Q3 2013 Holdings
Filed 2013-10-10 | 3347 holdings | $31.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Helios Advantage Income FD I | COM NEW | 42327W206 | $11 | 1,300 | 0.0% |
| Granite Constr Inc(GVA) | COM | 387328107 | $11 | 350 | 0.0% |
| Mens Wearhouse Inc | COM | 587118100 | $11 | 322 | 0.0% |
| First Industrial Realty Trus(FR) | COM | 32054K103 | $11 | 700 | 0.0% |
| Kimball Intl Inc(KBALUSD) | CL B | 494274103 | $11 | 1,000 | 0.0% |
| International Shipholding Co | COM NEW | 460321201 | $11 | 400 | 0.0% |
| FNB Corp PA(FNB) | COM | 302520101 | $11 | 900 | 0.0% |
| Exterran Hldgs Inc | COM | 30225X103 | $11 | 400 | 0.0% |
| Alere Inc | NOTE 3.000% 5/1 | 01449JAA3 | $11 | $10,000 | 0.0% |
| Inland Real Estate Corp | COM NEW | 457461200 | $11 | 1,030 | 0.0% |
| Energen Corp | COM | 29265N108 | $11 | 145 | 0.0% |
| Gabelli Util TR(GUT) | COM | 36240A101 | $11 | 1,799 | 0.0% |
| BlackRock Corpor High YLD FD | COM | 09255L106 | $11 | 1,500 | 0.0% |
| BlackRock Muniyld Invst Qlty | COM | 09254T100 | $11 | 860 | 0.0% |
| BlackRock Muniyield Quality(MQY) | COM | 09254F100 | $11 | 780 | 0.0% |
| Redwood TR Inc(RWT) | COM | 758075402 | $11 | 562 | 0.0% |
| BlackRock Real Asset Equity | COM | 09254B109 | $11 | 1,238 | 0.0% |
| NII Hldgs Inc | CL B NEW | 62913F201 | $11 | 1,816 | 0.0% |
| Pacific Ethanol Inc | COM PAR $.001 | 69423U305 | $11 | 3,145 | 0.0% |
| Pandora Media Inc | COM | 698354107 | $11 | 422 | 0.0% |
| Powersecure Intl Inc | COM | 73936N105 | $11 | 656 | 0.0% |
| NQ Mobile Inc | ADR REPSTG CL A | 64118U108 | $11 | 500 | 0.0% |
| Pimco MUN Income FD II(PML) | COM | 72200W106 | $11 | 1,000 | 0.0% |
| Omnivision Technologies Inc | COM | 682128103 | $11 | 700 | 0.0% |
| Janus Cap Group Inc | COM | 47102X105 | $11 | 1,293 | 0.0% |
| Jinkosolar Hldg Co LTD(JKS) | SPONSORED ADR | 47759T100 | $11 | 500 | 0.0% |
| MGE Energy Inc(MGEE) | COM | 55277P104 | $11 | 200 | 0.0% |
| Diamondback Energy Inc(FANG) | COM | 25278X109 | $11 | 250 | 0.0% |
| PS Business PKS Inc Calif | COM | 69360J107 | $11 | 146 | 0.0% |
| Gordmans Stores Inc | COM | 38269P100 | $11 | 1,000 | 0.0% |
| Neuberger Berman Inter Muni(NBH) | COM | 64124P101 | $11 | 753 | 0.0% |
| Novavax Inc | COM | 670002104 | $11 | 3,540 | 0.0% |
| Meredith Corp | COM | 589433101 | $11 | 240 | 0.0% |
| Purecycle Corp(PCYO) | COM NEW | 746228303 | $11 | 2,320 | 0.0% |
| Asia PAC FD Inc | COM | 044901106 | $11 | 1,046 | 0.0% |
| Arris Group Inc | NOTE 2.000%11/1 | 04269QAC4 | $11 | $10,000 | 0.0% |
| Ishares(IAI) | U.S. BR-DEAL ETF | 464288794 | $11 | 349 | 0.0% |
| Ishares(AOM) | MODERT ALLOC ETF | 464289875 | $11 | 342 | 0.0% |
| Powershares ETF Trust | BASIC MAT SECT | 73935X427 | $11 | 247 | 0.0% |
| Portland GEN Elec Co(POR) | COM NEW | 736508847 | $11 | 404 | 0.0% |
| News Corp New(NWS) | CL B | 65249B208 | $11 | 679 | 0.0% |
| Companhia Siderurgica Nacion(SID) | SPONSORED ADR | 20440W105 | $11 | 2,600 | 0.0% |
| Alps ETF TR(RDOG) | C&S GLOBL ETF | 00162Q106 | $11 | 263 | 0.0% |
| Tearlab Corp | COM | 878193101 | $11 | 1,000 | 0.0% |
| Blackstone GSO Flting RTE FU(BSL) | COM | 09256U105 | $11 | 600 | 0.0% |
| Wisdomtree TR(EPI) | INDIA ERNGS FD | 97717W422 | $11 | 748 | 0.0% |
| Western Refng Inc | COM | 959319104 | $11 | 350 | 0.0% |
| Vishay Intertechnology Inc(VSH) | COM | 928298108 | $11 | 882 | 0.0% |
| Verifone SYS Inc | COM | 92342Y109 | $11 | 500 | 0.0% |
| II VI Inc | COM | 902104108 | $11 | 600 | 0.0% |