Q4 2020 Holdings
Filed 2021-02-12 | 50 holdings | $22.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autolus Therapeutics PLC(AUTL) | SPON ADS | 05280R100 | $19.2M | 2,150,000 | 85.7% |
| Corecivic Inc(CXW) | COM | 21871N101 | $1.7M | 267,000 | 7.8% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $511.8K | $45,000,000 | 2.3% |
| Docusign Inc | NOTE 0.500% 9/1 | 256163AB2 | $107.0K | $34,337,000 | 0.5% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $94.8K | $25,000,000 | 0.4% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $88.9K | $13,525,000 | 0.4% |
| Snap | NOTE 0.750% 8/0 | 83304AAB2 | $68.2K | $30,000,000 | 0.3% |
| Nice SYS Inc | NOTE 1.250% 1/1 | 65366HAB9 | $68.0K | $20,000,000 | 0.3% |
| Cleveland-Cliffs Inc New | DBCV 1.500% 1/1 | 185899AA9 | $64.4K | $32,867,000 | 0.3% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $45.4K | $31,000,000 | 0.2% |
| Liberty Media Corp del | DEB 3.500% 1/1 | 530715AN1 | $44.7K | $48,163,000 | 0.2% |
| Mercadolibre Inc | NOTE 2.000% 8/1 | 58733RAD4 | $38.1K | $10,000,000 | 0.2% |
| World Wrestling Entmt Inc | NOTE 3.375%12/1 | 98156QAB4 | $30.5K | $15,000,000 | 0.1% |
| Talend S A | ADS | 874224207 | $27.6K | 720,449 | 0.1% |
| Takeda Pharmaceutical Co LTD(TAK) | SPONSORED ADS | 874060205 | $26.3K | 1,443,052 | 0.1% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $24.5K | $17,500,000 | 0.1% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $23.3K | $12,500,000 | 0.1% |
| Realpage Inc | NOTE 1.500%11/1 | 75606NAB5 | $20.9K | $10,000,000 | 0.1% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $20.3K | $15,000,000 | 0.1% |
| Insulet Corp | NOTE 1.375% 11/1 | 45784PAH4 | $13.7K | $5,000,000 | 0.1% |
| Freeline Therapeutics Hldgs | SPONSORED ADS | 35655L107 | $13.7K | 750,000 | 0.1% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $12.4K | $10,000,000 | 0.1% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $10.9K | $5,000,000 | 0.0% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $9.9K | $9,055,000 | 0.0% |
| Lyft Inc(LYFT) | CL A COM | 55087P104 | $9.8K | 200,000 | 0.0% |
| United States STL Corp New | NOTE 5.000%11/0 | 912909AT5 | $9.8K | $6,500,000 | 0.0% |
| Fortuna Silver Mines Inc | SDCV 4.650%10/3 | 349915AA6 | $9.2K | $5,150,000 | 0.0% |
| Zillow Group Inc | NOTE 1.375% 9/0 | 98954MAG6 | $9.2K | $3,041,000 | 0.0% |
| Colfax Corp | UNIT 01/15/2022T | 194014205 | $8.0K | $50,000 | 0.0% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $7.4K | $8,550,000 | 0.0% |
| Corenergy Infrastructure TR | NOTE 5.875% 8/1 | 21870UAC0 | $6.9K | $9,500,000 | 0.0% |
| Magnachip Semiconductor SA | NOTE 5.00% 3/0 | 55932XAB0 | $6.7K | $4,000,000 | 0.0% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $5.6K | $7,000,000 | 0.0% |
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $4.4K | $5,250,000 | 0.0% |
| Insight Enterprises Inc | NOTE 0.750% 2/1 | 45765UAB9 | $3.8K | $3,000,000 | 0.0% |
| SSR MNG Inc(SSRM) | COM | 784730103 | $3.8K | 187,097 | 0.0% |
| Okta Inc | NOTE 0.125% 9/0 | 679295AD7 | $3.7K | $2,500,000 | 0.0% |
| Aurora Cannabis Inc | NOTE 5.500% 2/2 | 05156XAG3 | $3.5K | $4,550,000 | 0.0% |
| Inseego Corp | NOTE 3.250% 5/0 | 45782BAD6 | $2.8K | $2,000,000 | 0.0% |
| Wayfair Inc | NOTE 1.000% 8/1 | 94419LAF8 | $2.5K | $1,500,000 | 0.0% |
| Canopy Growth Corp | COM | 138035100 | $2.0K | $81,300 | 0.0% |
| Integra RES Corp | COM NEW | 45826T301 | $1.8K | 450,055 | 0.0% |
| GOL Linhas Aereas Intlg S A | SPON ADR PFD NEW | 38045R206 | $1.7K | 172,100 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $1.4K | 882,467 | 0.0% |
| GEO Group Inc New(GEO)Put | COM | 36162J106 | $886 | 100,000 | 0.0% |
| American Airls Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $647 | $500,000 | 0.0% |
| GEO Group Inc New(GEO)Call | COM | 36162J106 | $230 | 26,000 | 0.0% |
| Snowflake Inc(SNOW) | CL A | 833445109 | $23 | 80 | 0.0% |
| Bristol-Myers Squibb Co(BMY-R) | RIGHT 99/99/9999 | 110122157 | $0 | 200,000 | 0.0% |