Q3 2014 Holdings
Filed 2014-11-14 | 675 holdings | $5.7M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2014-11-20) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| United States Treas Nts Tips 01.875%15 Tips 01.875%15 | Short Bond | 912828EA4 | $25 | 20,000 | 0.0% |
| Morgan Stanley D W Disc Srmtns | Long Bond | 61745E5R8 | $26 | 25,000 | 0.0% |
| New York N Y City Transitional | Long Muni | 64972HNJ7 | $27 | 25,000 | 0.0% |
| Invesco V.I. Government Securities Fund | Intermediate Bond | HLBI30185 | $28 | 20,964 | 0.0% |
| Aegon Funding Corp | Intermediate Bond | 007634AA6 | $29 | 25,000 | 0.0% |
| Hecla MNG Co(HL)A | COM | 422704106 | $29 | 11,607 | 0.0% |
| New York St Energy Resh & Dev Ref Rev B | Long Muni | 649845ED2 | $30 | 30,000 | 0.0% |
| Novagold RES Inc(NG) | COM NEW | 66987E206 | $30 | 10,000 | 0.0% |
| Amerenenergy Generating Co | High Yield | 02360XAL1 | $33 | 35,000 | 0.0% |
| MAD Catz Interactive Inc(MCZAF) | COM | 556162105 | $35 | 90,000 | 0.0% |
| Unilife Corp New | COM | 90478E103 | $38 | 16,500 | 0.0% |
| New York N Y | Short Muni | 64966LQF1 | $38 | 35,000 | 0.0% |
| Denison Mines Corp(DNN)A | COM | 248356107 | $41 | 36,000 | 0.0% |
| Arena Pharmaceuticals Inc | COM | 40047102 | $44 | 10,600 | 0.0% |
| Zynga Inc(ZNGAEUR) | CL A | 98986T108 | $48 | 17,767 | 0.0% |
| New York N Y City Hsg Dev Corp | Long Muni | 64970MZA4 | $51 | 50,000 | 0.0% |
| Resource Cap Corp | COM | 76120W302 | $55 | 11,346 | 0.0% |
| Molycorp Inc del | COM | 608753109 | $57 | 48,050 | 0.0% |
| Towerstream CorpA | COM | 892000100 | $59 | 40,160 | 0.0% |
| Managed High Yield Plus FD I | COM | 561911108 | $60 | 30,142 | 0.0% |
| Novavax Inc | COM | 670002104 | $60 | 14,500 | 0.0% |
| Ivy Municipal High Income I | High Yield | 466001757 | $61 | 11,617 | 0.0% |
| KBS REIT II NSA | REITs | 48243C109 | $61 | 10,000 | 0.0% |
| BlackRock Debt Strat FD Inc | COM | 09255R103 | $68 | 17,833 | 0.0% |
| Kratos Defense & SEC Solutio(KTOS) | COM NEW | 50077B207 | $70 | 10,738 | 0.0% |
| Oppenheimer Global Strategic Inc A | High Yield | 68380K102 | $71 | 17,223 | 0.0% |
| Magnum Hunter RES Corp del | COM | 55973B102 | $74 | 13,320 | 0.0% |
| Penn West Pete LTD New | COM | 707887105 | $76 | 10,700 | 0.0% |
| Gabelli Util TR(GUT)A | COM | 36240A101 | $78 | 10,909 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $80 | 22,982 | 0.0% |
| Coronado Biosciences Inc | COM | 21976U109 | $80 | 38,100 | 0.0% |
| Local Corp(LOCM) | COM | 53954W104 | $80 | 40,000 | 0.0% |
| Walter Energy Inc | COM | 93317Q105 | $83 | 35,520 | 0.0% |
| GRO Fixd | Other | PRUGR7000 | $83 | 83,200 | 0.0% |
| DOT Hill SYS CorpA | COM | 25848T109 | $86 | 22,710 | 0.0% |
| Ivy Municipal High Income A | High Yield | 466001849 | $88 | 16,732 | 0.0% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $89 | 10,000 | 0.0% |
| Rite AID CorpA | COM | 767754104 | $94 | 19,495 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $94 | 18,575 | 0.0% |
| Fortress Investment Group LLA | CL A | 34958B106 | $97 | 14,100 | 0.0% |
| Arch Coal Inc | COM | 39380100 | $98 | 46,436 | 0.0% |
| Cinedigm CorpA | COM | 172406100 | $99 | 63,549 | 0.0% |
| Fidelity Floating Rate High IncomeA | Bank Loan | 315916783 | $100 | 10,166 | 0.0% |
| Oppenheimer Rochester LtdTerm NY MunisAA | Short Muni | 771740107 | $102 | 32,359 | 0.0% |
| NY Fixed Acc - 3 Percent Minimum | Other | HF1F40000 | $105 | 105,225 | 0.0% |
| BlackRock Strategic Income Opps Instl | Alternative Fixed Income | 09256H286 | $107 | 10,367 | 0.0% |
| OCH Ziff Cap Mgmt Group | CL A | 67551U105 | $108 | 10,050 | 0.0% |
| New York MTG TR Inc(NYMTEUR) | COM PAR $.02 | 649604501 | $109 | 15,103 | 0.0% |
| Jetblue Airways Corp(JBLU) | COM | 477143101 | $114 | 10,750 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $114 | 13,930 | 0.0% |