Q3 2013 Holdings
Filed 2013-10-21 | 667 holdings | $4.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Dryships Inc. | NOTE 5.000%12/0 | 262498AB4 | $10 | $10,000 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $13 | 10,000 | 0.0% |
| Houston Amern Energy Corp | COM | 44183U100 | $15 | 51,306 | 0.0% |
| American Apparel Inc | COM | 023850100 | $16 | 12,500 | 0.0% |
| Reliv Intl Inc | COM | 75952R100 | $28 | 10,562 | 0.0% |
| Genco Shipping & Trading LTD | SHS | Y2685T107 | $30 | 7,634 | 0.0% |
| Novavax Inc | COM | 670002104 | $32 | 10,250 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $36 | 33,000 | 0.0% |
| Avanir Pharmaceuticals Inc | CL A NEW | 05348P401 | $36 | 8,500 | 0.0% |
| MFS SPL Value TR | SH BEN INT | 55274E102 | $38 | 5,270 | 0.0% |
| Clearsign Combustion Corp(CLIR) | COM | 185064102 | $39 | 5,550 | 0.0% |
| BlackRock High Yield TR | SHS | 09248N102 | $41 | 5,865 | 0.0% |
| Pulse Electronics Corp | COM NEW | 74586W205 | $42 | 10,740 | 0.0% |
| Ellsworth Fund LTD(ECF) | COM | 289074106 | $44 | 5,652 | 0.0% |
| Scorpio Tankers Inc(STNG) | SHS | Y7542C106 | $45 | 4,640 | 0.0% |
| Rite AID Corp | COM | 767754104 | $45 | 9,489 | 0.0% |
| Towerstream Corp | COM | 892000100 | $46 | 16,200 | 0.0% |
| Nuveen Quality PFD Income FD | COM | 67071S101 | $46 | 6,104 | 0.0% |
| Aegon N V | NY REGISTRY SH | 007924103 | $46 | 6,170 | 0.0% |
| Allianzgi Conv & Income FD | COM | 018828103 | $46 | 4,890 | 0.0% |
| Gold Fields LTD New(EDG) | SPONSORED ADR | 38059T106 | $48 | 10,500 | 0.0% |
| Symmetricom Inc | COM | 871543104 | $48 | 10,025 | 0.0% |
| Forest Oil Corp | COM PAR $0.01 | 346091705 | $49 | 8,100 | 0.0% |
| Groupon Inc | COM CL A | 399473107 | $49 | 4,360 | 0.0% |
| Sandridge Energy Inc | COM | 80007P307 | $50 | 8,500 | 0.0% |
| Unilife Corp New | COM | 90478E103 | $50 | 15,000 | 0.0% |
| Mueller WTR Prods Inc(MWA) | COM SER A | 624758108 | $52 | 6,458 | 0.0% |
| ING Prime Rate TR | SH BEN INT | 44977W106 | $53 | 8,690 | 0.0% |
| Wells Fargo Advantage Income(XEADX) | COM SHS | 94987B105 | $55 | 6,125 | 0.0% |
| Neuberger Berman HGH YLD FD(NHS) | COM | 64128C106 | $55 | 4,231 | 0.0% |
| Hecla MNG Co(HL) | COM | 422704106 | $55 | 17,491 | 0.0% |
| Windstream Hldgs Inc | COM | 97382A101 | $55 | 6,923 | 0.0% |
| Ishares | MSCI SINGAP ETF | 464286673 | $55 | 4,108 | 0.0% |
| Powershares ETF Trust | GBL LSTD PVT EQT | 73935X195 | $55 | 4,795 | 0.0% |
| Willbros Group Inc del | COM | 969203108 | $56 | 6,075 | 0.0% |
| TG Therapeutics Inc(TGTX) | COM | 88322Q108 | $56 | 11,194 | 0.0% |
| Maxwell Technologies Inc | COM | 577767106 | $57 | 6,266 | 0.0% |
| Kratos Defense & SEC Solutio(KTOS) | COM NEW | 50077B207 | $58 | 6,992 | 0.0% |
| Meritor Inc(MTOR) | COM | 59001K100 | $58 | 7,425 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $58 | 6,200 | 0.0% |
| BlackRock MUN Income TR | BRIC ETF | 09248F109 | $58 | 4,500 | 0.0% |
| L & L Energy Inc | COM | 50162D100 | $59 | 47,000 | 0.0% |
| ING Asia PAC HGH Divid EQ in | COM | 44983J107 | $60 | 4,500 | 0.0% |
| Gabelli Util TR(GUT) | COM | 36240A101 | $60 | 9,444 | 0.0% |
| Managed High Yield Plus FD I | COM | 561911108 | $60 | 29,837 | 0.0% |
| Orient-Express Hotels LTD | CL A | G67743107 | $61 | 4,690 | 0.0% |
| Wheeler Real Estate Invt TR | COM | 963025101 | $62 | 14,572 | 0.0% |
| Capital Product Partners L P | COM UNIT LP | Y11082107 | $63 | 7,050 | 0.0% |
| Standard PAC Corp New | COM | 85375C101 | $63 | 8,000 | 0.0% |
| ING Risk Managed NAT RES FD | COM | 449810100 | $63 | 6,248 | 0.0% |