Q1 2020 Holdings
Filed 2020-05-15 | 41 holdings | $14.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autolus Therapeutics PLC(AUTL) | SPON ADS | 05280R100 | $11.9M | 1,982,601 | 82.0% |
| Adaptimmune Therapeutics PLC(ADAPY) | SPONDS ADR | 00653A107 | $2.0M | 750,000 | 14.1% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $77.2K | $42,000,000 | 0.5% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $54.3K | $27,025,000 | 0.4% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $44.9K | $25,000,000 | 0.3% |
| DHT Holdings Inc | NOTE 4.500% 8/1 | 23335SAD8 | $42.7K | $30,896,000 | 0.3% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $40.7K | $28,340,000 | 0.3% |
| Wright MED Group N V | NOTE 2.250% 11/1 | 98236JAB4 | $34.7K | $25,000,000 | 0.2% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $34.4K | $48,163,000 | 0.2% |
| World Wrestling Entmt Inc | NOTE 3.375% 12/1 | 98156QAB4 | $32.6K | $21,000,000 | 0.2% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $30.7K | $25,000,000 | 0.2% |
| Nice SYS Inc | NOTE 1.250% 1/1 | 65366HAB9 | $26.8K | $15,081,000 | 0.2% |
| Lyft Inc(LYFT) | CL A COM | 55087P104 | $22.8K | 850,000 | 0.2% |
| Carnival Corp(CCL) | UNIT 99/99/9999 | 143658300 | $19.8K | 1,500,000 | 0.1% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $17.8K | $19,256,000 | 0.1% |
| Realpage Inc | NOTE 1.500%11/1 | 75606NAB5 | $13.7K | $10,000,000 | 0.1% |
| Insulet Corp | NOTE 1.375% 11/1 | 45784PAH4 | $9.1K | $5,000,000 | 0.1% |
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $7.5K | $14,500,000 | 0.1% |
| Plantronics Inc New | COM | 727493108 | $7.0K | 700,000 | 0.0% |
| Takeda Pharmaceutical Co LTD(TAK) | SPONSORED ADS | 874060205 | $6.0K | 397,662 | 0.0% |
| Magnachip Semiconductor SA | NOTE 5.00% 3/0 | 55932XAB0 | $5.5K | $4,000,000 | 0.0% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $5.3K | $4,500,000 | 0.0% |
| Colfax Corp | UNIT 01/15/2022T | 194014205 | $4.6K | $50,000 | 0.0% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $4.2K | $8,550,000 | 0.0% |
| Trulia Inc | NOTE 2.750%12/1 | 897888AB9 | $4.0K | $2,806,000 | 0.0% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $3.9K | $4,000,000 | 0.0% |
| BHP Group LTD(BHP) | SPON ADS | 088606108 | $3.5K | 94,700 | 0.0% |
| Conmed Corp | NOTE 2.625% 2/0 | 207410AF8 | $2.7K | $2,830,000 | 0.0% |
| Inovio Pharmaceuticals Inc | NOTE 6.500% 3/0 | 45773HAB8 | $2.2K | $1,500,000 | 0.0% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $1.1K | $1,000,000 | 0.0% |
| Vaneck Vectors ETF TR(GDXJ) | JR GOLD MINERS E | 92189F791 | $762 | 27,106 | 0.0% |
| Invacare Corp | NOTE 4.500% 6/0 | 461203AH4 | $745 | $814,000 | 0.0% |
| Warrior MET Coal Inc(HCC)Put | COM | 93627C101 | $713 | 67,100 | 0.0% |
| GOL Linhas Aereas Intlg S A | SPON ADR PFD NEW | 38045R206 | $529 | 123,900 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $503 | 882,467 | 0.0% |
| Collegium Pharmaceutical Inc | NOTE 2.625% 2/1 | 19459JAA2 | $463 | $500,000 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X108 | $226 | 249,702 | 0.0% |
| Precigen Inc(PGEN) | COM | 74017N105 | $148 | 43,634 | 0.0% |
| Microchip Technology Inc(MCHP) | COM | 595017104 | $125 | 1,850 | 0.0% |
| Zions Bancorporation N A | *W EXP 05/21/202 | 989701115 | $95 | 287,920 | 0.0% |