Q1 2021 Holdings
Filed 2021-05-17 | 1988 holdings | $3.3B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2026-05-04) | View on SEC ↗ · Holdings Table ↗
This amendment's correction looks implausible relative to the firm's filing history and is under review — showing the original filing's data below instead.
DZ PRIVATBANK AG: Sub-manager's reported value grew 99129.8% versus the original filing (from $2.3M to $2.2B), and now represents 68.3% of the firm's original firm-wide total ($3.3B) — flagged for manual review before treating this correction as reliable.
UNION ASSET MANAGEMENT HOLDING AG: Sub-manager's reported value grew 108893.5% versus the original filing (from $47.7M to $52.0B), and now represents 1584.1% of the firm's original firm-wide total ($3.3B) — flagged for manual review before treating this correction as reliable.
Quoniam Asset Management GmbH: Sub-manager's reported value grew 99903.9% versus the original filing (from $4.3M to $4.3B), and now represents 130.7% of the firm's original firm-wide total ($3.3B) — flagged for manual review before treating this correction as reliable.
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cenovus Energy Inc(CVE/WS) | *W EXP 01/01/202 | 15135U117 | $0 | 73 | 0.0% |
| Gold STD Ventures Corp | COM | 380738104 | $0 | 473 | 0.0% |
| Golden Minerals Co | COM | 381119106 | $0 | 325 | 0.0% |
| Foot Locker Inc(WOO) | COM | 344849104 | $1 | 10 | 0.0% |
| Plug Power Inc |
| COM NEW |
| 72919P202 |
| $1 |
| 26 |
| 0.0% |
| Ballard PWR SYS Inc New(BLDP) | COM | 058586108 | $1 | 45 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $2 | 345 | 0.0% |
| Under Armour Inc(UA) | CL C | 904311206 | $2 | 125 | 0.0% |
| Resideo Technologies Inc(REZI) | COM | 76118Y104 | $2 | 85 | 0.0% |
| Twitter Inc(TWTRUSD) | COM | 90184L102 | $3 | 51 | 0.0% |
| Under Armour Inc(UAA) | CL A | 904311107 | $3 | 125 | 0.0% |
| Alps ETF TR(DTEC) | DISRUPTIVE TECH | 00162Q478 | $3 | 65 | 0.0% |
| Stoneco LTD(STNE) | COM CL A | G85158106 | $4 | 68 | 0.0% |
| Dominos Pizza Inc(DPZ) | COM | 25754A201 | $4 | 12 | 0.0% |
| Gold Fields LTD(EDG) | SPONSORED ADR | 38059T106 | $4 | 400 | 0.0% |
| Spdr Index SHS FDS(GMF) | ASIA PACIF ETF | 78463X301 | $5 | 35 | 0.0% |
| Royal Dutch Shell PLC(R6C2) | SPON ADR B | 780259107 | $5 | 140 | 0.0% |
| Nokia Corp(NOK) | SPONSORED ADR | 654902204 | $6 | 1,500 | 0.0% |
| Ishares Inc(DVYA) | ASIA/PAC DIV ETF | 464286293 | $7 | 170 | 0.0% |
| Drdgold Limited(DRD) | SPON ADR REPSTG | 26152H301 | $7 | 700 | 0.0% |
| Cenovus Energy Inc(CVE) | COM | 15135U109 | $7 | 882 | 0.0% |
| Chesapeake Energy Corp(EXE) | COM | 165167735 | $8 | 195 | 0.0% |
| Chimera Invt Corp | COM NEW | 16934Q208 | $8 | 620 | 0.0% |
| Anglogold Ashanti Limited(AU3EUR) | SPONSORED ADR | 035128206 | $9 | 390 | 0.0% |
| Kronos Worldwide Inc(KRO) | COM | 50105F105 | $9 | 600 | 0.0% |
| Weibo Corp(WB) | SPONSORED ADR | 948596101 | $10 | 201 | 0.0% |
| MFS Govt Mkts Income TR(MGF) | SH BEN INT | 552939100 | $11 | 2,600 | 0.0% |
| China Mobile Limited | SPONSORED ADR | 16941M109 | $12 | 400 | 0.0% |
| Intersect ENT Inc | COM | 46071F103 | $13 | 600 | 0.0% |
| MRC Global Inc(37M) | COM | 55345K103 | $13 | 1,400 | 0.0% |
| SSgA Active ETF TR(SRLN) | BLACKSTONE SENR | 78467V608 | $14 | 300 | 0.0% |
| Ishares TR(IGOV) | INTL TREA BD ETF | 464288117 | $15 | 290 | 0.0% |
| Occidental Pete Corp(OXY/WS) | *W EXP 08/03/202 | 674599162 | $15 | 1,250 | 0.0% |
| Ishares TR(MBB) | MBS ETF | 464288588 | $15 | 140 | 0.0% |
| Vaneck Vectors ETF TR(HYEM) | EMERGING MKTS HI | 92189F353 | $15 | 620 | 0.0% |
| Chesapeake Energy Corp(EXE)Call | COM | 165167735 | $16 | 400 | 0.0% |
| PJT Partners Inc(PJT) | COM CL A | 69343T107 | $17 | 250 | 0.0% |
| Ishares Inc(EWZ) | MSCI BRAZIL ETF | 464286400 | $18 | 550 | 0.0% |
| Tutor Perini Corp(TPC) | COM | 901109108 | $19 | 1,000 | 0.0% |
| Ishares Gold TR(IAUUSD) | ISHARES | 464285105 | $19 | 1,190 | 0.0% |
| Juniper Networks Inc(JNP) | COM | 48203R104 | $20 | 800 | 0.0% |
| Vanguard Scottsdale FDS(VCLT) | LG-TERM COR BD | 92206C813 | $21 | 199 | 0.0% |
| Alamos Gold Inc New(AGI) | COM CL A | 011532108 | $21 | 2,761 | 0.0% |
| Nikola Corp | COM | 654110105 | $21 | 1,500 | 0.0% |
| Bluebird BIO Inc | COM | 09609G100 | $21 | 700 | 0.0% |
| Proshares TR(PAWZ) | PET CARE ETF | 74348A145 | $23 | 315 | 0.0% |
| Signature BK New York N Y(SBNY) | COM | 82669G104 | $23 | 100 | 0.0% |
| Ishares TR(USIG) | USD INV GRDE ETF | 464288620 | $24 | 400 | 0.0% |
| Ishares Inc(EWP) | MSCI SPAIN ETF | 464286764 | $25 | 900 | 0.0% |
| Moderna Inc(MRNA) | COM | 60770K107 | $26 | 195 | 0.0% |