Q3 2020 Holdings
Filed 2020-11-13 | 132 holdings | $370.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Toll Brothers Inc(TOL) | COM | 889478103 | $7.7K | 158,578 | 0.0% |
| Live Nation Entertainment in | NOTE 2.500% 3/1 | 538034AQ2 | $7.7K | $7,000,000 | 0.0% |
| Eagle Bulk Shipping Inc | NOTE 5.000% 8/0 | 269442AB5 | $7.8K | $10,525,000 | 0.0% |
| Brightsphere Invt Group Inc(AAMI) | COM | 10948W103 | $7.9K | 612,427 | 0.0% |
| Vistra Corp(VST) | COM | 92840M102 | $8.1K | 430,000 | 0.0% |
| Greenlight Cap RE LTD | NOTE 4.000% 8/0 | 395366AB3 | $8.3K | $10,250,000 | 0.0% |
| Equitable Hldgs Inc(EQH) | COM | 29452E101 | $8.3K | 456,826 | 0.0% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $8.7K | 70,000 | 0.0% |
| Resource Cap Corp | NOTE 4.500% 8/1 | 76120WAC8 | $9.0K | $9,941,000 | 0.0% |
| PG&E Corp(PCG)Put | COM | 69331C108 | $9.4K | 1,000,000 | 0.0% |
| Omeros Corp | NOTE 5.250% 2/1 | 682143AG7 | $9.5K | $11,000,000 | 0.0% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $9.8K | $13,625,000 | 0.0% |
| Tiffany & Co New(TIFEUR)Put | COM | 886547108 | $9.8K | 85,000 | 0.0% |
| Mgic Invt Corp WIS(MTG) | COM | 552848103 | $10.2K | 1,149,085 | 0.0% |
| Green Plains Inc | NOTE 4.125% 9/0 | 393222AF1 | $10.5K | $11,050,000 | 0.0% |
| Arcelormittal SA Luxembourg(MT) | NY REGISTRY SH | 03938L203 | $11.0K | 829,652 | 0.0% |
| PPG Inds Inc(PPG) | COM | 693506107 | $11.1K | 91,000 | 0.0% |
| Onemain Hldgs Inc(OMF) | COM | 68268W103 | $11.3K | 361,438 | 0.0% |
| Aptiv PLC(APTV) | SHS | G6095L109 | $11.3K | 123,666 | 0.0% |
| SBA Communications Corp New(SBAC) | CL A | 78410G104 | $11.7K | 36,634 | 0.0% |
| Invacare Corp | NOTE 5.000%11/1 | 461203AL5 | $12.1K | $13,500,000 | 0.0% |
| Invacare Corp | NOTE 5.000%11/1 | 461203AJ0 | $12.2K | $14,500,000 | 0.0% |
| National GEN Hldgs Corp | COM | 636220303 | $13.5K | 400,000 | 0.0% |
| Gogo Inc | NOTE 6.000% 5/1 | 38046CAD1 | $13.5K | $8,553,000 | 0.0% |
| Intercept Pharmaceuticals in | NOTE 2.000% 5/1 | 45845PAB4 | $13.5K | $19,552,000 | 0.0% |
| Xeris Pharmaceuticals Inc | NOTE 5.000% 7/1 | 98422LAA5 | $13.6K | $6,986,000 | 0.0% |
| PG&E Corp(PCG) | COM | 69331C108 | $13.7K | 1,456,891 | 0.0% |
| Corenergy Infrastructure TR | NOTE 5.875% 8/1 | 21870UAC0 | $14.2K | $19,760,000 | 0.0% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $14.4K | $14,620,000 | 0.0% |
| Liberty Latin America LTD | NOTE 2.000% 7/1 | 53069QAB5 | $14.7K | $17,906,000 | 0.0% |
| Benefitfocus Inc | NOTE 1.250%12/1 | 08180DAB2 | $14.7K | $18,116,000 | 0.0% |
| Timkensteel Corp | NOTE 6.000% 6/0 | 887399AA1 | $14.9K | $17,115,000 | 0.0% |
| Ishares TR(MCHI) | MSCI CHINA ETF | 46429B671 | $15.1K | 204,000 | 0.0% |
| Western Asset MTG Cap Corp | NOTE 6.750%10/0 | 95790DAA3 | $16.6K | $19,200,000 | 0.0% |
| Analog Devices Inc(ADI)Call | COM | 032654105 | $17.5K | 150,000 | 0.0% |
| Veoneer Inc | NOTE 4.000% 6/0 | 92336XAA7 | $17.7K | $18,300,000 | 0.0% |
| General Mtrs Co(GM) | COM | 37045V100 | $17.7K | 597,500 | 0.0% |
| Disney Walt Co(DIS) | COM DISNEY | 254687106 | $18.6K | 150,000 | 0.0% |
| Southwest Airls Co | NOTE 1.250% 5/0 | 844741BG2 | $18.9K | $14,500,000 | 0.0% |
| Evolent Health Inc | NOTE 1.500%10/1 | 30050BAD3 | $18.9K | $24,117,000 | 0.0% |
| Focus Finl Partners Inc(2JE) | COM CL A | 34417P100 | $19.2K | 584,792 | 0.0% |
| Maxim Integrated Prods Inc(MXIM) | COM | 57772K101 | $19.9K | 294,369 | 0.0% |
| Pennymac Finl Svcs Inc New(PFSI) | COM | 70932M107 | $23.6K | 406,386 | 0.0% |
| Agnc Invt Corp(AGNC) | COM | 00123Q104 | $24.5K | 1,764,581 | 0.0% |
| LPL Finl Hldgs Inc(LPLA) | COM | 50212V100 | $24.7K | 321,547 | 0.0% |
| Varian MED SYS Inc(VAREUR) | COM | 92220P105 | $25.0K | 145,058 | 0.0% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $25.7K | 17,517 | 0.0% |
| Unity Software Inc(U) | COM | 91332U101 | $26.2K | 300,000 | 0.0% |
| Microchip Technology Inc.(MCHP) | COM | 595017104 | $27.5K | 267,956 | 0.0% |
| Ishares TR(MUB) | NATIONAL MUN ETF | 464288414 | $28.0K | 241,400 | 0.0% |