Q3 2014 Holdings
Filed 2014-10-10 | 4288 holdings | $53.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Noah Hldgs LTD(NOAH) | SPONSORED ADS | 65487X102 | $13 | 1,000 | 0.0% |
| Powershares ETF Trust | DYNAMIC MKT PT | 73935X104 | $13 | 186 | 0.0% |
| Powershares ETF Trust | DYNM LRG CP VL | 73935X708 | $13 | 443 | 0.0% |
| Proshares TR(PST) | PSHS ULSHT 7-10Y | 74347R313 | $13 | 500 | 0.0% |
| Rydex ETF Trust | GUG S&P MC400 PV | 78355W502 | $13 | 250 | 0.0% |
| Rydex ETF Trust | GUG S&P500EQWTMA | 78355W825 | $13 | 150 | 0.0% |
| Sequenom Inc | COM NEW | 817337405 | $13 | 4,500 | 0.0% |
| Shanda Games LTD | SP ADR REPTG A | 81941U105 | $13 | 2,000 | 0.0% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $13 | $14,000 | 0.0% |
| Aircastle LTD(AYR) | COM | G0129K104 | $13 | 800 | 0.0% |
| Apco Oil & Gas International | SHS | G0471F109 | $13 | 1,000 | 0.0% |
| Alon USA Energy Inc | COM | 020520102 | $13 | 880 | 0.0% |
| Babcock & Wilcox Co New | COM | 05615F102 | $13 | 471 | 0.0% |
| Lakeland Bancorp Inc(LBAIUSD) | COM | 511637100 | $13 | 1,373 | 0.0% |
| Ebay Inc(EBAY)Call | COM | 278642103 | $13 | 1,000 | 0.0% |
| Brown Forman Corp(BF/A) | CL A | 115637100 | $13 | 150 | 0.0% |
| ON Assignment Inc | COM | 682159108 | $13 | 500 | 0.0% |
| Caesars Entmt Corp(CZREUR) | COM | 127686103 | $13 | 1,000 | 0.0% |
| Eaton Vance MUN BD FD II | COM | 27827K109 | $13 | 1,011 | 0.0% |
| Eaton Vance Enhanced EQ Inc(EOI) | COM | 278274105 | $13 | 925 | 0.0% |
| United Cmnty BKS Blairsvle G(UCB) | COM | 90984P303 | $13 | 800 | 0.0% |
| Kilroy Rlty Corp(KRC) | COM | 49427F108 | $13 | 215 | 0.0% |
| AVX Corp New | COM | 002444107 | $13 | 1,000 | 0.0% |
| Credit Suisse Asset Mgmt Inc(CIK) | COM | 224916106 | $13 | 3,890 | 0.0% |
| China Automotive SYS Inc(CAASEUR) | COM | 16936R105 | $13 | 1,400 | 0.0% |
| Pimco NY Municipal Income FD | COM | 72200T103 | $13 | 1,100 | 0.0% |
| Cincinnati Bell Inc New | COM | 171871106 | $13 | 3,762 | 0.0% |
| Anixter Intl Inc(AXE3EUR) | COM | 035290105 | $13 | 153 | 0.0% |
| Kennedy-Wilson Hldgs Inc(KW) | COM | 489398107 | $13 | 530 | 0.0% |
| Western Asset Emrg MKT Debt(XEMDX) | COM | 95766A101 | $13 | 759 | 0.0% |
| Wisdomtree TR | ASIA PAC EXJP FD | 97717W828 | $13 | 190 | 0.0% |
| Diamondrock Hospitality Co(DRH) | COM | 252784301 | $13 | 1,000 | 0.0% |
| Kaman Corp(KAMNUSD) | COM | 483548103 | $13 | 340 | 0.0% |
| Colony Finl Inc | COM | 19624R106 | $13 | 600 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $13 | $13,000 | 0.0% |
| BlackRock Munihldngs Qlty II | COM | 09254C107 | $13 | 1,000 | 0.0% |
| German Amern Bancorp Inc(GABC) | COM | 373865104 | $13 | 487 | 0.0% |
| Flexsteel Inds Inc(FLXS) | COM | 339382103 | $13 | 400 | 0.0% |
| Inovio Pharmaceuticals Inc | COM NEW | 45773H201 | $13 | 1,310 | 0.0% |
| Insight Enterprises Inc(NSIT) | COM | 45765U103 | $13 | 585 | 0.0% |
| Ishares TR(EPOL) | MSCI POL CAP ETF | 46429B606 | $13 | 472 | 0.0% |
| Huntington Bancshares Inc | PFD CONV SER A | 446150401 | $13 | 10 | 0.0% |
| ION Geophysical Corp | COM | 462044108 | $13 | 4,600 | 0.0% |
| BIG Lots Inc(BIGGQ) | COM | 089302103 | $13 | 296 | 0.0% |
| Ishares | TRGT DT 2035 ETF | 464289701 | $13 | 290 | 0.0% |
| Aramark(ARMK) | COM | 03852U106 | $13 | 500 | 0.0% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $14 | $13,000 | 0.0% |
| Evans Bancorp Inc(EVBNUSD) | COM NEW | 29911Q208 | $14 | 606 | 0.0% |
| Iconix Brand Group Inc | COM | 451055107 | $14 | 375 | 0.0% |
| Foster Wheeler AG | COM | H27178104 | $14 | 450 | 0.0% |