Q2 2013 Holdings
Filed 2013-08-22 | 691 holdings | $4.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Durect Corp(DRRXEUR) | COM | 266605104 | $11 | 10,000 | 0.0% |
| Reliv Intl Inc | COM | 75952R100 | $13 | 10,562 | 0.0% |
| Houston Amern Energy Corp | COM | 44183U100 | $14 | 51,306 | 0.0% |
| Nuverra Environmental Soluti | COM | 67091K104 | $24 | 8,425 | 0.0% |
| American Apparel Inc | COM | 023850100 | $24 | 12,500 | 0.0% |
| UQM Technologies Inc | COM | 903213106 | $26 | 22,000 | 0.0% |
| Paramount Gold & Silver Corp | COM | 69924P102 | $27 | 22,560 | 0.0% |
| Sandridge Energy Inc | COM | 80007P307 | $31 | 6,500 | 0.0% |
| Forest Oil Corp | COM PAR $0.01 | 346091705 | $33 | 8,100 | 0.0% |
| Yongye Intl Inc | COM | 98607B106 | $36 | 6,795 | 0.0% |
| Dryships Inc. | NOTE 5.000%12/0 | 262498AB4 | $36 | $40,000 | 0.0% |
| Novavax Inc | COM | 670002104 | $37 | 18,000 | 0.0% |
| Invesco Muni Income OPP Trst(OIA) | COM | 46132X101 | $38 | 5,687 | 0.0% |
| Aegon N V | NY REGISTRY SH | 007924103 | $39 | 5,832 | 0.0% |
| Orasure Technologies Inc(OSUR) | COM | 68554V108 | $39 | 10,000 | 0.0% |
| Mitsubishi UFJ Finl Group in(MUFG) | SPONSORED ADR | 606822104 | $41 | 6,645 | 0.0% |
| Towerstream Corp | COM | 892000100 | $41 | 16,200 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $42 | 35,500 | 0.0% |
| Gabelli Util TR(GUT) | COM | 36240A101 | $42 | 6,519 | 0.0% |
| BlackRock High Yield TR | SHS | 09248N102 | $42 | 5,757 | 0.0% |
| MCG Capital Corp | COM | 58047P107 | $44 | 8,400 | 0.0% |
| Symmetricom Inc | COM | 871543104 | $45 | 10,025 | 0.0% |
| Wendys Co(WEN) | COM | 95058W100 | $46 | 7,836 | 0.0% |
| Allianzgi Conv & Income FD | COM | 018828103 | $47 | 5,090 | 0.0% |
| Diana Shipping Inc | COM | Y2066G104 | $49 | 4,900 | 0.0% |
| Anworth Mortgage Asset CP(ANH) | COM | 037347101 | $50 | 8,920 | 0.0% |
| Electro Scientific Inds | COM | 285229100 | $51 | 4,702 | 0.0% |
| Navios Maritime Holdings Inc | COM | Y62196103 | $52 | 9,274 | 0.0% |
| Meritor Inc(MTOR) | COM | 59001K100 | $52 | 7,425 | 0.0% |
| Hecla MNG Co(HL) | COM | 422704106 | $53 | 17,841 | 0.0% |
| Willbros Group Inc del | COM | 969203108 | $53 | 8,650 | 0.0% |
| Pacific Sunwear Calif Inc | COM | 694873100 | $54 | 15,000 | 0.0% |
| Keycorp New(KEY) | COM | 493267108 | $54 | 4,911 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $54 | 5,900 | 0.0% |
| Eaton Vance N J MUN BD FD | COM | 27828R103 | $54 | 4,267 | 0.0% |
| Ishares Inc | MSCI SINGAPORE | 464286673 | $55 | 4,310 | 0.0% |
| ING Prime Rate TR | SH BEN INT | 44977W106 | $55 | 8,690 | 0.0% |
| L & L Energy Inc | COM | 50162D100 | $55 | 15,500 | 0.0% |
| Prgx Global Inc(PRGX) | COM NEW | 69357C503 | $55 | 10,100 | 0.0% |
| BlackRock MUN Income TR | SH BEN INT | 09248F109 | $55 | 4,000 | 0.0% |
| THL CR Inc | COM | 872438106 | $58 | 3,800 | 0.0% |
| Invesco TR Invt Grade NY MUN(VTN) | COM | 46131T101 | $59 | 4,022 | 0.0% |
| Pengrowth Energy Corp | COM | 70706P104 | $59 | 11,950 | 0.0% |
| Nuveen NY Amt-Free MUN Incom(NRK) | COM | 670656107 | $59 | 4,431 | 0.0% |
| Nuveen Quality PFD Income FD | COM | 67071S101 | $59 | 7,065 | 0.0% |
| Pimco Municipal Income FD | COM | 72200R107 | $60 | 4,724 | 0.0% |
| Windstream Corp | COM | 97381W104 | $61 | 7,870 | 0.0% |
| ING Asia PAC HGH Divid EQ in | COM | 44983J107 | $61 | 4,500 | 0.0% |
| Vishay Intertechnology Inc(VSH) | COM | 928298108 | $61 | 4,426 | 0.0% |
| Tetra Technologies Inc del(TTI) | COM | 88162F105 | $62 | 6,000 | 0.0% |