Q4 2023 Holdings
Filed 2024-02-14 | 7 holdings | $9.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2024-03-27) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Allspring Income Opportunit(XEADX) | INC OPPTY FD | 94987B105 | $110.4K | 16,930 | 0.0% |
| UP Fintech Hldg LTD(TIGR) | SPONSORED ADS | 91531W106 | $110.5K | 25,000 | 0.0% |
| Nine Energy Service Inc(NINEQ) | COM | 65441V101 | $110.9K | 41,375 | 0.0% |
| Esperion Therapeutics Inc NE(ESPR) | COM | 29664W105 | $111.7K | 37,345 | 0.0% |
| Western Asset High Incom FD(HIX) | COM | 95766J102 | $112.2K | 22,625 | 0.0% |
| Invesco TR Invt Grade New YO(VTN) | COM | 46131T101 | $113.0K | 10,855 | 0.0% |
| Edgio Inc | COM | 53261M104 | $113.1K | 330,107 | 0.0% |
| Pimco Income Strategy FD(PFL) | COM | 72201H108 | $113.1K | 13,405 | 0.0% |
| Invesco Muni Income OPP Trst(OIA) | COM | 46132X101 | $113.6K | 17,887 | 0.0% |
| Gores Holdings IX Inc | *W EXP 01/14/202 | 38287A119 | $114.6K | 750,000 | 0.0% |
| BlackRock Muniassets FD Inc(MUA) | COM | 09254J102 | $114.8K | 10,838 | 0.0% |
| Nuveen California AMT QLT MU(XNCMX) | COM | 670651108 | $115.4K | 10,000 | 0.0% |
| Nuveen New York AMT QLT Muni(NRK) | COM | 670656107 | $115.8K | 11,000 | 0.0% |
| Liberty All-Star Growth FD I(ASG) | COM | 529900102 | $119.3K | 22,600 | 0.0% |
| Legalzoom COM Inc(LZ) | COM | 52466B103 | $120.3K | 10,647 | 0.0% |
| Duff & Phelps Utlity and INF(DPG) | COM | 26433C105 | $121.5K | 13,250 | 0.0% |
| Cbre GBL Real Estate Inc FD(IGR) | COM | 12504G100 | $122.2K | 22,500 | 0.0% |
| BlackRock Enhanced Global DI(XBOEX) | COM | 092501105 | $123.7K | 12,467 | 0.0% |
| Blackstone Long Short CR Inc(BGX) | COM SHS BN INT | 09257D102 | $125.5K | 10,960 | 0.0% |
| Pgim High Yield Bond Fund in(ISD) | COM | 69346H100 | $126.3K | 10,250 | 0.0% |
| Nuveen Floating Rate Income(JFR) | COM | 67072T108 | $126.4K | 15,375 | 0.0% |
| BlackRock Muniyild Qult FD I(MQY) | COM | 09254F100 | $128.6K | 10,550 | 0.0% |
| Rivernorth Doubleline Strate(OPP) | COM | 76882G107 | $129.6K | 15,500 | 0.0% |
| BlackRock Munivest FD II Inc(MVT) | COM | 09253T101 | $130.2K | 12,092 | 0.0% |
| 2U IncA | NOTE 2.250% 5/0 | 90214JAB7 | $130.5K | 106,131 | 0.0% |
| Plug Power Inc(PLUG)Put | COM NEW | 72919P202 | $135.0K | 30,000 | 0.0% |
| Putnam MUN Opportunities TR(PMO) | SH BEN INT | 746922103 | $135.5K | 13,250 | 0.0% |
| Pimco Dynamic Income Oprnts(PDO) | COM BEN SHS | 69355M107 | $137.7K | 11,250 | 0.0% |
| Oculis Holding AG | *W EXP 03/06/202 | H5870P110 | $139.8K | 100,350 | 0.0% |
| Nuveen CA Qualty MUN Income(NAC) | COM | 67066Y105 | $140.0K | 12,625 | 0.0% |
| Apollo SR Floating Rate FD I | COM | 037636107 | $141.1K | 10,650 | 0.0% |
| Nuveen New Jersey Qult MUN F(NXJ) | COM | 67069Y102 | $141.2K | 11,987 | 0.0% |
| Gabelli Equity TR Inc(GAB) | COM | 362397101 | $141.7K | 27,900 | 0.0% |
| BlackRock Munihldgs NJ Qlty(MUJ) | COM | 09254X101 | $143.2K | 12,550 | 0.0% |
| Franklin LTD Duration Income(FTF) | COM | 35472T101 | $148.1K | 23,812 | 0.0% |
| Innoviz Technologies LTD(INVZ) | SHS | M5R635108 | $149.1K | 58,925 | 0.0% |
| Western AST Infl LKD OPP & I(WIW) | COM | 95766R104 | $149.7K | 17,265 | 0.0% |
| Calamos LNG SHR EQT Dynamic(CPZ) | COM | 12812C106 | $152.4K | 10,550 | 0.0% |
| Western Asst Infltn LKD INM(XWIAX) | COM SH BEN INT | 95766Q106 | $152.5K | 18,781 | 0.0% |
| Brandywinegbl GBL Incm OPP F(BWG) | COM | 10537L104 | $153.6K | 18,379 | 0.0% |
| Rivernorth Managed DUR MUN I(RMMZ) | COM | 76882M104 | $156.5K | 10,000 | 0.0% |
| Teva Pharmaceutical Inds LTD(TEVA) | SPONSORED ADS | 881624209 | $156.6K | 15,000 | 0.0% |
| Karyopharm Therapeutics Inc(KPTIEUR)Call | COM | 48576U106 | $157.7K | 182,300 | 0.0% |
| BlackRock Munivest FD Inc(MVF) | COM | 09253R105 | $158.4K | 22,250 | 0.0% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $158.9K | 24,900 | 0.0% |
| Health Catalyst IncA | NOTE 2.500% 4/1 | 42225TAB3 | $159.3K | 17,200 | 1.7% |
| Invesco Quality MUN Income T(IQI) | COM | 46133G107 | $160.8K | 16,912 | 0.0% |
| BlackRock Muni Income TR II(BLE) | COM | 09249N101 | $161.8K | 15,150 | 0.0% |
| Eaton Vance LTD Duration Inc(XEVVX) | COM | 27828H105 | $164.3K | 17,150 | 0.0% |
| BNY Mellon MUN BD Infrastruc(DMB) | COM SHS | 09662W109 | $166.5K | 16,150 | 0.0% |