Q1 2020 Holdings
Filed 2020-05-15 | 87 holdings | $3.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bandwidth Inc(BAND) | COMMON | 05988J103 | $2.5M | 37,766 | 72.4% |
| Lumentum Hldgs Inc | BOND | 55024UAB5 | $74.9K | $55,065,000 | 2.1% |
| SEA LTD | BOND | 81141RAB6 | $40.5K | $17,500,000 | 1.2% |
| Omeros Corp | BOND | 682143AE2 | $37.4K | $42,095,000 | 1.1% |
| Aemetis Inc(AMTX) | COMMON | 00770K202 | $37.0K | 70,768 | 1.1% |
| DTE Energy Co | PREF CONV | 233331842 | $34.1K | 905,297 | 1.0% |
| Wayfair Inc | BOND | 94419LAD3 | $29.0K | $42,000,000 | 0.8% |
| Invacare Corp | BOND | 461203AH4 | $28.2K | $33,200,000 | 0.8% |
| Nextera Energy Inc | PREF CONV | 65339F770 | $27.6K | 627,000 | 0.8% |
| Tesla Inc | BOND | 88160RAD3 | $26.6K | $15,500,000 | 0.8% |
| Ringcentral Inc | BOND | 76680RAD9 | $26.1K | $10,055,000 | 0.7% |
| Nanthealth Inc | BOND | 630104AB3 | $26.0K | $30,000,000 | 0.7% |
| Spdr S&P 500 ETF TRPut | OPTION | 78462F953 | $25.8K | 100,000 | 0.7% |
| Etsy Inc | BOND | 29786AAC0 | $25.3K | $20,000,000 | 0.7% |
| Aegerion Pharmaceuticals Inc | BOND | 00767EAC6 | $24.4K | $25,038,294 | 0.7% |
| Paratek Pharmaceuticals Inc | BOND | 699374AB0 | $23.8K | $36,390,000 | 0.7% |
| Opko Health Inc | BOND | 68375NAD5 | $23.3K | $35,275,000 | 0.7% |
| Trinity Biotech Invt LTD | BOND | 89643QAB4 | $21.3K | $30,425,000 | 0.6% |
| Retrophin Inc | BOND | 761299AB2 | $20.6K | $29,000,000 | 0.6% |
| ON Semiconductor Corp | BOND | 682189AK1 | $20.0K | $20,000,000 | 0.6% |
| Novavax Inc | BOND | 670002AB0 | $19.1K | $24,468,000 | 0.5% |
| Biomarin Pharmaceutical Inc | BOND | 09061GAF8 | $18.1K | $17,100,000 | 0.5% |
| Mesa Labs Inc | BOND | 59064RAA7 | $17.9K | $17,850,000 | 0.5% |
| Microchip Technology Inc | BOND | 595017AF1 | $17.1K | $16,500,000 | 0.5% |
| AIR Transport Services GRP I | BOND | 00922RAB1 | $16.6K | $19,289,000 | 0.5% |
| Quotient LTD | COMMON | G73268107 | $16.4K | 4,164,297 | 0.5% |
| Q2 Hldgs Inc | BOND | 74736LAB5 | $16.2K | $13,331,000 | 0.5% |
| Nextera Energy Inc | PREF CONV | 65339F796 | $14.7K | 311,018 | 0.4% |
| GFL Environmental Inc | PREF CONV | 36168Q120 | $13.9K | 302,567 | 0.4% |
| Microchip Technology Inc | BOND | 595017AD6 | $13.0K | $9,131,000 | 0.4% |
| Protalix Biotherapeutics Inc | BOND | 74365AAD3 | $12.2K | $14,407,000 | 0.3% |
| Sempra Energy | PREF CONV | 816851406 | $11.7K | 126,417 | 0.3% |
| Cree Inc | BOND | 225447AB7 | $11.7K | $12,612,000 | 0.3% |
| Protalix Biotherapeutics Inc(PLX) | COMMON | 74365A309 | $11.3K | 4,828,974 | 0.3% |
| Clovis Oncology Inc | BOND | 189464AC4 | $11.3K | $18,066,000 | 0.3% |
| Agrofresh Solutions | WARRANT | 00856G117 | $10.9K | $3,424,981 | 0.3% |
| Amag Pharmaceuticals Inc | BOND | 00163UAD8 | $9.8K | $12,765,000 | 0.3% |
| Inovio Pharmaceuticals Inc | BOND | 45773HAB8 | $9.7K | $4,750,000 | 0.3% |
| Invacare Corp | BOND | 461203AJ0 | $8.4K | $10,809,000 | 0.2% |
| Insulet Corp | BOND | 45784PAH4 | $8.2K | $4,500,000 | 0.2% |
| Teligent Inc New | BOND | 87960WAA2 | $7.3K | $21,000,000 | 0.2% |
| Green Plains Inc | BOND | 393222AF1 | $7.3K | $11,500,000 | 0.2% |
| Intelsat S A | BOND | 45790VAB6 | $7.3K | $34,554,000 | 0.2% |
| Energizer Hldgs Inc New | PREF CONV | 29272W208 | $7.2K | 105,814 | 0.2% |
| Blackstone MTG TR Inc | BOND | 09257WAB6 | $6.5K | $8,401,000 | 0.2% |
| NIO Inc | BOND | 62914VAB2 | $6.4K | $14,000,000 | 0.2% |
| Collegium Pharmaceutical Inc | BOND | 19459JAA2 | $5.7K | $6,500,000 | 0.2% |
| Conmed Corp | BOND | 207410AF8 | $5.6K | $6,098,000 | 0.2% |
| Plug Power Inc | BOND | 72919PAB9 | $5.3K | $6,000,000 | 0.2% |
| Ezcorp Inc | BOND | 302301AF3 | $5.3K | $7,125,000 | 0.1% |