Q3 2020 Holdings
Filed 2020-11-13 | 48 holdings | $26.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autolus Therapeutics PLC(AUTL) | SPON ADS | 05280R100 | $25.0M | 2,150,000 | 95.9% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $311.6K | $45,000,000 | 1.2% |
| GEO Group Inc New(GEO)Put | COM | 36162J106 | $102.5K | 100,000 | 0.4% |
| Docusign Inc | NOTE 0.500% 9/1 | 256163AB2 | $69.6K | $23,000,000 | 0.3% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $67.6K | $13,525,000 | 0.3% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $64.0K | $25,000,000 | 0.2% |
| Nice SYS Inc | NOTE 1.250% 1/1 | 65366HAB9 | $45.5K | $16,676,000 | 0.2% |
| Liberty Media Corp del | DEB 3.500% 1/1 | 530715AN1 | $40.8K | $48,163,000 | 0.2% |
| Wright MED Group N V | NOTE 2.250% 11/1 | 98236JAB4 | $36.3K | $25,000,000 | 0.1% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $28.9K | $25,000,000 | 0.1% |
| Talend S A | ADS | 874224207 | $27.3K | 700,000 | 0.1% |
| World Wrestling Entmt Inc | NOTE 3.375% 12/1 | 98156QAB4 | $26.8K | $15,000,000 | 0.1% |
| Mercadolibre Inc | NOTE 2.000% 8/1 | 58733RAD4 | $19.0K | $7,500,000 | 0.1% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $18.3K | $17,500,000 | 0.1% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $18.2K | $12,500,000 | 0.1% |
| Realpage Inc | NOTE 1.500%11/1 | 75606NAB5 | $14.7K | $10,000,000 | 0.1% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $14.4K | $10,000,000 | 0.1% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $12.9K | $10,000,000 | 0.0% |
| Insulet Corp | NOTE 1.375% 11/1 | 45784PAH4 | $12.8K | $5,000,000 | 0.0% |
| Lyft Inc(LYFT) | CL A COM | 55087P104 | $12.4K | 450,000 | 0.0% |
| Norwegian Cruise Line Hldg L(NCLH) | SHS | G66721104 | $12.3K | 720,591 | 0.0% |
| Trulia Inc | NOTE 2.750%12/1 | 897888AB9 | $11.9K | $2,806,000 | 0.0% |
| Takeda Pharmaceutical Co LTD(TAK) | SPONSORED ADS | 874060205 | $11.7K | 653,662 | 0.0% |
| Freeline Therapeutics Hldgs | SPONSORED ADS | 35655L107 | $11.4K | 730,000 | 0.0% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $8.6K | $11,900,000 | 0.0% |
| Corenergy Infrastructure TR | NOTE 5.875% 8/1 | 21870UAC0 | $7.6K | $10,500,000 | 0.0% |
| Zillow Group Inc | NOTE 1.375% 9/0 | 98954MAG6 | $7.3K | $3,041,000 | 0.0% |
| Magnachip Semiconductor SA | NOTE 5.00% 3/0 | 55932XAB0 | $6.8K | $4,000,000 | 0.0% |
| Colfax Corp | UNIT 01/15/2022T | 194014205 | $6.7K | $50,000 | 0.0% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $4.5K | $2,500,000 | 0.0% |
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $4.2K | $5,250,000 | 0.0% |
| SSR MNG Inc(SSRM) | COM | 784730103 | $3.5K | 187,097 | 0.0% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $3.4K | $8,550,000 | 0.0% |
| Insight Enterprises Inc | NOTE 0.750% 2/1 | 45765UAB9 | $3.2K | $3,000,000 | 0.0% |
| Wayfair Inc | NOTE 1.000% 8/1 | 94419LAF8 | $3.1K | $1,500,000 | 0.0% |
| American Elec PWR Co Inc | UNIT 99/99/9999 | 02557T307 | $3.0K | $60,000 | 0.0% |
| BlackRock Cap Allocation TR(BCAT) | COM | 09260U109 | $2.5K | 120,000 | 0.0% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $2.0K | $1,000,000 | 0.0% |
| Inseego Corp | NOTE 3.250% 5/0 | 45782BAD6 | $2.0K | $2,000,000 | 0.0% |
| Corecivic Inc(CXW)Call | COM | 21871N101 | $1.2K | 150,000 | 0.0% |
| GOL Linhas Aereas Intlg S A | SPON ADR PFD NEW | 38045R206 | $1.1K | 172,100 | 0.0% |
| Integra RES Corp | COM NEW | 45826T301 | $782 | 235,055 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $724 | 882,467 | 0.0% |
| Collegium Pharmaceutical Inc | NOTE 2.625% 2/1 | 19459JAA2 | $494 | $500,000 | 0.0% |
| American Airls Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $470 | $500,000 | 0.0% |
| Snowflake Inc(SNOW) | CL A | 833445109 | $20 | 80 | 0.0% |