Q4 2014 Holdings
Filed 2015-02-17 | 200 holdings | $4.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Arch Coal Inc | COM | 039380100 | $30 | 16,690 | 0.0% |
| Pioneer Floating Rate TR(XPHDX) | COM | 72369J102 | $145 | 12,707 | 0.0% |
| Nuveen Quality MUN FD Inc | COM | 67062N103 | $170 | 12,909 | 0.0% |
| Eaton Vance Flting Rate Inc(EFT) | COM | 278279104 | $194 | 14,000 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $232 | 2,100 | 0.0% |
| Select Sector Spdr TR(XLF) | SBI INT-FINL | 81369Y605 | $242 | 9,800 | 0.0% |
| FS Invt Corp(FSICUSD) | COM | 302635107 | $271 | 27,300 | 0.0% |
| Select Sector Spdr TR(XLE) | SBI INT-ENERGY | 81369Y506 | $277 | 3,500 | 0.0% |
| Fort Dearborn Income Secs in | COM | 347200107 | $293 | 20,700 | 0.0% |
| American Cap SR Floating LTD | COM | 02504D108 | $334 | 27,566 | 0.0% |
| Pioneer DIV High Income Trus(XHNWX) | COM | 723653101 | $355 | 20,000 | 0.0% |
| Ishares(EWZ) | MSCI BRZ CAP ETF | 464286400 | $366 | 10,000 | 0.0% |
| KKR Income Opportunities FD(KIO) | COM | 48249T106 | $371 | 22,905 | 0.0% |
| Eaton Vance MUN BD FD(EIM) | COM | 27827X101 | $398 | 31,021 | 0.0% |
| Spdr Series Trust | S&P OILGAS EXP | 78464A730 | $402 | 8,400 | 0.0% |
| Eaton Vance SR Fltng RTE TR(XEFRX) | COM | 27828Q105 | $417 | 30,437 | 0.0% |
| Invesco Calif Value MUN Inc(VCV) | COM | 46132H106 | $425 | 33,073 | 0.0% |
| Wells Fargo Advantage Income(XEADX) | COM SHS | 94987B105 | $465 | 52,342 | 0.0% |
| Nuveen Quality Income MUN FD | COM | 670977107 | $562 | 40,203 | 0.0% |
| Spdr Series Trust(KRE) | S&P REGL BKG | 78464A698 | $564 | 13,848 | 0.0% |
| Royce Global Value TR Inc(RGT) | COM | 78081T104 | $586 | 72,902 | 0.0% |
| Bancroft Fund LTD(BCV) | COM | 059695106 | $663 | 33,057 | 0.0% |
| Madison Strtg Sector Prem FD | COM | 558268108 | $678 | 57,100 | 0.0% |
| Voya Prime Rate TR | SH BEN INT | 92913A100 | $695 | 130,803 | 0.0% |
| Cushing RTY & Income FD | COM SH BEN INT | 23164R104 | $738 | 93,820 | 0.0% |
| Denali FD Inc | COM | 24823A102 | $745 | 32,999 | 0.0% |
| Nuveen DIV Advantage MUN FD | COM | 67070F100 | $804 | 56,957 | 0.0% |
| Nuveen SHT DUR CR OPP FD | COM | 67074X107 | $819 | 49,180 | 0.0% |
| Brookfield High Income FD in | COM | 11272P102 | $861 | 96,614 | 0.0% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $866 | 48,088 | 0.0% |
| Nuveen Floating Rate Income(JFR) | COM | 67072T108 | $943 | 85,802 | 0.0% |
| Nuveen PFD & Income Term FD(XJPIX) | COM | 67075A106 | $1.0K | 45,303 | 0.0% |
| BlackRock Float Rate OME STR(XFRAX) | COM | 09255X100 | $1.0K | 77,739 | 0.0% |
| Eaton Vance MUN Income Term(ETX) | SHS | 27829U105 | $1.1K | 60,184 | 0.0% |
| Alcentra Cap Corp(ABDCUSD) | COM | 01374T102 | $1.1K | 86,476 | 0.0% |
| Macquarie Glbl Infra Totl RE | COM | 55608D101 | $1.2K | 48,419 | 0.0% |
| Ishares TR(IWD) | RUS 1000 VAL ETF | 464287598 | $1.2K | 11,960 | 0.0% |
| CM FIN Inc | COM | 12574Q103 | $1.3K | 114,628 | 0.0% |
| Invesco Advantage Municipal(VKI) | SH BEN INT | 46132E103 | $1.3K | 111,941 | 0.0% |
| Market Vectors ETF TR | OIL SVCS ETF | 57060U191 | $1.4K | 37,900 | 0.0% |
| Stone HBR Emerg Mrkts Inc FD(EDF) | COM | 86164T107 | $1.4K | 87,960 | 0.0% |
| Blackstone GSO Flting RTE FU(BSL) | COM | 09256U105 | $1.5K | 87,370 | 0.0% |
| Nuveen Diversified Commodty | COM UT BEN INT | 67074P104 | $1.5K | 117,378 | 0.0% |
| Prudential SHT Duration HG Y | COM | 74442F107 | $1.6K | 93,669 | 0.0% |
| Deutsche High Income TR | SHS | 25155R100 | $1.6K | 179,727 | 0.0% |
| DWS Global High Income FD | COM | 23338W104 | $1.6K | 205,534 | 0.0% |
| Saratoga Invt Corp(SAR) | COM NEW | 80349A208 | $1.6K | 109,064 | 0.0% |
| Central Secs Corp(CET) | COM | 155123102 | $1.8K | 80,395 | 0.0% |
| Ares Multi Strategy CR FD in | COM | 04014Q108 | $1.8K | 91,281 | 0.0% |
| Special Opportunities FD Inc(SPE) | COM | 84741T104 | $1.8K | 119,119 | 0.0% |