Q3 2019 Holdings
Filed 2019-11-14 | 79 holdings | $4.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Concrete Pumping Hldgs Inc(BBCP) | COMMON | 206704108 | $3.7M | 938,764 | 84.5% |
| Spdr S&P 500 ETF TR(SPY)Put | OPTION | 78462F103 | $71.8K | 242,000 | 1.6% |
| Zions Bancorporation N A | WARRANT | 989701115 | $60.8K | 5,091,700 | 1.4% |
| Contura Energy Inc | COMMON | 21241B100 | $36.0K | 1,287,204 | 0.8% |
| Invacare Corp | BOND | 461203AH4 | $30.1K | $36,400,000 | 0.7% |
| Spdr Gold Trust(GLD)Put | OPTION | 78463V107 | $27.8K | 200,000 | 0.6% |
| Paratek Pharmaceuticals Inc | BOND | 699374AB0 | $25.9K | $37,825,000 | 0.6% |
| Pulte Group Inc(PHM)Put | OPTION | 745867101 | $23.8K | 650,000 | 0.5% |
| Parker Drilling Co | COMMON | 701081507 | $22.7K | 1,199,900 | 0.5% |
| Ishares TR(IWM)Put | OPTION | 464287655 | $22.7K | 150,000 | 0.5% |
| Nanthealth Inc | BOND | 630104AB3 | $20.8K | $33,250,000 | 0.5% |
| Intelsat S A | BOND | 45790VAB6 | $20.1K | $13,554,000 | 0.5% |
| Oasis Pete Inc New | BOND | 674215AJ7 | $19.7K | $26,526,000 | 0.4% |
| Plug Power Inc | BOND | 72919PAB9 | $18.3K | $15,000,000 | 0.4% |
| Trinity Biotech Invt LTD | BOND | 89643QAB4 | $18.2K | $26,425,000 | 0.4% |
| Protalix Biotherapeutics Inc | BOND | 74365AAD3 | $16.4K | $19,407,000 | 0.4% |
| Intercept Pharmaceuticals in | BOND | 45845PAB4 | $16.3K | $18,000,000 | 0.4% |
| Retrophin Inc | BOND | 761299AB2 | $16.1K | $21,750,000 | 0.4% |
| Ashland Global Hldgs Inc(ASH)Put | OPTION | 044186104 | $15.4K | 200,000 | 0.3% |
| Tesla Inc | BOND | 88160RAG6 | $15.2K | $15,000,000 | 0.3% |
| Hostess Brands Inc | WARRANT | 44109J114 | $15.0K | 8,799,221 | 0.3% |
| Novavax Inc | BOND | 670002AB0 | $13.4K | $32,118,000 | 0.3% |
| Opko Health Inc | BOND | 68375NAD5 | $13.2K | $16,000,000 | 0.3% |
| Quotient LTD | COMMON | G73268107 | $13.0K | 1,669,334 | 0.3% |
| Invacare Corp | BOND | 461203AF8 | $10.1K | $10,800,000 | 0.2% |
| Pacific Drilling SA Luxembou | COMMON | L7257P205 | $9.0K | 2,305,348 | 0.2% |
| Verastem Inc | BOND | 92337CAA2 | $8.6K | $21,625,000 | 0.2% |
| Assertio Therapeutics Inc | BOND | 249908AA2 | $7.8K | $10,635,000 | 0.2% |
| Teligent Inc New | BOND | 87960WAA2 | $7.7K | $18,000,000 | 0.2% |
| GEO Group Inc New(GEO)Put | OPTION | 36162J106 | $7.5K | 431,800 | 0.2% |
| Infinera Corporation | BOND | 45667GAC7 | $7.4K | $8,500,000 | 0.2% |
| Avaya Hldgs Corp(AVYAUSD) | COMMON | 05351X101 | $6.7K | 650,000 | 0.2% |
| Veoneer Incorporated | BOND | 92336XAA7 | $6.6K | $6,700,000 | 0.1% |
| Medicines CoPut | OPTION | 584688105 | $6.5K | 130,600 | 0.1% |
| General Electric CoPut | OPTION | 369604103 | $6.4K | 712,200 | 0.1% |
| Lannet IncPut | OPTION | 516012101 | $5.1K | 454,400 | 0.1% |
| Clovis Oncology Inc | BOND | 189464AC4 | $4.6K | $11,066,000 | 0.1% |
| Accelerate Diagnostics Inc | BOND | 00430HAB8 | $3.9K | $5,450,000 | 0.1% |
| Owens & Minor Inc New(ACH)Put | OPTION | 690732102 | $2.4K | 414,700 | 0.1% |
| Chesapeake Energy Corp | BOND | 165167CY1 | $2.4K | $4,000,000 | 0.1% |
| Intelsat S A | COMMON | L5140P101 | $2.2K | 98,000 | 0.1% |
| Sanofi | COMMON | 80105N113 | $2.2K | 3,860,254 | 0.0% |
| NII Hldgs Inc | COMMON | 62913F508 | $2.1K | 1,077,863 | 0.0% |
| Translate BIO Inc | COMMON | 89374L104 | $1.7K | 166,640 | 0.0% |
| Apellis Pharmaceuticals Inc(APLS) | COMMON | 03753U106 | $1.4K | 59,664 | 0.0% |
| Avaya Hldgs Corp(AVYAUSD)Call | OPTION | 05351X101 | $1.3K | 131,000 | 0.0% |
| Sailpoint Technlgies Hldgs I | COMMON | 78781P105 | $1.2K | 63,400 | 0.0% |
| Okta Inc(OKTA) | COMMON | 679295105 | $1.0K | 10,600 | 0.0% |
| Opko Health Inc(OPK) | COMMON | 68375N103 | $1.0K | 497,123 | 0.0% |
| Target Hospitality Corp | WARRANT | 87615L115 | $1.0K | 1,190,944 | 0.0% |