Q3 2020 Holdings
Filed 2020-11-12 | 85 holdings | $1.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr S&P 500 ETF TRPut | OPTION | 78462F953 | $174.5K | 525,000 | 9.4% |
| Wayfair Inc | BOND | 94419LAD3 | $99.9K | $38,500,000 | 5.4% |
| Clovis Oncology Inc | BOND | 189464AE0 | $63.5K | $64,842,000 | 3.4% |
| Sempra Energy | PREF CONV | 816851406 | $61.2K | 621,338 | 3.3% |
| Colfax Corp | PREF CONV | 194014205 | $58.2K | 433,901 | 3.1% |
| GFL Environmental Inc | PREF CONV | 36168Q120 | $56.8K | 1,066,006 | 3.1% |
| American Airls Group Inc | BOND | 02376RAF9 | $54.1K | $58,500,000 | 2.9% |
| Opko Health Inc | BOND | 68375NAD5 | $49.5K | $44,920,000 | 2.7% |
| Wayfair Inc | BOND | 94419LAF8 | $47.2K | $22,500,000 | 2.5% |
| Retrophin Inc | BOND | 761299AB2 | $44.7K | $53,400,000 | 2.4% |
| Amag Pharmaceuticals Inc | BOND | 00163UAD8 | $43.7K | $48,555,000 | 2.4% |
| Aegerion Pharmaceuticals Inc | BOND | 00767EAC6 | $42.7K | $35,456,854 | 2.3% |
| Green Plains Inc | BOND | 393222AF1 | $42.7K | $45,243,000 | 2.3% |
| Inovio Pharmaceuticals Inc | BOND | 45773HAB8 | $40.8K | $16,000,000 | 2.2% |
| Invacare Corp | BOND | 461203AH4 | $40.4K | $45,863,000 | 2.2% |
| Danaher Corporation(DHR) | COMMON | 235851102 | $39.2K | 185,854 | 2.1% |
| Intercept Pharmaceuticals in | BOND | 45845PAB4 | $39.1K | $55,943,000 | 2.1% |
| Trinity Biotech Invt LTD | BOND | 89643QAB4 | $36.5K | $52,925,000 | 2.0% |
| Omeros Corp | BOND | 682143AG7 | $33.7K | $41,600,000 | 1.8% |
| Infinera Corp | BOND | 45667GAC7 | $33.5K | $37,000,000 | 1.8% |
| Nanthealth Inc | BOND | 630104AB3 | $33.1K | $36,445,000 | 1.8% |
| Collegium Pharmaceutical Inc | BOND | 19459JAA2 | $31.3K | $32,495,000 | 1.7% |
| Clovis Oncology Inc | BOND | 189464AC4 | $31.0K | $46,566,000 | 1.7% |
| Mesa Labs Inc | BOND | 59064RAA7 | $29.5K | $27,350,000 | 1.6% |
| Quotient LTD | COMMON | G73268107 | $28.3K | 5,428,844 | 1.5% |
| Tortoise Acquisition CorpPut | OPTION | 89154L950 | $28.1K | 525,000 | 1.5% |
| Gogo Inc | BOND | 38046CAD1 | $27.4K | $17,308,000 | 1.5% |
| Verastem Inc | BOND | 92337CAA2 | $26.7K | $28,000,000 | 1.4% |
| Ezcorp Inc | BOND | 302301AF3 | $26.6K | $29,377,000 | 1.4% |
| Paratek Pharmaceuticals Inc | BOND | 699374AB0 | $26.2K | $31,481,000 | 1.4% |
| NIO Inc(NIO) | ADR | 62914V106 | $25.7K | 1,232,900 | 1.4% |
| Proofpoint Inc | BOND | 743424AF0 | $24.9K | $25,000,000 | 1.3% |
| Broadcom Inc(AVGO) | COMMON | 11135F101 | $23.5K | 64,446 | 1.3% |
| Becton Dickinson & Co(BDX) | COMMON | 075887109 | $23.2K | 102,990 | 1.3% |
| Workiva Inc | BOND | 98139AAB1 | $21.6K | $22,041,000 | 1.2% |
| Helix Energy Solutions GRP I | BOND | 42330PAK3 | $19.4K | $25,500,000 | 1.0% |
| Omeros Corp | BOND | 682143AE2 | $18.8K | $18,845,000 | 1.0% |
| Intercept Pharmaceuticals in | BOND | 45845PAA6 | $18.5K | $22,977,000 | 1.0% |
| Ezcorp Inc | BOND | 302301AE6 | $18.3K | $23,325,000 | 1.0% |
| Tortoise Acquisition Corp | COMMON | 89154L100 | $17.2K | 322,280 | 0.9% |
| Protalix Biotherapeutics Inc | BOND | 74365AAD3 | $16.9K | $19,014,000 | 0.9% |
| Wayfair IncPut | OPTION | 94419L951 | $14.7K | 50,000 | 0.8% |
| KKR & Co Inc(KKR) | COMMON | 48251W104 | $14.5K | 422,889 | 0.8% |
| Forum Merger II CorpPut | OPTION | 34986F953 | $14.1K | 551,000 | 0.8% |
| American Elec PWR Co Inc | PREF CONV | 02557T307 | $13.6K | 277,597 | 0.7% |
| Invacare Corp | BOND | 461203AJ0 | $12.9K | $15,809,000 | 0.7% |
| American Elec PWR Co Inc(AEP) | COMMON | 025537101 | $12.7K | 156,960 | 0.7% |
| Tortoise Acquisition Corp | WARRANT | 89154L118 | $11.6K | $416,200 | 0.6% |
| Contura Energy Inc | COMMON | 21241B100 | $10.7K | 1,454,967 | 0.6% |
| Veoneer Inc | BOND | 92336XAA7 | $9.8K | $10,800,000 | 0.5% |