Q4 2013 Holdings
Filed 2014-02-14 | 62 holdings | $113.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Select Sector Spdr TR(XLP)Put | SBI CONS STPLS | 81369Y308 | $16.5K | 412,500 | 14.6% |
| Nexpoint CR Strategies FD | COM | 65340G106 | $12.0K | 1,520,440 | 10.6% |
| Invesco Dynamic CR OPP FD | COM | 46132R104 | $7.8K | 586,906 | 6.9% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $6.9K | 504,905 | 6.1% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $6.5K | 646,339 | 5.8% |
| Cushing MLP Total Return FD | COM SHS | 231631102 | $4.7K | 564,872 | 4.1% |
| Armour Residential REIT IncCall | COM | 042315101 | $4.7K | 907,000 | 4.1% |
| CYS Invts IncCall | COM | 12673A108 | $4.6K | 450,000 | 4.1% |
| Alpine Total Dynamic Divid F | COM | 021060108 | $3.1K | 753,915 | 2.8% |
| Armour Residential REIT Inc | COM | 042315101 | $3.0K | 579,714 | 2.6% |
| Calamos Strategic Totl Return(CSQ) | COM SH BEN INT | 128125101 | $2.9K | 268,536 | 2.5% |
| Select Sector Spdr TR(XLU)Put | SBI INT-UTILS | 81369Y886 | $2.7K | 71,500 | 2.4% |
| Allianzgi Global Equity & Co | COM | 01882W100 | $2.4K | 164,043 | 2.1% |
| Calamos Conv & High Income F(XCHYX) | COM SHS | 12811P108 | $2.3K | 178,650 | 2.0% |
| CYS Invts Inc | COM | 12673A108 | $2.0K | 194,063 | 1.8% |
| Cushing Renaissance FD | COM | 231647108 | $1.9K | 73,538 | 1.6% |
| BlackRock RES & COM Strat T(BCX) | SHS | 09257A108 | $1.7K | 136,771 | 1.5% |
| Neuberger Berman HGH YLD(NHS) | COM | 64128C106 | $1.6K | 121,013 | 1.5% |
| Eastman Kodak Co(KODK) | CONV | 277461406 | $1.5K | $1,500,000 | 1.3% |
| Putnam High Income SEC Fund | SHS BEN INT | 746779107 | $1.5K | 181,497 | 1.3% |
| Eaton Vance Risk Mngd DIV EQ(ETJ) | COM | 27829G106 | $1.4K | 121,958 | 1.2% |
| Dell IncCall | COM | 24702R101 | $1.3K | 100,000 | 1.2% |
| Allianzgi Equity & Conv Inco | COM | 018829101 | $1.3K | 69,405 | 1.2% |
| Apollo Tactical Income FD in | COM | 037638103 | $1.2K | 68,550 | 1.1% |
| First TR MLP & Energy Income | COM | 33739B104 | $1.1K | 50,330 | 0.9% |
| Avenue Income CR Strategies | COM | 05358E106 | $1.0K | 58,143 | 0.9% |
| American Capital Agency Corp | COM | 02503X105 | $952 | 36,909 | 0.8% |
| Invesco Mortgage Capital Inc(IVREUR) | COM | 46131B100 | $933 | 50,000 | 0.8% |
| Barclays BK PLC | IPATH S&P500 VIX | 06742E711 | $883 | 46,150 | 0.8% |
| Select Sector Spdr TR(XLP) | SBI CONS STPLS | 81369Y308 | $841 | 21,000 | 0.7% |
| Macquarie FT TR GB INF UT DI | COM | 55607W100 | $742 | 47,084 | 0.7% |
| Barclays BK PLC | IPATH DYNM VIX | 06741L609 | $707 | 17,600 | 0.6% |
| Nuveen Real Asset Inc & Grow(JRI) | COM | 67074Y105 | $660 | 33,777 | 0.6% |
| Salient Midstream & MLP FD | SH BEN INT | 79471V105 | $649 | 28,000 | 0.6% |
| Tortoise Power & Energy Infras | COM | 89147X104 | $641 | 24,067 | 0.6% |
| Market Vectors ETF TRCall | GOLD MINER ETF | 57060U100 | $590 | 20,000 | 0.5% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $554 | 109,288 | 0.5% |
| First Trust Mortgage Incm FD(FMY) | COM SHS | 33734E103 | $521 | 32,130 | 0.5% |
| Advent Claymore ENH GRW & in | COM | 00765E104 | $514 | 50,798 | 0.5% |
| Clearbridge Energy MLP TR FD | COM | 18469Q108 | $492 | 21,350 | 0.4% |
| Cohen & Steers Infrastructur(UTF) | COM | 19248A109 | $492 | 24,814 | 0.4% |
| Duff & Phelps GLB UTL Inc FD(DPG) | COM | 26433C105 | $435 | 22,754 | 0.4% |
| A123 Systems Inc | COM | 03739T108 | $400 | $400,000 | 0.4% |
| Tortoise Pipeline & Energy F | COM | 89148H108 | $385 | 13,255 | 0.3% |
| Tortoise Energy Independenc | COM | 89148K101 | $378 | 15,239 | 0.3% |
| Nuveen Quality PFD Inc FD 3 | COM | 67072W101 | $370 | 42,300 | 0.3% |
| Kayne Anderson Mdstm Energy | COM | 48661E108 | $358 | 10,300 | 0.3% |
| Arch Coal Inc | COM | 039380100 | $335 | 65,000 | 0.3% |
| Cohen & Steers REIT & PFD in(XRNPX) | COM | 19247X100 | $323 | 18,406 | 0.3% |
| Blackstone GSO LNG Shrt CR I(BGX) | COM SHS BN INT | 09257D102 | $312 | 16,286 | 0.3% |