Q4 2019 Holdings
Filed 2020-02-14 | 63 holdings | $904.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr S&P 500 ETF TR(SPY)Put | OPTION | 78462F103 | $96.6K | 300,000 | 10.7% |
| Omeros Corp | BOND | 682143AE2 | $37.8K | $38,800,000 | 4.2% |
| DTE Energy Co | PREF CONV | 233331842 | $37.3K | 726,000 | 4.1% |
| Ringcentral Inc | BOND | 76680RAD9 | $35.8K | $17,055,000 | 4.0% |
| Invacare Corp | BOND | 461203AH4 | $33.9K | $36,400,000 | 3.8% |
| Lumentum Hldgs Inc | BOND | 55024UAB5 | $33.4K | $22,865,000 | 3.7% |
| Wayfair Inc | BOND | 94419LAD3 | $33.0K | $31,750,000 | 3.6% |
| Parker Drilling Co | COMMON | 701081507 | $30.2K | 1,341,195 | 3.3% |
| Spdr Series Trust(XBI)Put | OPTION | 78464A870 | $28.5K | 300,000 | 3.2% |
| Zions Bancorporation N A | WARRANT | 989701115 | $28.2K | 1,441,700 | 3.1% |
| Paratek Pharmaceuticals Inc | BOND | 699374AB0 | $27.3K | $37,825,000 | 3.0% |
| Pulte Group Inc(PHM)Put | OPTION | 745867101 | $25.2K | 650,000 | 2.8% |
| Nanthealth Inc | BOND | 630104AB3 | $24.4K | $35,600,000 | 2.7% |
| Aegerion Pharmaceuticals Inc | BOND | 00767EAC6 | $24.2K | $24,775,610 | 2.7% |
| Trinity Biotech Invt LTD | BOND | 89643QAB4 | $23.0K | $30,425,000 | 2.5% |
| Intelsat S A | BOND | 45790VAB6 | $20.5K | $30,554,000 | 2.3% |
| Quotient LTD | COMMON | G73268107 | $19.7K | 2,073,267 | 2.2% |
| Synaptics Inc | BOND | 87157DAD1 | $19.5K | $17,500,000 | 2.2% |
| Caesars Entmt Corp | BOND | 127686AA1 | $19.2K | $10,000,000 | 2.1% |
| Opko Health Inc | BOND | 68375NAD5 | $19.2K | $24,500,000 | 2.1% |
| Plug Power Inc | BOND | 72919PAB9 | $16.6K | $11,000,000 | 1.8% |
| Retrophin Inc | BOND | 761299AB2 | $16.4K | $20,850,000 | 1.8% |
| Invacare Corp | BOND | 461203AJ0 | $16.2K | $17,550,000 | 1.8% |
| General Electric CoPut | OPTION | 369604103 | $15.6K | 1,400,000 | 1.7% |
| Ashland Global Hldgs Inc(ASH)Put | OPTION | 044186104 | $15.3K | 200,000 | 1.7% |
| Hostess Brands Inc | WARRANT | 44109J114 | $15.3K | 8,339,003 | 1.7% |
| Verastem Inc | BOND | 92337CAB0 | $15.0K | $16,829,000 | 1.7% |
| Clovis Oncology Inc(CLVSEUR)Put | OPTION | 189464100 | $13.8K | 1,328,200 | 1.5% |
| Contura Energy Inc | COMMON | 21241B100 | $13.5K | 1,490,000 | 1.5% |
| Novavax Inc | BOND | 670002AB0 | $13.0K | $32,118,000 | 1.4% |
| Protalix Biotherapeutics Inc | BOND | 74365AAD3 | $12.8K | $14,407,000 | 1.4% |
| Pacific Drilling SA Luxembou | COMMON | L7257P205 | $12.8K | 3,125,587 | 1.4% |
| Clovis Oncology Inc | BOND | 189464AC4 | $12.1K | $19,066,000 | 1.3% |
| Nuance Communications Inc | BOND | 67020YAG5 | $11.6K | $10,962,000 | 1.3% |
| Cree Inc | BOND | 225447AB7 | $10.6K | $10,000,000 | 1.2% |
| Assertio Therapeutics Inc | BOND | 249908AA2 | $9.3K | $12,635,000 | 1.0% |
| Teligent Inc New | BOND | 87960WAA2 | $9.2K | $21,000,000 | 1.0% |
| SEA LTD | BOND | 81141RAB6 | $6.4K | $3,000,000 | 0.7% |
| Medicines CoPut | OPTION | 584688105 | $6.4K | 75,200 | 0.7% |
| Stanley Black & Decker Inc | PREF CONV | 854502846 | $6.0K | 55,000 | 0.7% |
| Ionis Pharmaceuticals Inc(IONS) | COMMON | 462222100 | $5.8K | 96,060 | 0.6% |
| Virgin Galactic Holdings Inc | WARRANT | 92766K114 | $5.3K | 1,579,588 | 0.6% |
| Sanofi | COMMON | 80105N113 | $4.6K | 3,907,852 | 0.5% |
| Oasis Pete Inc New | BOND | 674215AJ7 | $4.2K | $5,400,000 | 0.5% |
| Accelerate Diagnostics Inc | BOND | 00430HAB8 | $4.0K | $5,200,000 | 0.4% |
| NIO Inc(NIO)Put | OPTION | 62914V106 | $3.2K | 793,000 | 0.4% |
| Chesapeake Energy Corp | BOND | 165167CY1 | $2.9K | $6,000,000 | 0.3% |
| American Intl Group Inc | WARRANT | 026874156 | $2.3K | 220,000 | 0.3% |
| Opko Health Inc(OPK) | COMMON | 68375N103 | $2.1K | 1,426,947 | 0.2% |
| Ranpak Hldgs Corp | WARRANT | 75321W111 | $1.2K | 1,160,780 | 0.1% |