Q3 2014 Holdings
Filed 2014-10-10 | 4288 holdings | $53.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Vascular Solutions Inc | COM | 92231M109 | $5 | 200 | 0.0% |
| Western Alliance Bancorp(WAL) | COM | 957638109 | $5 | 200 | 0.0% |
| BP Prudhoe BAY RTY TR(BMI)Call | UNIT BEN INT | 055630107 | $5 | 1,000 | 0.0% |
| Biodelivery Sciences Intl in(BDSIUSD) | COM | 09060J106 | $5 | 300 | 0.0% |
| Commscope Hldg Co Inc(VISN) | COM | 20337X109 | $5 | 196 | 0.0% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $5 | $4,000 | 0.0% |
| Noodles & Co(NDLSUSD) | CL A | 65540B105 | $5 | 250 | 0.0% |
| Astronics Corp(ATRO) | COM | 046433108 | $5 | 100 | 0.0% |
| NQ Mobile IncCall | ADR REPSTG CL A | 64118U108 | $5 | 2,000 | 0.0% |
| Datalink Corp | COM | 237934104 | $5 | 450 | 0.0% |
| Nautilus Inc | COM | 63910B102 | $5 | 405 | 0.0% |
| Copart Inc(CPRT) | COM | 217204106 | $5 | 145 | 0.0% |
| Moduslink Global Solutions I | COM | 60786L107 | $5 | 1,395 | 0.0% |
| China Biologic Prods Inc | COM | 16938C106 | $5 | 92 | 0.0% |
| Books-A-Million Inc | COM | 098570104 | $5 | 2,900 | 0.0% |
| CEL SCI Corp | COM PAR $0.01 | 150837508 | $5 | 5,125 | 0.0% |
| Comscore Inc(SCOR1EUR) | COM | 20564W105 | $5 | 150 | 0.0% |
| Myriad Genetics Inc(MYGN)Call | COM | 62855J104 | $5 | 2,000 | 0.0% |
| Babson Cap GLB SHT Durhgh YL | COM | 05617T100 | $5 | 200 | 0.0% |
| Realogy Hldgs Corp | COM | 75605Y106 | $5 | 140 | 0.0% |
| Cherokee Inc del New | COM | 16444H102 | $5 | 300 | 0.0% |
| Mesa RTY TR(MTR) | UNIT BEN INT | 590660106 | $5 | 157 | 0.0% |
| Renesola LTD | SPONS ADS | 75971T103 | $5 | 1,525 | 0.0% |
| Bluerock Resident GR REIT in(BKO) | COM CL A | 09627J102 | $5 | 405 | 0.0% |
| Chatham Lodging TR(CLDT) | COM | 16208T102 | $5 | 200 | 0.0% |
| American Express Co(AXP)Call | COM | 025816109 | $5 | 2,000 | 0.0% |
| New Oriental ED & Tech GRP I | SPON ADR | 647581107 | $5 | 200 | 0.0% |
| Actua Corp | COM | 005094107 | $5 | 331 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $5 | $5,000 | 0.0% |
| Chart Inds Inc(GTLS) | COM PAR $0.01 | 16115Q308 | $5 | 88 | 0.0% |
| Clearbridge Energy MLP TR FD | COM | 18469Q108 | $5 | 202 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $5 | 1,051 | 0.0% |
| BlackRock Core BD TR(BHK) | SHS BEN INT | 09249E101 | $5 | 350 | 0.0% |
| Intercloud SYS Inc | COM NEW | 458488202 | $5 | 1,000 | 0.0% |
| Paramount Gold & Silver Corp | COM | 69924P102 | $5 | 5,000 | 0.0% |
| Douglas Dynamics Inc(PLOW) | COM | 25960R105 | $5 | 254 | 0.0% |
| Global X FDS | GLB X MLP ENRG I | 37950E226 | $5 | 272 | 0.0% |
| Deutsche Strategic MUN Incom | COM | 25159F102 | $5 | 400 | 0.0% |
| Global X FDS(SPFF) | GLBX SUPRINC ETF | 37950E333 | $5 | 303 | 0.0% |
| Gold Fields LTD New(EDG) | SPONSORED ADR | 38059T106 | $5 | 1,272 | 0.0% |
| Gabelli Hlthcare & Wellness(GRX) | SHS | 36246K103 | $5 | 539 | 0.0% |
| Dreamworks Animation SKG Inc | CL A | 26153C103 | $5 | 187 | 0.0% |
| Harmony Gold MNG LTD(HAM) | SPONSORED ADR | 413216300 | $5 | 2,500 | 0.0% |
| Gamco NAT RES Gold & Income(GNT) | SH BEN INT | 36465E101 | $5 | 500 | 0.0% |
| Orexigen Therapeutics Inc | COM | 686164104 | $5 | 1,200 | 0.0% |
| Powershares Global ETF Trust | GBL CLEAN ENER | 73936T615 | $5 | 419 | 0.0% |
| Firstservice Corp | SUB VTG SH | 33761N109 | $5 | 100 | 0.0% |
| Retailmenot Inc | COM SER 1 | 76132B106 | $5 | 300 | 0.0% |
| First TR Exchange-Traded FD(FPE) | PFD SECS INC ETF | 33739E108 | $5 | 273 | 0.0% |
| Felcor Lodging TR Inc | COM | 31430F101 | $5 | 500 | 0.0% |