Q1 2014 Holdings
Filed 2014-04-11 | 3834 holdings | $41.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Sprint CorpCall | COM SER 1 | 85207U105 | $7 | 5,000 | 0.0% |
| Sinovac Biotech LTD(SVA) | SHS | P8696W104 | $7 | 1,000 | 0.0% |
| Sonus Networks Inc | COM | 835916107 | $7 | 2,042 | 0.0% |
| BlackRock Floating Rate Inco(BGT) | COM | 091941104 | $7 | 500 | 0.0% |
| Vulcan Matls Co(VMC) | COM | 929160109 | $7 | 105 | 0.0% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $7 | $5,000 | 0.0% |
| Select Comfort Corp | COM | 81616X103 | $7 | 408 | 0.0% |
| Royce Focus TR | COM | 78080N108 | $7 | 854 | 0.0% |
| Delek US Hldgs Inc | COM | 246647101 | $7 | 250 | 0.0% |
| Books-A-Million Inc | COM | 098570104 | $7 | 2,900 | 0.0% |
| Spdr Series Trust(KBE) | S&P BK ETF | 78464A797 | $7 | 217 | 0.0% |
| Bravo Brio Restaurant Group | COM | 10567B109 | $7 | 500 | 0.0% |
| Athlon Energy Inc | COM | 047477104 | $7 | 197 | 0.0% |
| United States Oil Fund LP | UNITS | 91232N108 | $7 | 200 | 0.0% |
| Diamondback Energy Inc(FANG) | COM | 25278X109 | $7 | 100 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $7 | 2,000 | 0.0% |
| Vail Resorts Inc(MTN) | COM | 91879Q109 | $7 | 100 | 0.0% |
| USA Truck Inc | COM | 902925106 | $7 | 500 | 0.0% |
| Agenus Inc(AGENEUR) | COM NEW | 00847G705 | $7 | 2,200 | 0.0% |
| Genesco Inc(GCO) | COM | 371532102 | $7 | 100 | 0.0% |
| Verisign Inc(VRSN) | COM | 92343E102 | $7 | 126 | 0.0% |
| First TR Morningstar DIV LEA(FDL) | SHS | 336917109 | $7 | 320 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $7 | 5,000 | 0.0% |
| First NBC BK Hldg Co | COM | 32115D106 | $8 | 240 | 0.0% |
| Checkpoint SYS Inc | COM | 162825103 | $8 | 560 | 0.0% |
| Castlight Health Inc(CSLT1EUR) | CL B | 14862Q100 | $8 | 380 | 0.0% |
| First Horizon Natl Corp(FHN) | COM | 320517105 | $8 | 637 | 0.0% |
| Sandridge Energy IncCall | COM | 80007P307 | $8 | 6,000 | 0.0% |
| Administradora Fondos Pensio | SPONSORED ADR | 00709P108 | $8 | 88 | 0.0% |
| Safety INS Group Inc(SAFT) | COM | 78648T100 | $8 | 150 | 0.0% |
| Daqo New Energy Corp(DQ) | SPNSRD ADR NEW | 23703Q203 | $8 | 196 | 0.0% |
| Goodyear Tire & Rubr Co | PFD CONV 5.875% | 382550309 | $8 | 105 | 0.0% |
| Callon Pete Co del(CPE3EUR) | COM | 13123X102 | $8 | 1,014 | 0.0% |
| Ultra Clean Hldgs Inc(UCTT) | COM | 90385V107 | $8 | 602 | 0.0% |
| Unilife Corp New | COM | 90478E103 | $8 | 2,000 | 0.0% |
| Conatus Pharmaceuticals Inc(CNATEUR) | COM | 20600T108 | $8 | 1,000 | 0.0% |
| UR Energy Inc(URG) | COM | 91688R108 | $8 | 5,000 | 0.0% |
| Amern Strategic Income Ptfl | COM | 030099105 | $8 | 977 | 0.0% |
| Commonwealth REIT | CV PFD-E 7.25% | 203233606 | $8 | 300 | 0.0% |
| Five Below Inc(FIVE) | COM | 33829M101 | $8 | 200 | 0.0% |
| BPZ Resources Inc | COM | 055639108 | $8 | 2,502 | 0.0% |
| Companhia de Saneamento Basi(SAJA) | SPONSORED ADR | 20441A102 | $8 | 900 | 0.0% |
| Robert Half Intl Inc(RHI) | COM | 770323103 | $8 | 200 | 0.0% |
| Costco Companies Inc | NOTE 8/1 | 22160QAC6 | $8 | $3,000 | 0.0% |
| Barrett Bill Corp | NOTE 5.000% 3/1 | 06846NAA2 | $8 | $8,000 | 0.0% |
| Dean Foods Co New(DFODQ) | COM NEW | 242370203 | $8 | 510 | 0.0% |
| Nuveen Performance Plus MUN | COM | 67062P108 | $8 | 584 | 0.0% |
| ING Risk Managed NAT RES FD | COM | 449810100 | $8 | 785 | 0.0% |
| ING Glbl ADV & Prem OPP Fund | COM | 44982N109 | $8 | 700 | 0.0% |
| Nutraceutical Intl Corp | COM | 67060Y101 | $8 | 300 | 0.0% |