Q1 2021 Holdings
Filed 2021-05-17 | 112 holdings | $15.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autolus Therapeutics PLC(AUTL) | SPON ADS | 05280R100 | $14.0M | 2,435,714 | 91.0% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $242.3K | $22,500,000 | 1.6% |
| Cleveland-Cliffs Inc New | DBCV 1.500% 1/1 | 185899AA9 | $111.2K | $42,376,000 | 0.7% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $96.3K | $25,000,000 | 0.6% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $82.7K | $13,525,000 | 0.5% |
| Snap Inc | NOTE 0.750% 8/0 | 83304AAB2 | $75.6K | $32,000,000 | 0.5% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $69.4K | $39,000,000 | 0.5% |
| Liberty Media Corp del | DEB 3.500% 1/1 | 530715AN1 | $52.4K | $51,843,000 | 0.3% |
| Nice SYS Inc | NOTE 1.250% 1/1 | 65366HAB9 | $35.3K | $13,495,000 | 0.2% |
| World Wrestling Entmt Inc | NOTE 3.375%12/1 | 98156QAB4 | $34.0K | $15,000,000 | 0.2% |
| First Majestic Silver Corp | NOTE 1.875% 3/0 | 32076VAB9 | $29.7K | $17,953,000 | 0.2% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $28.2K | $17,500,000 | 0.2% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $24.2K | $20,000,000 | 0.2% |
| Talend S A | ADS | 874224207 | $23.7K | 371,621 | 0.2% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $23.2K | $12,500,000 | 0.2% |
| Realpage Inc | NOTE 1.500%11/1 | 75606NAB5 | $20.9K | $10,000,000 | 0.1% |
| United States STL Corp New | NOTE 5.000%11/0 | 912909AT5 | $20.5K | $9,350,000 | 0.1% |
| Ballys Corporation(TRWHEUR) | COM | 05875B106 | $20.1K | 309,500 | 0.1% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $17.8K | $15,000,000 | 0.1% |
| Bandwidth Inc. | NOTE 0.250% 3/0 | 05988JAB9 | $17.1K | $11,165,000 | 0.1% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $14.3K | $14,055,000 | 0.1% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $12.5K | $12,000,000 | 0.1% |
| Takeda Pharmaceutical Co LTD(TAK) | SPONSORED ADS | 874060205 | $10.8K | 589,390 | 0.1% |
| KKR Acquisition Holding I Co | UNIT 99/99/9999 | 48253T208 | $10.5K | 1,049,802 | 0.1% |
| Zillow Group Inc | NOTE 2.750% 5/1 | 98954MAH4 | $10.4K | $5,000,000 | 0.1% |
| Fortress Value Acquisi Corp | UNIT 03/31/2028 | 34964K207 | $10.1K | 1,016,018 | 0.1% |
| Freeline Therapeutics Hldgs | SPONSORED ADS | 35655L107 | $9.2K | 750,000 | 0.1% |
| Zillow Group Inc | NOTE 1.375% 9/0 | 98954MAG6 | $9.1K | $3,041,000 | 0.1% |
| Colfax Corp | UNIT 01/15/2022T | 194014205 | $9.0K | $50,000 | 0.1% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $8.5K | $5,000,000 | 0.1% |
| Byte Acquisition Corp | UNIT 03/18/2029 | G1R25Q121 | $8.5K | 850,000 | 0.1% |
| Corenergy Infrastructure TR | NOTE 5.875% 8/1 | 21870UAC0 | $7.9K | $8,500,000 | 0.1% |
| Virgin Group Acquisit Corp I | UNIT 99/99/9999 | G9460K110 | $7.4K | 750,000 | 0.0% |
| Accelerate Acquisition Corp | UNIT 99/99/9999 | 00439D201 | $7.4K | 750,000 | 0.0% |
| Vector Acquisition Corp II | CL A SHS | G9460A104 | $7.4K | 750,000 | 0.0% |
| G Squared Ascend I Inc | SHS CL A | G4204R109 | $7.4K | 750,000 | 0.0% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $7.3K | $8,550,000 | 0.0% |
| Peridot Acquisition Corp II | UNIT 99/99/9999 | G7008B113 | $7.0K | 700,000 | 0.0% |
| Longview Acquisition Corp II | UNIT 99/99/9999 | 54319Q204 | $6.5K | 650,000 | 0.0% |
| Warburg Pincus Captal Corp I | UNIT 99/99/9999 | G9460M116 | $6.5K | 650,000 | 0.0% |
| TCW Special Purpose Acqu COR | UNIT 99/99/9999 | 87301L205 | $6.5K | 650,000 | 0.0% |
| MP Materials Corp(MP) | COM CL A | 553368101 | $6.4K | 178,600 | 0.0% |
| Pathfinder Acquisition Corp | UNIT 02/17/2026 | G04119114 | $6.3K | 635,619 | 0.0% |
| Fortuna Silver Mines Inc | SDCV 4.650%10/3 | 349915AA6 | $6.2K | $4,150,000 | 0.0% |
| Independence Holdings Corp | UNIT 03/02/2026 | G4761A119 | $6.0K | 600,000 | 0.0% |
| Ftac Hera Acquisition Corp | UNIT 02/28/2026 | G3728Y129 | $6.0K | 600,000 | 0.0% |
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $5.8K | $5,250,000 | 0.0% |
| Ross Acquisition Corp II | UNIT 99/99/9999 | G7641C122 | $5.7K | 575,493 | 0.0% |
| Gores Holdings VII Inc | UNIT 02/12/2028 | 38286T200 | $5.7K | 573,700 | 0.0% |
| Agile Growth Corp | UNIT 03/09/2026 | G01202129 | $5.5K | 556,632 | 0.0% |