Q3 2021 Holdings
Filed 2021-11-15 | 206 holdings | $18.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autolus Therapeutics PLC(AUTL) | SPON ADS | 05280R100 | $16.4M | 2,500,000 | 91.0% |
| American Eagle Outfitters in | NOTE 3.750% 4/1 | 02553EAB2 | $140.0K | $45,395,000 | 0.8% |
| Snap Inc | NOTE 0.750% 8/0 | 83304AAB2 | $114.4K | $35,000,000 | 0.6% |
| Cleveland-Cliffs Inc New | DBCV 1.500% 1/1 | 185899AA9 | $111.0K | $43,202,000 | 0.6% |
| Envista Holdings Corporation | NOTE 2.375% 6/0 | 29415FAB0 | $107.7K | $51,750,000 | 0.6% |
| Liberty Media Corp del | DEB 3.500% 1/1 | 530715AN1 | $64.1K | $51,843,000 | 0.4% |
| Palo Alto Networks Inc | NOTE 0.375% 6/0 | 697435AF2 | $63.8K | $38,500,000 | 0.4% |
| NCL Corp LTD | NOTE 6.000% 5/1 | 62886HAT8 | $58.5K | $27,000,000 | 0.3% |
| Cytokinetics Inc | NOTE 4.000%11/1 | 23282WAA8 | $50.1K | $14,131,000 | 0.3% |
| Nice SYS Inc | NOTE 1.250% 1/1 | 65366HAB9 | $46.1K | $13,495,000 | 0.3% |
| 2U Inc | NOTE 2.250% 5/0 | 90214JAB7 | $35.1K | $25,000,000 | 0.2% |
| World Wrestling Entmt Inc | NOTE 3.375%12/1 | 98156QAB4 | $34.9K | $15,000,000 | 0.2% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $28.5K | $12,500,000 | 0.2% |
| Lyft Inc | NOTE 1.500% 5/1 | 55087PAB0 | $28.5K | $18,216,000 | 0.2% |
| Cinemark Hldgs Inc | NOTE 4.500% 8/1 | 17243VAB8 | $26.2K | $16,300,000 | 0.1% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $25.9K | $21,315,000 | 0.1% |
| First Majestic Silver Corp | NOTE 1.875% 3/0 | 32076VAB9 | $23.4K | $17,953,000 | 0.1% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $22.9K | $17,500,000 | 0.1% |
| Takeda Pharmaceutical Co LTD(TAK) | SPONSORED ADS | 874060205 | $22.1K | 1,346,933 | 0.1% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $21.8K | $21,600,000 | 0.1% |
| Bridgebio Pharma Inc | NOTE 2.500% 3/1 | 10806XAB8 | $20.8K | $15,000,000 | 0.1% |
| Petiq Inc | NOTE 4.000% 6/0 | 71639TAB2 | $19.7K | $16,328,000 | 0.1% |
| Ballys Corporation(TRWHEUR) | COM | 05875B106 | $18.8K | 375,000 | 0.1% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $18.4K | $15,000,000 | 0.1% |
| United States STL Corp | NOTE 5.000%11/0 | 912909AT5 | $17.9K | $9,350,000 | 0.1% |
| Eagle Bulk Shipping Inc | NOTE 5.000% 8/0 | 269442AB5 | $17.3K | $11,531,000 | 0.1% |
| Snap Inc | NOTE 0.250% 5/0 | 83304AAD8 | $15.4K | $4,500,000 | 0.1% |
| Bandwidth Inc | NOTE 0.250% 3/0 | 05988JAB9 | $13.4K | $11,165,000 | 0.1% |
| Ping Identity Hldg Corp | COM | 72341T103 | $12.2K | 496,256 | 0.1% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $12.1K | $8,000,000 | 0.1% |
| Chesapeake Energy Corp(EXEEW) | *W EXP 99/99/999 | 165167164 | $11.9K | 327,138 | 0.1% |
| Antero Resources Corp | NOTE 4.250% 9/0 | 03674XAM8 | $10.9K | $2,500,000 | 0.1% |
| KKR Acquisition Holding I Co | COM CLASS A | 48253T109 | $10.5K | 1,074,802 | 0.1% |
| Fortress Value Acquisi Corp | COM CL A | 34964K108 | $10.4K | 1,067,595 | 0.1% |
| Corenergy Infrastructure TR | NOTE 5.875% 8/1 | 21870UAC0 | $8.9K | $9,500,000 | 0.0% |
| Health Catalyst Inc | NOTE 2.500% 4/1 | 42225TAB3 | $8.8K | $5,000,000 | 0.0% |
| Byte Acquisition Corp | CLASS A ORD SHS | G1R25Q105 | $8.3K | 850,000 | 0.0% |
| Zillow Group Inc | NOTE 2.750% 5/1 | 98954MAH4 | $7.9K | $5,000,000 | 0.0% |
| G Squared Ascend I Inc | SHS CL A | G4204R109 | $7.4K | 750,000 | 0.0% |
| Vector Acquisition Corp II | CL A SHS | G9460A104 | $7.3K | 750,330 | 0.0% |
| Warburg Pincus Captal Corp I | SHS CL A | G9460M108 | $7.3K | 747,000 | 0.0% |
| Accelerate Acquisition Corp | COM CL A | 00439D102 | $7.3K | 750,000 | 0.0% |
| Virgin Group Acquisit Corp I | SHS CL A | G9460K102 | $7.3K | 750,000 | 0.0% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $7.2K | $8,550,000 | 0.0% |
| Gigcapital4 Inc | COM | 37518G101 | $6.9K | 700,000 | 0.0% |
| Peridot Acquisition Corp II | SHS CL A | G7008B105 | $6.8K | 700,000 | 0.0% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $6.7K | $6,725,000 | 0.0% |
| Ross Acquisition Corp II | SHS CL A | G7641C106 | $6.5K | 675,493 | 0.0% |
| Longview Acquisition Corp II | COM CL A | 54319Q105 | $6.4K | 650,000 | 0.0% |
| Zillow Group Inc | NOTE 1.375% 9/0 | 98954MAG6 | $6.4K | $3,041,000 | 0.0% |