Q3 2019 Holdings
Filed 2019-11-14 | 77 holdings | $14.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Trident Acquisitions Corp | *W EXP 05/09/202 | 89615T114 | $52 | 343,500 | 0.0% |
| Netfin Acquisition Corp | *W EXP 08/01/202 | G6455A115 | $60 | 200,000 | 0.0% |
| Megalith Finl Acquisition Co | *W EXP 08/26/202 | 58518F117 | $76 | 200,000 | 0.0% |
| Monocle Acquisition Corp | *W EXP 12/06/202 | 609754114 | $92 | 200,000 | 0.0% |
| LF Cap Acquisition Corp | *W EXP 06/22/202 | 50200K116 | $105 | 256,062 | 0.0% |
| Forum Merger II Corp | *W EXP 09/30/202 | 34986F111 | $118 | 200,000 | 0.0% |
| Caesars Entmt Corp | NOTE 5.000% 10/0 | 127686AA1 | $181 | $106,164 | 0.0% |
| GS Acquisition Hldgs Corp | *W EXP 06/12/202 | 36255F110 | $237 | 166,666 | 0.0% |
| Trinity Merger Corp | *W EXP 05/11/202 | 89653L114 | $318 | 250,000 | 0.0% |
| PG&E Corp(PCG)Put | COM | 69331C108 | $1.0K | 100,000 | 0.0% |
| Enova Intl Inc(ENVA) | COM | 29357K103 | $1.0K | 50,000 | 0.0% |
| Newmont Goldcorp Corporation(NEM) | COM | 651639106 | $1.2K | 32,798 | 0.0% |
| Axalta Coating SYS LTD(AXTA) | COM | G0750C108 | $1.3K | 43,104 | 0.0% |
| LF Cap Acquisition Corp | CL A | 50200K108 | $1.5K | 143,800 | 0.0% |
| Foundation Bldg Matls Inc(FBMUSD) | COM | 350392106 | $1.6K | 105,000 | 0.0% |
| Intelsat S A | COM | L5140P101 | $1.8K | 78,361 | 0.0% |
| Barrick Gold Corporation(ABX) | COM | 067901108 | $2.0K | 114,000 | 0.0% |
| Forestar Group Inc(FOR) | COM | 346232101 | $2.2K | 120,000 | 0.0% |
| Clovis Oncology Inc | NOTE 1.250% 5/0 | 189464AC4 | $2.8K | $6,750,000 | 0.0% |
| Redwood TR Inc | NOTE 5.625% 7/1 | 758075AD7 | $3.3K | $3,250,000 | 0.0% |
| Zillow Group Inc | NOTE 2.000%12/0 | 98954MAB7 | $3.5K | $3,500,000 | 0.0% |
| Baker Hughes A GE Co(BKR) | CL A | 05722G100 | $4.5K | 196,022 | 0.0% |
| GS Acquisition Hldgs Corp | COM CL A | 36255F102 | $5.1K | 500,000 | 0.0% |
| Eldorado Resorts Inc(ERIEUR) | COM | 28470R102 | $5.3K | 132,600 | 0.0% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $5.4K | $5,000,000 | 0.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $5.7K | $4,000,000 | 0.0% |
| Opko Health Inc | NOTE 4.500% 2/1 | 68375NAD5 | $5.7K | $7,000,000 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $5.8K | $5,750,000 | 0.0% |
| Gain Cap Hldgs Inc | NOTE 5.000% 8/1 | 36268WAF7 | $6.1K | $6,500,000 | 0.0% |
| Granite PT MTG TR Inc | NOTE 6.375%10/0 | 38741LAC1 | $6.8K | $6,536,000 | 0.0% |
| Horizon Pharma Invt LTD | NOTE 2.500% 3/1 | 44052TAB7 | $7.0K | $6,000,000 | 0.0% |
| Wabtec Corp(WAB) | COM | 929740108 | $7.2K | 100,000 | 0.0% |
| Five9 Inc | NOTE 0.125% 5/0 | 338307AB7 | $7.2K | $5,000,000 | 0.0% |
| Cree Inc | NOTE 0.875% 9/0 | 225447AB7 | $7.5K | $6,851,000 | 0.1% |
| PG&E Corp(PCG) | COM | 69331C108 | $8.5K | 848,000 | 0.1% |
| Ezcorp Inc | NOTE 2.375% 5/0 | 302301AE6 | $8.9K | $11,160,000 | 0.1% |
| Nielsen Hldgs PLC | SHS EUR | G6518L108 | $10.1K | 475,000 | 0.1% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $10.3K | $10,000,000 | 0.1% |
| Amci Acquisition Corp | UNIT 01/07/2019 | 00165R119 | $10.4K | 1,000,000 | 0.1% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $10.5K | $9,500,000 | 0.1% |
| Apollo Coml Real EST FIN Inc | NOTE 5.375% 10/1 | 03762UAC9 | $10.8K | $10,500,000 | 0.1% |
| Nexgen Energy LTD(NXE) | COM | 65340P106 | $12.6K | 9,702,000 | 0.1% |
| Vocera Communications Inc | NOTE 1.500% 5/1 | 92857FAB3 | $13.4K | $12,900,000 | 0.1% |
| Dell Technologies Inc(DELL) | CL C | 24703L202 | $14.0K | 270,296 | 0.1% |
| Calamp Corp | NOTE 2.000% 8/0 | 128126AD1 | $16.3K | $20,000,000 | 0.1% |
| T Mobile US Inc(TMUS) | COM | 872590104 | $17.0K | 215,282 | 0.1% |
| Curo Group Hldgs Corp(CUROEUR) | COM | 23131L107 | $17.2K | 1,294,000 | 0.1% |
| Liberty Media Corp Delaware(LM03) | COM A SIRIUSXM | 531229409 | $18.2K | 438,000 | 0.1% |
| Loral Space & Communicatns I | COM | 543881106 | $18.6K | 450,000 | 0.1% |
| Marathon Pete Corp(MPC) | COM | 56585A102 | $19.7K | 325,000 | 0.1% |