701115 | $5.4K | 396,562 | 0.0% |
| Trulia Inc | NOTE 2.750%12/1 | 897888AB9 | $5.4K | $2,806,000 | 0.0% |
| Invacare Corp | NOTE 4.500% 6/0 | 461203AH4 | $4.5K | $6,064,000 | 0.0% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $3.5K | $3,000,000 | 0.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $3.5K | $2,500,000 | 0.0% |
| Takeda Pharmaceutical Co LTD(TAK) | SPONSORED ADS | 874060205 | $3.2K | 178,962 | 0.0% |
| Inotek Pharmaceuticals Corp | NOTE 5.750% 8/0 | 45780VAB8 | $2.9K | $2,800,000 | 0.0% |
| Canadian Natl RY Co(CNI) | COM | 136375102 | $2.6K | 27,700 | 0.0% |
| Pinnacle West Cap Corp(PNW) | COM | 723484101 | $2.3K | 24,000 | 0.0% |
| Firstenergy Corp(FE) | COM | 337932107 | $2.2K | 50,500 | 0.0% |
| Enbridge Inc(ENB) | COM | 29250N105 | $2.2K | 60,000 | 0.0% |
| Lockheed Martin Corp(LMT) | COM | 539830109 | $1.9K | 5,200 | 0.0% |
| Diamondback Energy Inc(FANG) | COM | 25278X109 | $1.9K | 17,000 | 0.0% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $1.7K | $1,000,000 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $1.7K | 882,467 | 0.0% |
| Transalta Corp(TAC) | COM | 89346D107 | $1.3K | 200,000 | 0.0% |
| Halliburton Co(HAL) | COM | 406216101 | $1.2K | 52,000 | 0.0% |
| First Majestic Silver Corp | NOTE 1.875% 3/0 | 32076VAB9 | $1.1K | $1,000,000 | 0.0% |
| Epam SYS Inc(EPAM) | COM | 29414B104 | $952 | 5,500 | 0.0% |
| Trilogy Metals Inc New(TMQ) | COM | 89621C105 | $883 | 299,276 | 0.0% |
| New Oriental ED & Tech GRP I | SPON ADR | 647581107 | $579 | 6,000 | 0.0% |