Q3 2013 Holdings
Filed 2013-10-10 | 3347 holdings | $31.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Guggenheim Strategic OPP FD(GOF) | COM SBI | 40167F101 | $6 | 255 | 0.0% |
| Hubbell Inc | CL B | 443510201 | $6 | 61 | 0.0% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $6 | $5,000 | 0.0% |
| Connecticut WTR SVC Inc(CTWSEUR) | COM | 207797101 | $6 | 181 | 0.0% |
| Quanta Svcs Inc(PWR) | COM | 74762E102 | $6 | 200 | 0.0% |
| Solarwinds Inc | COM | 83416B109 | $6 | 163 | 0.0% |
| Biocryst Pharmaceuticals(BCRX) | COM | 09058V103 | $6 | 800 | 0.0% |
| Pioneer DIV High Income Trus(XHNWX) | COM | 723653101 | $6 | 301 | 0.0% |
| Shaw Communications Inc | CL B CONV | 82028K200 | $6 | 250 | 0.0% |
| Ellie MAE Inc | COM | 28849P100 | $6 | 200 | 0.0% |
| Viropharma Inc | NOTE 2.000% 3/1 | 928241AH1 | $6 | $3,000 | 0.0% |
| Newfield Expl Co | COM | 651290108 | $6 | 204 | 0.0% |
| Electronics for Imaging Inc(EFII) | COM | 286082102 | $6 | 200 | 0.0% |
| Market Vectors ETF TR | BIOTECH ETF | 57060U183 | $6 | 75 | 0.0% |
| Advantage Oil & Gas LTD(AAVEUR) | COM | 00765F101 | $6 | 1,600 | 0.0% |
| Marine Prods Corp(MPX) | COM | 568427108 | $6 | 675 | 0.0% |
| Inventure Foods Inc | COM | 461212102 | $6 | 600 | 0.0% |
| Belden Inc(BDC) | COM | 077454106 | $6 | 100 | 0.0% |
| Hancock John Premuim DIV FD(PDT) | COM SH BEN INT | 41013T105 | $6 | 501 | 0.0% |
| Schweitzer-Mauduit Intl Inc(MATV) | COM | 808541106 | $6 | 100 | 0.0% |
| Celsion Corporation | COM NEW | 15117N305 | $6 | 5,000 | 0.0% |
| Federated Natl Hldg Co | COM | 31422T101 | $6 | 616 | 0.0% |
| Hannon Armstrong Sust Infr C(HASI) | COM | 41068X100 | $6 | 500 | 0.0% |
| Powershares ETF Trust | CLEANTECH PORT | 73935X278 | $6 | 211 | 0.0% |
| Gabelli Conv&incom Secs FD I(GCV) | COM | 36240B109 | $6 | 1,000 | 0.0% |
| Madison Square Garden Co | CL A | 55826P100 | $6 | 100 | 0.0% |
| Ishares | GL NUCLE ENE ETF | 464288232 | $6 | 159 | 0.0% |
| Eaton Vance Txmgd GL Buywr O(ETW) | COM | 27829C105 | $6 | 500 | 0.0% |
| Sandridge Permian TR | COM UNIT BEN INT | 80007A102 | $6 | 400 | 0.0% |
| Eaton Vance MUN BD FD II | COM | 27827K109 | $6 | 500 | 0.0% |
| National BK Greece S A | SPN ADR REP 1 SH | 633643705 | $6 | 1,444 | 0.0% |
| Ishares | SINGPRE SMCP ETF | 46429B432 | $6 | 200 | 0.0% |
| MFS Govt Mkts Income TR(MGF) | SH BEN INT | 552939100 | $6 | 1,000 | 0.0% |
| Burger King Worldwide Inc | COM | 121220107 | $6 | 300 | 0.0% |
| First TR MLP & Energy Income | COM | 33739B104 | $6 | 300 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $6 | 552 | 0.0% |
| Regal Beloit Corp(RRX) | COM | 758750103 | $6 | 94 | 0.0% |
| Powershs DB Multi Sect Comm | DB SILVER FUND | 73936B309 | $6 | 160 | 0.0% |
| Rand Cap Corp | COM | 752185108 | $6 | 2,000 | 0.0% |
| Owens ILL Inc | COM NEW | 690768403 | $6 | 200 | 0.0% |
| BGC Partners Inc(BGCPEUR) | CL A | 05541T101 | $6 | 1,000 | 0.0% |
| UR Energy Inc(URG) | COM | 91688R108 | $6 | 5,000 | 0.0% |
| Tennant Co(TNC) | COM | 880345103 | $6 | 104 | 0.0% |
| Peregrine Pharmaceuticals in | COM NEW | 713661304 | $6 | 4,333 | 0.0% |
| URS Corp New | COM | 903236107 | $6 | 116 | 0.0% |
| Nanometrics Inc | COM | 630077105 | $6 | 400 | 0.0% |
| Grupo Televisa SA(TLV) | SPON ADR REP ORD | 40049J206 | $6 | 200 | 0.0% |
| Phillips 66 Partners LP | COM UNIT REP INT | 718549207 | $6 | 200 | 0.0% |
| UBS AG London BRH | 2X LEV LNG LKD | 90267B765 | $6 | 200 | 0.0% |
| American Vanguard Corp(AVD) | COM | 030371108 | $6 | 210 | 0.0% |