Q4 2021 Holdings
Filed 2022-02-15 | 2162 holdings | $8.8B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-02-15) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ESC Wright MED Group N | COM | N96ESC012 | $0 | 29,879 | 0.0% |
| Achillion Pharmaceutical CVR | COM | 004CVR031 | $0 | 21,710 | 0.0% |
| Progenics Pharmaceuticals Inc. | COM | 743CVR037 | $0 | 17,405 | 0.0% |
| PNM Resources Inc | COM | GKD49H100 | $1 | 50,000 | 0.0% |
| Eros STX Global Corporation | COM | G3788M114 | $10 | 41,360 | 0.0% |
| SOC Telemed Inc COM CL A | COM | 78472F101 | $13 | 10,025 | 0.0% |
| Liveone Inc COM(LIVXEUR) | COM | 53814X102 | $13 | 10,345 | 0.0% |
| Marrone BIO Innovations Inc | COM | 57165B106 | $13 | 17,819 | 0.0% |
| Trevena Inc | COM | 89532E109 | $14 | 23,845 | 0.0% |
| Ibio Inc | COM | 451033203 | $15 | 28,137 | 0.0% |
| Ageagle Aerial SYS Inc New COM | COM | 00848K101 | $17 | 10,836 | 0.0% |
| Drive Shack Inc(DSEUR) | COM | 262077100 | $18 | 12,606 | 0.0% |
| Avalo Therapeutics Inc COM | COM | 05338F108 | $18 | 10,326 | 0.0% |
| Tonix Pharmaceuticals Hldg Co COM | COM | 890260706 | $19 | 53,029 | 0.0% |
| Athenex Inc(ATNXEUR) | COM | 04685N103 | $19 | 13,614 | 0.0% |
| Adverum Biotechnologies Inc(ADVMCHF) | COM | 00773U108 | $20 | 11,311 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $20 | 34,374 | 0.0% |
| Outlook Therapeutics Inc COM(ONSGBP) | COM | 69012T206 | $21 | 15,715 | 0.0% |
| New AGE Inc | COM | 650194103 | $22 | 21,024 | 0.0% |
| Aspira Women's Health Inc | COM | 04537Y109 | $23 | 12,835 | 0.0% |
| Citius Pharmaceuticals Inc COM | COM | 17322U207 | $23 | 14,785 | 0.0% |
| Therapeuticsmd Inc | COM | 88338N107 | $24 | 68,680 | 0.0% |
| Castlight Health Inc(CSLT1EUR) | COM | 14862Q100 | $25 | 15,948 | 0.0% |
| Atossa Therapeutics Inc COM(ATOSEUR) | COM | 04962H506 | $25 | 15,612 | 0.0% |
| Liberty Tripadvisor HDG | COM | 531465102 | $26 | 12,093 | 0.0% |
| Metromile Inc COM | COM | 591697107 | $27 | 12,222 | 0.0% |
| Seelos Therapeutics Inc COM | COM | 81577F109 | $28 | 17,222 | 0.0% |
| Sesen BIO Inc COM | COM | 817763105 | $29 | 35,205 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $31 | 34,807 | 0.0% |
| Pavmed Inc | COM | 70387R106 | $31 | 12,788 | 0.0% |
| Fortress Biotech Inc | COM | 34960Q109 | $32 | 12,988 | 0.0% |
| Infinity Pharmaceuticals Inc.(INFIQ) | COM | 45665G303 | $34 | 15,043 | 0.0% |
| Newpark Resources Inc(NPKI) | COM | 651718504 | $35 | 11,753 | 0.0% |
| Nordic American Tankers LTD(NAT) | COM | G65773106 | $36 | 21,035 | 0.0% |
| Asensus Surgical Inc COM(TRXCEUR) | COM | 04367G103 | $38 | 33,804 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $39 | 39,940 | 0.0% |
| Genius Brands Intl Inc COM | COM | 37229T301 | $39 | 36,748 | 0.0% |
| Audacy Inc COM CL A | COM | 05070N103 | $39 | 15,360 | 0.0% |
| W T Offshore Inc(WTI) | COM | 92922P106 | $39 | 12,219 | 0.0% |
| 9 Meters Biopharma Inc COM | COM | 654405109 | $39 | 39,749 | 0.0% |
| Selecta Biosciences Inc(SELBUSD) | COM | 816212104 | $40 | 12,340 | 0.0% |
| Alaunos Therapeutics Inc COM | COM | 98973P101 | $40 | 37,007 | 0.0% |
| MEI Pharma Inc | COM | 55279B202 | $51 | 19,139 | 0.0% |
| Limelight Networks Inc | COM | 53261M104 | $56 | 16,270 | 0.0% |
| Verastem Inc | COM | 92337C104 | $62 | 30,432 | 0.0% |
| Veru Inc(VERUEUR) | COM | 92536C103 | $62 | 10,516 | 0.0% |
| Vistagen Therapeutics Inc COM(VTGNUSD) | COM | 92840H202 | $64 | 32,774 | 0.0% |
| Ideanomics Inc | COM | 45166V106 | $67 | 55,862 | 0.0% |
| Inseego Corp(INSGEUR) | COM | 45782B104 | $69 | 11,828 | 0.0% |
| Curis Inc(CRISEUR) | COM | 231269200 | $70 | 14,772 | 0.0% |