Q4 2019 Holdings
Filed 2020-02-12 | 42 holdings | $18.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autolus Therapeutics PLC(AUTL) | SPON ADS | 05280R100 | $17.2M | 1,300,000 | 91.1% |
| Adaptimmune Therapeutics PLC(ADAPY) | SPONDS ADR | 00653A107 | $1.0M | 857,311 | 5.5% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $74.0K | $29,000,000 | 0.4% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $61.2K | $28,340,000 | 0.3% |
| World Wrestling Entmt Inc | NOTE 3.375% 12/1 | 98156QAB4 | $56.5K | $21,000,000 | 0.3% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $51.4K | $34,000,000 | 0.3% |
| DHT Holdings Inc | NOTE 4.500% 8/1 | 23335SAD8 | $37.0K | $26,156,000 | 0.2% |
| Wright MED Group N V | NOTE 2.250% 11/1 | 98236JAB4 | $36.5K | $25,000,000 | 0.2% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $35.2K | $21,756,000 | 0.2% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $30.5K | $34,363,000 | 0.2% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $29.1K | $20,000,000 | 0.2% |
| Nice SYS Inc | NOTE 1.250% 1/1 | 65366HAB9 | $28.9K | $15,081,000 | 0.2% |
| Lyft Inc(LYFT) | CL A COM | 55087P104 | $25.8K | 600,000 | 0.1% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $22.0K | $10,000,000 | 0.1% |
| Omnova Solutions Inc | COM | 682129101 | $20.2K | 2,000,000 | 0.1% |
| Medicines Co | NOTE 3.500% 1/1 | 584688AJ4 | $17.2K | $5,000,000 | 0.1% |
| Teladoc Health Inc | NOTE 3.000% 12/1 | 87918AAB1 | $14.3K | $7,108,000 | 0.1% |
| Realpage Inc | NOTE 1.500%11/1 | 75606NAB5 | $14.0K | $10,000,000 | 0.1% |
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $11.2K | $14,500,000 | 0.1% |
| Insulet Corp | NOTE 1.375% 11/1 | 45784PAH4 | $9.5K | $5,000,000 | 0.1% |
| National Cinemedia Inc | COM | 635309107 | $8.5K | 1,166,746 | 0.0% |
| Colfax Corp | UNIT 01/15/2022T | 194014205 | $7.9K | $50,000 | 0.0% |
| Takeda Pharmaceutical Co LTD(TAK) | SPONSORED ADS | 874060205 | $7.8K | 397,662 | 0.0% |
| Magnachip Semiconductor SA | NOTE 5.00% 3/0 | 55932XAB0 | $7.4K | $4,856,000 | 0.0% |
| Isis Pharmaceuticals Inc del | NOTE 1.000% 11/1 | 464337AJ3 | $6.9K | $6,000,000 | 0.0% |
| Zions Bancorporation N A | *W EXP 05/21/202 | 989701115 | $6.7K | 341,557 | 0.0% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $6.6K | $4,500,000 | 0.0% |
| Invacare Corp | NOTE 4.500% 6/0 | 461203AH4 | $5.7K | $6,064,000 | 0.0% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $5.4K | $8,550,000 | 0.0% |
| Trulia Inc | NOTE 2.750%12/1 | 897888AB9 | $5.4K | $2,806,000 | 0.0% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $3.8K | $4,000,000 | 0.0% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $1.9K | $1,000,000 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $1.7K | 882,467 | 0.0% |
| GOL Linhas Aereas Intlg S A | SPON ADR PFD NEW | 38045R206 | $1.4K | 75,800 | 0.0% |
| Inotek Pharmaceuticals Corp | NOTE 5.750% 8/0 | 45780VAB8 | $1.1K | $1,000,000 | 0.0% |
| Trilogy Metals Inc New(TMQ) | COM | 89621C105 | $635 | 244,276 | 0.0% |
| Hudbay Minerals Inc(HBM) | COM | 443628102 | $563 | 136,000 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X108 | $539 | 249,702 | 0.0% |
| Intrexon Corp | COM | 46122T102 | $239 | 43,634 | 0.0% |