Q2 2013 Holdings
Filed 2013-08-14 | 38 holdings | $15.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ambac Finl Group Inc(OSG) | COM NEW | 023139884 | $7.1M | 296,791 | 46.4% |
| Ciena Corp(CIEN) | COM NEW | 171779309 | $7.1M | 363,740 | 46.4% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $204.6K | $145,124,000 | 1.3% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $160.6K | $110,699,000 | 1.1% |
| Exterran Hldgs Inc | NOTE 4.250% 6/1 | 30225XAA1 | $100.4K | $77,966,000 | 0.7% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $89.8K | $96,200,000 | 0.6% |
| Xilinx Inc | SDCV 3.125% 3/1 | 983919AD3 | $69.1K | $50,000,000 | 0.5% |
| Advanced Micro Devices Inc | NOTE 6.000% 5/0 | 007903AL1 | $60.2K | $58,985,000 | 0.4% |
| Priceline COM Inc | COM NEW | 741503403 | $51.3K | 62,083 | 0.3% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $48.4K | $67,062,000 | 0.3% |
| New York Cmnty Cap TR V | UNIT 99/99/9999 | 64944P307 | $46.6K | $963,527 | 0.3% |
| Hornbeck Offshore Svcs Inc N | FRNT 1.625%11/1 | 440543AE6 | $38.5K | $33,215,000 | 0.3% |
| General Mtrs Co(GM) | COM | 37045V100 | $34.3K | 1,029,605 | 0.2% |
| State BK Finl Corp | COM | 856190103 | $31.3K | 2,080,903 | 0.2% |
| AIR Lease Corp(AL) | CL A | 00912X302 | $23.9K | 866,441 | 0.2% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $18.7K | 3,274,181 | 0.1% |
| Freeport-Mcmoran Copper & GO(FCX)Call | COM | 35671D857 | $15.2K | 550,000 | 0.1% |
| Hologic Inc(HOLX) | COM | 436440101 | $15.0K | 774,900 | 0.1% |
| Jarden Corp | COM | 471109108 | $9.6K | 218,800 | 0.1% |
| Silver BAY Rlty TR Corp | COM | 82735Q102 | $8.9K | 539,286 | 0.1% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $8.9K | 199,825 | 0.1% |
| United Therapeutics Corp del(UTHR) | COM | 91307C102 | $8.6K | 130,913 | 0.1% |
| F N B United Corp | COM NEW | 302519202 | $8.5K | 1,051,764 | 0.1% |
| Thoratec Corp | COM NEW | 885175307 | $8.4K | 269,500 | 0.1% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $8.3K | $8,500,000 | 0.1% |
| U S Airways Group IncPut | COM | 90341W108 | $5.9K | 357,700 | 0.0% |
| Masimo Corp(MASI) | COM | 574795100 | $5.5K | 257,500 | 0.0% |
| Volcano Corporation | COM | 928645100 | $5.4K | 300,000 | 0.0% |
| Cornerstone Ondemand Inc(CSOD) | COM | 21925Y103 | $4.9K | 112,900 | 0.0% |
| Nuvasive Inc(NUVAGBP) | COM | 670704105 | $3.7K | 150,000 | 0.0% |
| Netsuite Inc | COM | 64118Q107 | $3.1K | 33,600 | 0.0% |
| Intel Corp(INTC) | COM | 458140100 | $2.5K | 103,600 | 0.0% |
| Two Hbrs Invt Corp | *W EXP 11/07/201 | 90187B119 | $2.4K | 2,375,106 | 0.0% |
| Cumulus Media Inc | CL A | 231082108 | $1.5K | 449,876 | 0.0% |
| Shutterfly Inc(SFLY) | COM | 82568P304 | $850 | 15,200 | 0.0% |
| Old REP Intl Corp(ORI) | COM | 680223104 | $579 | 45,000 | 0.0% |
| Nxstage Medical Inc | COM | 67072V103 | $400 | 28,000 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $328 | 172,591 | 0.0% |