Q3 2022 Holdings
Filed 2022-11-14 | 150 holdings | $7.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autolus Therapeutics PLC(AUTL) | SPON ADS | 05280R100 | $6.5M | 3,039,381 | 88.8% |
| Envista Holdings Corporation | NOTE 2.375% 6/0 | 29415FAB0 | $92.9K | $56,000,000 | 1.3% |
| Chesapeake Energy Corp(EXEEW) | *W EXP 02/09/202 | 165167164 | $91.1K | 1,133,303 | 1.2% |
| Palo Alto Networks Inc | NOTE 0.375% 6/0 | 697435AF2 | $51.7K | $30,500,000 | 0.7% |
| World Wrestling Entmt Inc | NOTE 3.375%12/1 | 98156QAB4 | $42.8K | $15,000,000 | 0.6% |
| Chesapeake Energy Corp(EXEEZ) | *W EXP 02/09/202 | 165167172 | $31.8K | 417,255 | 0.4% |
| United States STL Corp | NOTE 5.000%11/0 | 912909AT5 | $31.2K | $20,000,000 | 0.4% |
| Nice SYS Inc | NOTE 1.250% 1/1 | 65366HAB9 | $30.5K | $13,495,000 | 0.4% |
| NCL Corp LTD | NOTE 6.000% 5/1 | 62886HAT8 | $30.0K | $26,312,000 | 0.4% |
| Lyft Inc(LYFT) | CL A COM | 55087P104 | $29.0K | 2,200,000 | 0.4% |
| Guardant Health Inc | NOTE 11/1 | 40131MAB5 | $26.7K | $36,401,000 | 0.4% |
| Uipath Inc(PATH) | CL A | 90364P105 | $25.2K | 2,000,000 | 0.3% |
| Coinbase Global Inc | NOTE 0.500% 6/0 | 19260QAB3 | $23.2K | $34,625,000 | 0.3% |
| Takeda Pharmaceutical Co LTD(TAK) | SPONSORED ADS | 874060205 | $21.8K | 1,682,834 | 0.3% |
| Ballys Corporation(TRWHEUR) | COM | 05875B106 | $19.8K | 1,000,000 | 0.3% |
| Sprinklr Inc(CXM) | CL A | 85208T107 | $18.4K | 2,000,000 | 0.3% |
| Antero Resources Corp | NOTE 4.250% 9/0 | 03674XAM8 | $17.6K | $2,500,000 | 0.2% |
| Crowdstrike Hldgs Inc(CRWD) | CL A | 22788C105 | $16.5K | 100,000 | 0.2% |
| Microstrategy Inc | NOTE 0.750%12/1 | 594972AC5 | $12.8K | $17,000,000 | 0.2% |
| Hertz Global Hldgs Inc(HTZWW) | *W EXP 06/30/205 | 42806J148 | $12.0K | 1,344,528 | 0.2% |
| ATI Inc | NOTE 3.500% 6/1 | 01741RAK8 | $11.9K | $6,500,000 | 0.2% |
| Cutera Inc | NOTE 2.250% 3/1 | 232109AB4 | $11.8K | $7,750,000 | 0.2% |
| Eagle Bulk Shipping Inc | NOTE 5.000% 8/0 | 269442AB5 | $11.7K | $8,031,000 | 0.2% |
| 2U Inc | NOTE 2.250% 5/0 | 90214JAB7 | $9.8K | $13,850,000 | 0.1% |
| Chesapeake Energy Corp(EXEEL) | *W EXP 02/09/202 | 165167180 | $9.0K | 123,265 | 0.1% |
| TCV Acquisition Corp | CL A SHS | G8704C124 | $8.8K | 900,000 | 0.1% |
| Snowflake Inc(SNOW) | CL A | 833445109 | $8.5K | 50,000 | 0.1% |
| Ftac Hera Acquisition Corp | CLASS A ORD SHS | G3728Y103 | $8.0K | 805,000 | 0.1% |
| G Squared Ascend I Inc | SHS CL A | G4204R109 | $7.4K | 750,000 | 0.1% |
| Pathfinder Acquisition Corp | CL A | G04119106 | $7.3K | 735,615 | 0.1% |
| Corenergy Infrastructure TR | NOTE 5.875% 8/1 | 21870UAC0 | $7.2K | $9,773,000 | 0.1% |
| Bridgebio Pharma Inc | NOTE 2.500% 3/1 | 10806XAB8 | $6.0K | $10,000,000 | 0.1% |
| Heska Corp | NOTE 3.750% 9/1 | 42805EAB4 | $5.9K | $5,250,000 | 0.1% |
| Spotify USA Inc | NOTE 3/1 | 84921RAB6 | $5.8K | $7,275,000 | 0.1% |
| DHB Capital Corp | CL A COM | 23291W109 | $5.8K | 587,267 | 0.1% |
| World Quantum Growth Acquisi | SHS CL A | G5596W101 | $5.8K | 575,000 | 0.1% |
| TCW Special Purpose Acqu COR | COM CL A | 87301L106 | $5.6K | 573,982 | 0.1% |
| Thunder Brdg Cap Prtnrs IV I | CLASS A COM | 88605L107 | $4.9K | 500,000 | 0.1% |
| Sound Point Acquisition Corp(SOGP) | CLASS A ORD SHS | G8274F101 | $4.1K | 400,000 | 0.1% |
| Okta Inc(OKTA) | CL A | 679295105 | $4.0K | 70,000 | 0.1% |
| Cazoo Group LTD | COM | G2007L105 | $3.6K | 7,735,220 | 0.0% |
| Ahren Acquisition Corp | CLASS A ORD SHS | G01322109 | $3.5K | 350,000 | 0.0% |
| Microstrategy Inc | NOTE 2/1 | 594972AE1 | $3.4K | $7,500,000 | 0.0% |
| Freeline Therapeutics Hldgs | SPONSORED ADS | 35655L107 | $2.8K | 4,000,000 | 0.0% |
| Churchill Capital Corp VII | COM CL A | 17144M102 | $2.7K | 272,508 | 0.0% |
| Colliers Intl Group Inc | NOTE 4.000% 6/0 | 194693AB3 | $2.5K | $1,500,000 | 0.0% |
| 7 Acquisition Corporation | SHS CL A | G80694105 | $2.0K | 200,492 | 0.0% |
| Aurora Cannabis Inc | NOTE 5.500% 2/2 | 05156XAG3 | $1.8K | $2,000,000 | 0.0% |
| Lazard Growth Acquisition Co | CL A ORD SHS | G54035103 | $1.6K | 165,380 | 0.0% |
| Ross Acquisition Corp II | SHS CL A | G7641C106 | $1.5K | 150,493 | 0.0% |