Q3 2014 Holdings
Filed 2014-11-14 | 675 holdings | $5.7M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2014-11-20) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Wafergen Bio-Systems Inc | COM PAR$ | 93041P308 | $0 | 52,500 | 0.0% |
| ER Urgent Care Holdings, Inc.(ERUC)A | Small-Cap Growth | 26884H207 | $0 | 400,000 | 0.0% |
| App Fin II Mauritius Ltd | International Bond | 00202RAB2 | $0 | 35,000 | 0.0% |
| Ion Ltd Sponsored AdrA | Int'l Developed Mkts | 462052101 | $0 | 10,000 | 0.0% |
| Fhlmc Remic Series 2036A | Long Bond | 3133TD6A9 | $2 | 10,000 | 0.0% |
| Atlatsa RES Corp | COM | 49477102 | $3 | 10,651 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $9 | 10,000 | 0.0% |
| Dade Cnty Fla Hsg Fin Auth Mul | Long Muni | 233911KD7 | $10 | 10,000 | 0.0% |
| Bmc Software Inc | High Yield | 055921AA8 | $10 | 10,000 | 0.0% |
| Houston Amern Energy Corp | COM | 44183U100 | $10 | 34,306 | 0.0% |
| American Apparel Inc | COM | 23850100 | $10 | 12,500 | 0.0% |
| New York St Environmental Facs | Long Muni | 64986A4X6 | $10 | 10,000 | 0.0% |
| New York N Y City Mun Wtr Fin | Short Muni | 64972F8E9 | $10 | 10,000 | 0.0% |
| Suffolk Cnty N Y | Long Muni | 864766V98 | $10 | 10,000 | 0.0% |
| Dell Inc | High Yield | 24702RAQ4 | $10 | 10,000 | 0.0% |
| Butler Cnty Ohio Hosp Facs Rev Hosp Fac | Long Muni | 123550FF7 | $10 | 10,000 | 0.0% |
| Ulster Cnty N Y | Long Muni | 903766VX8 | $11 | 10,000 | 0.0% |
| Miami-Dade Cnty Fla Aviation R Aviation | Long Muni | 59333PSZ2 | $11 | 10,000 | 0.0% |
| General Elec Cap Corp Medium Term Nts Fixed Rt Nts Ser A 4.375% 09/16/20 B/E Dtd 09/16/10A | Intermediate Bond | 36962G4R2 | $11 | 10,000 | 0.0% |
| National Holdings Corp | Small-Cap Value | 636375107 | $11 | 23,526 | 0.0% |
| Commercial Metals Co | High Yield | 201723AH6 | $11 | 10,000 | 0.0% |
| Ba Mtg Trust 2006 | High Yield | 05950GAS2 | $11 | 20,000 | 0.0% |
| New York N Y City Mun Wtr Fin | Long Muni | 64972FD29 | $11 | 10,000 | 0.0% |
| Salt Verde Finl Corp Sr Gas Re | Long Muni | 79575EAL2 | $12 | 10,000 | 0.0% |
| Ohio St | Short Muni | 677520UZ9 | $12 | 11,000 | 0.0% |
| Orlando & Orange Cnty Expwy Au | Long Muni | 686543QW2 | $13 | 12,500 | 0.0% |
| Reliv Intl Inc | COM | 75952R100 | $13 | 10,562 | 0.0% |
| Provectus Biopharmaceuticals(PVCT) | COM | 74373P108 | $14 | 14,000 | 0.0% |
| Genworth Finl IncA | Intermediate Bond | 37247DAM8 | $14 | 12,000 | 0.0% |
| Gnma Pass-Thru X Single FamilyA | Short Bond | 36201GL52 | $15 | 93,000 | 0.0% |
| Miami Dade Cnty Fla Solid Wast Solid Was | Short Muni | 59333WBC6 | $15 | 15,000 | 0.0% |
| Birmingham Ala Wtrwks Brd Wtr | Intermediate Muni | 091096BF3 | $15 | 13,000 | 0.0% |
| Bank Of America Corp | Intermediate Bond | 06048WFQ8 | $15 | 15,000 | 0.0% |
| Illinois St Go Bds | Intermediate Muni | 452151MW0 | $15 | 15,000 | 0.0% |
| Block Finl Corp | Short Bond | 093662AC8 | $15 | 15,000 | 0.0% |
| Hewlett Packard Co | Intermediate Bond | 428236BX0 | $16 | 15,000 | 0.0% |
| Winter Garden Fla Sales Tax Re | Long Muni | 975778AU5 | $16 | 15,000 | 0.0% |
| New York N Y City Transitional | Long Muni | 64971MEC2 | $16 | 15,000 | 0.0% |
| New York N Y Go Bds | Long Muni | 64966G4L3 | $16 | 15,000 | 0.0% |
| Oyster Bay N Y | Short Muni | 692160BK9 | $16 | 15,000 | 0.0% |
| New York N Y City Mun Wtr Fin Rev Bds | Long Muni | 64972FBZ8 | $16 | 15,000 | 0.0% |
| New York N Y | Long Muni | 64966G4F6 | $17 | 15,000 | 0.0% |
| General Electric Capital CorpA | Long Bond | 36966TBJ0 | $17 | 15,000 | 0.0% |
| Dendreon Corp | COM | 24823Q107 | $19 | 13,215 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 23111206 | $20 | 18,150 | 0.0% |
| Renn FD Inc(RCG)A | COM | 759720105 | $21 | 13,853 | 0.0% |
| United States Treas Bds | Long Bond | 912810FB9 | $21 | 15,000 | 0.0% |
| ZBB Energy Corporation | COM NEW | 98876R303 | $22 | 40,000 | 0.0% |
| Goldman Sachs Grp Inc Mtn BeA | Long Bond | 38141EX95 | $22 | 20,000 | 0.0% |
| Morgan Stanley D W Disc Srmtns | Short Bond | 61745EG70 | $23 | 23,000 | 0.0% |