Q3 2014 Holdings
Filed 2014-10-10 | 4288 holdings | $53.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Virnetx Hldg Corp | COM | 92823T108 | $3 | 572 | 0.0% |
| Aegean Marine Petroleum Netw | SHS | Y0017S102 | $3 | 310 | 0.0% |
| Alkermes PLC(ALKS)Call | SHS | G01767105 | $3 | 2,000 | 0.0% |
| Amira Nature Foods LTD | SHS | G0335L102 | $3 | 200 | 0.0% |
| Avago Technologies LTDCall | SHS | Y0486S104 | $3 | 1,500 | 0.0% |
| Willdan Group Inc(WLDN) | COM | 96924N100 | $3 | 200 | 0.0% |
| Brookfield Ppty Partners L P | UNIT LTD PARTN | G16249107 | $3 | 128 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $3 | $3,000 | 0.0% |
| Encore Cap Group Inc(ECPG) | COM | 292554102 | $3 | 68 | 0.0% |
| Rowan Companies PLCPut | SHS CL A | G7665A101 | $3 | 400 | 0.0% |
| First TR ISE Water Index FD(FIW) | COM | 33733B100 | $3 | 100 | 0.0% |
| Empire ST Rlty TR Inc(ESRT) | CL A | 292104106 | $3 | 223 | 0.0% |
| Ocean RIG UDW Inc | SHS | Y64354205 | $3 | 188 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $3 | $4,000 | 0.0% |
| Towerstream Corp | COM | 892000100 | $3 | 2,000 | 0.0% |
| Frontline LTD(FRO) | SHS | G3682E127 | $3 | 2,419 | 0.0% |
| Theravance Biopharma Inc(TBPH) | COM | G8807B106 | $3 | 114 | 0.0% |
| Endurance Specialty Hldgs LT | SHS | G30397106 | $3 | 50 | 0.0% |
| Darling Ingredients Inc(DAR) | COM | 237266101 | $3 | 182 | 0.0% |
| First TR Exchange Traded FD(FXO) | FINLS ALPHADEX | 33734X135 | $3 | 135 | 0.0% |
| Trinet Group Inc(TNET) | COM | 896288107 | $3 | 100 | 0.0% |
| Veeva SYS Inc(VEEV) | CL A COM | 922475108 | $3 | 100 | 0.0% |
| Fibrocell Science Inc | COM NEW | 315721209 | $3 | 1,000 | 0.0% |
| Vanguard Scottsdale FDS(VGLT) | LONG-TERM GOV | 92206C847 | $3 | 46 | 0.0% |
| W & T Offshore Inc(WTI) | COM | 92922P106 | $3 | 288 | 0.0% |
| First TR High Income L/S FD | COM | 33738E109 | $3 | 202 | 0.0% |
| First TR LRG CP Grwth Alphad(FTC) | COM SHS | 33735K108 | $3 | 65 | 0.0% |
| Alcobra LTD | SHS | M2239P109 | $3 | 200 | 0.0% |
| WEX Inc(WEX) | COM | 96208T104 | $3 | 27 | 0.0% |
| Unifirst Corp Mass(UNF) | COM | 904708104 | $3 | 26 | 0.0% |
| Yandex N V(NBIS)Call | SHS CLASS A | N97284108 | $3 | 2,000 | 0.0% |
| Forum Energy Technologies in(FETUSD) | COM | 34984V100 | $3 | 85 | 0.0% |
| Paragon Offshore PLCCall | SHS | G6S01W108 | $3 | 2,500 | 0.0% |
| Fortress Investment Group LL | CL A | 34958B106 | $3 | 500 | 0.0% |
| Vista Gold Corp(VGZ) | COM NEW | 927926303 | $3 | 6,500 | 0.0% |
| Sensata Technologies Hldg NV(ST) | SHS | N7902X106 | $3 | 65 | 0.0% |
| Century Casinos Inc(CNTY) | COM | 156492100 | $3 | 600 | 0.0% |
| BGC Partners Inc | NOTE 4.500% 7/1 | 05541TAD3 | $3 | $3,000 | 0.0% |
| E Trade Financial Corp(ETRA)Call | COM NEW | 269246401 | $3 | 5,000 | 0.0% |
| Dynegy Inc New del | *W EXP 10/02/201 | 26817R116 | $3 | 632 | 0.0% |
| Calavo Growers Inc(CVGW) | COM | 128246105 | $3 | 60 | 0.0% |
| CAL Maine Foods Inc(CALM) | COM NEW | 128030202 | $3 | 35 | 0.0% |
| Claymore Exchange TRD FD TR | GUG S&PG DIV OPP | 18383M860 | $3 | 200 | 0.0% |
| Bristol Myers Squibb Co(BMY)Call | COM | 110122108 | $3 | 1,000 | 0.0% |
| Alaska Communications SYS GR(ALSK) | COM | 01167P101 | $3 | 2,000 | 0.0% |
| Teradyne Inc(TER) | COM | 880770102 | $3 | 149 | 0.0% |
| Digital RIV Inc | COM | 25388B104 | $3 | 191 | 0.0% |
| Concur Technologies Inc | COM | 206708109 | $3 | 20 | 0.0% |
| Blackstone GSO Flting RTE FU(BSL) | COM | 09256U105 | $3 | 200 | 0.0% |
| Arch Coal IncCall | COM | 039380100 | $3 | 17,000 | 0.0% |